Luke Ferrell Email & Phone Number

3910 Blue Sage Dr, Prosper Tx 75078

Dallas, Tx

-Managed day to day operations of the office and trading desk. -Kept detailed records to maintain strict compliance to industry standards.-Developed new lines of business for the firm. -Helped create a more comprehensive set of marketing material. -Developed and strengthened relationships with clients-Executed international & domestic equities, options, and bonds on behalf of institutional clients.-Ensured timely and accurate settlement of all trades my office initiated-Stayed current on industry and company specific situations to maintain a well informed customer.

Dallas, Tx

-Maintained strict compliance and oversight of transactions and solicitations taking place in my branch.-Worked with representatives to develop new profit centers through a myriad of sales techniques. -Averaged over one million dollars in revenue annually. -Ensured proper execution through to settlement of international & domestic equities, options, and bonds.-Developed custom indexes, cash flow and sum of the parts evaluations for clients.-Monitored thousands of companies and informed clients of any material news or actions taking place.-Constantly evaluated different technology that could potentially give my firm and/or clients an edge.-Engaged leads for sales of trading services and financial technology, including BlockCross and a white labeled EMS/OMS.

-Traded and ensured proper settlement for over 100 institutional accounts on behalf of the firm.-Developed custom algorithms and indexes for clients.-Executed international & domestic equities and options on behalf of institutional clients. -Beta tested in house OMS and execution software for the firm.-Provided technical support for clients trading on the firm's EMS and OMS.-Entertained and built relationships for the firm.

-Traded for over 100 institutional accounts on behalf of the firm. -Worked vigorously to build my own book of business.-Executed equities and options on behalf of institutional clients.-Provided technical support for the the firm's white label EMS -Developed custom indexes and identified arbitrage opportunities for clients.-Constantly explored different technology pieces and their abilities to leverage competitive advantages for the firm and clients.

Addison, Tx

-Closed over a million dollars of negotiable unsecured debt. -Facilitated and assisted clients with the debt negotiation process.

Plano, Tx

-Networked and established relationships that resulted in new lines of business. -Managed clients risk and organized their financial lives. -Recognized nationally at UBS for “Best Financial Planning Presentation."

-Assisted high net worth clients with account management and trading.-Educated clients on leveraging the company's website. -Nationally recognized for revenue generation achievements.

-Assisted accounting department with financial statements, accounts receivable and accounts payable. -Oversaw and developed a just in time manufacturing process for computer software while implementing a pass key system to protect against piracy.