Terence Lui

Terence Lui Email and Phone Number

Chief Legal Officer and Chief Compliance Officer @ Newton.co
Terence Lui's Location
Toronto, Ontario, Canada, Canada
Terence Lui's Contact Details

Terence Lui work email

Terence Lui personal email

n/a
About Terence Lui

Terence is a driven financial services executive with a successful track record of heading the legal, compliance and corporate governance processes of companies, leading complex transactions, integrating firms, and developing innovative financial products. He has extensive relationships and experience in working with management teams, distribution partners and regulators in executing on M&A transactions, and growth and development strategies in the financial services and asset management sector. A corporate, securities and M&A lawyer by training, Terence also has over 12 years' experience in corporate finance, mergers and acquisitions, private equity, venture capital, financial industry compliance, anti-money laundering, and issues related to mutual funds, closed-end funds, hedge funds and other pooled investment vehicles.

Terence Lui's Current Company Details
Newton.co

Newton.Co

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Chief Legal Officer and Chief Compliance Officer
Terence Lui Work Experience Details
  • Newton.Co
    General Counsel
    Newton.Co Oct 2021 - Present
    Toronto, Ontario, Ca
  • Zenkeh Corp.
    Principal
    Zenkeh Corp. Sep 2018 - Present
    Zenkeh Corp. provides consulting services to start-ups and asset management companies.
  • Tuscarora Capital Inc.
    President And Chief Executive Officer, Chief Compliance Officer
    Tuscarora Capital Inc. Feb 2016 - Jun 2018
    Founded in 1996, Tuscarora Capital Inc. is an independently owned investment dealer headquartered in Toronto, Ontario, Canada. It is a Member Firm of the Investment Industry Regulatory Organization of Canada (IIROC) and a member of the Canadian Investor Protection Fund (CIPF).
  • Logiq Asset Management
    Vice President, General Counsel And Chief Compliance Officer
    Logiq Asset Management May 2012 - Jun 2018
    As Vice-President, General Counsel, and Chief Compliance Officer, Terence is responsible for leading the legal, regulatory and compliance functions for the Front Street Capital group of companies. Terence is a member of the firm's senior management team and is actively involved in business strategy and development, with an ability to execute corporate finance transactions and acquisitions for the firm, and in creating novel investment structures and products Terence is regularly involved in the launch and management of public and privately-placed investment funds both in Canada and offshore, and he has extensive dealer and investment adviser regulatory compliance knowledge. He also handles the company's public company work, corporate governance matters, continuous disclosure and regulatory filings, risk management issues, and general corporate-commercial matters, including contract negotiation, sales and marketing review, intellectual property, joint ventures, licensing arrangements and employment law.In his current role as Chief Compliance Officer and Chief Anti-Money Laundering Officer, Terence is responsible for the oversight and direction of Front Street Capital's compliance team, its anti-money laundering (AML) program, FATCA compliance, and overseeing the firm's know-your-client (KYC) on-boarding function.
  • Borden Ladner Gervais Llp
    Partner
    Borden Ladner Gervais Llp Sep 2004 - May 2012
    Toronto, Ontario, Ca
    As a Partner in the Securities & Capital Markets Group at Borden Ladner Gervais LLP, Terence specialized in corporate and securities law, with a focus on securities regulation, corporate finance, mergers and acquisitions, private equity, venture capital, financial industry compliance, and issues related to mutual funds, closed-end funds, hedge funds and other pooled investment vehicles. Terence's practice also consisted of:• Acting for issuers and underwriters in connection with public and private offerings • Leading transaction teams on multi-jurisdictional mergers and acquisitions• Advising on complex financing arrangements, including those pertaining to infrastructure projects, casinos and hospitals• Advising Boards and their Special Committees on corporate governance issuesSignificant transactions include acting as counsel to:• Canada Mortgage and Housing Corporation and Canada Housing Trust™ No. 1 in the issuance of over $300 billion of Canada Mortgage Bonds• Anheuser-Busch InBev Worldwide Inc. in its $600 million private placement of Canadian dollar-denominated bonds• Chartwell Seniors Housing REIT in connection with multiple acquisitions leading to its formation and in its $241 million initial public offering• Co-operators Financial Services Limited in its $150 million offering of debentures• RBS Securities Inc. and Jefferies & Co. in their role as underwriters in Gateway Casinos’ private placement of US$170 million in high-yield bonds• The Hospital for Sick Children in connection with its offering of $200 million of senior debentures• North American Energy Partners Inc. in its reorganization and cross-border initial public offering for gross proceeds of $255 million • The lending syndicate in Cineplex Galaxy Income Fund’s acquisition of the Famous Players movie exhibition business of Viacom Inc.• Oil Sands Sector Fund in its $430 million initial public offering• Clarington Corporation in its $80.6 million initial public offering
  • Osgoode Hall Law School
    Adjunct Professor
    Osgoode Hall Law School Jan 2012 - Apr 2012
    Toronto, On, Ca
    Adjunct Professor, Business Associations
  • Borden Ladner Gervais Llp
    Articling Student (Student-At-Law)
    Borden Ladner Gervais Llp Aug 2003 - Jun 2004
    Toronto, Ontario, Ca
  • Scotiabank
    Articling Student (Student-At-Law)
    Scotiabank Sep 2003 - Dec 2003
    Toronto, Ontario, Ca
    Terence was seconded to the Bank of Nova Scotia, General Counsel's department, where he researched and drafted memoranda on the ability of various crown corporations to enter into swaps, derivatives and borrowing transactions with the Bank, advised the Bank and its subsidiaries on offshore financing arrangements and swap transactions and liaised with the Bank’s General Counsel and department heads on Bank financing projects.

Terence Lui Education Details

  • Cfa Institute
    Cfa Institute
  • University Of Toronto - Faculty Of Law
    University Of Toronto - Faculty Of Law
    Doctor Of Law (J.D.)
  • University Of Toronto - Rotman Commerce
    University Of Toronto - Rotman Commerce
    General
  • Hku
    Hku
  • Uwo Law
    Uwo Law

Frequently Asked Questions about Terence Lui

What company does Terence Lui work for?

Terence Lui works for Newton.co

What is Terence Lui's role at the current company?

Terence Lui's current role is Chief Legal Officer and Chief Compliance Officer.

What is Terence Lui's email address?

Terence Lui's email address is te****@****wton.co

What schools did Terence Lui attend?

Terence Lui attended Cfa Institute, University Of Toronto - Faculty Of Law, University Of Toronto - Rotman Commerce, Hku, Uwo Law.

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