Luís Carvalho Email and Phone Number
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Experienced Manager with a demonstrated history of working in the banking industry in an international environment. Skilled in Banking Regulation, Enforcement and Sanctions, Mergers & Acquisitions, Corporate Governance, Whistle-Blowing, International Law, and Financial Risk. Strong community and social services professional with a Master focused in Union Law from University of Lisbon Law School.
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Member Of The Liquidation CommitteeBanco Espírito Santo S.A. Sep 2020 - PresentLisbon, PortugalManaging the bank; provide for the conservation and enhancement of the creditor’s rights; selling of the assets of the bank maximizing its value; preparing the payment of the credits claimed. -
Head Of Section - Enforcement And Sanctions Division - Secretariat To The Supervisory BoardEuropean Central Bank Feb 2018 - Sep 2020◾Investigates alleged breaches of prudential regulations and ECB supervisory decisions committed by supervised entities.◾Prepares proposals for complete draft decisions of the SB/GovC adopting enforcement measures, imposing administrative pecuniary penalties or requesting the NCAs to take action.◾Operates the “Whistle-Blowing Mechanism”, being responsible for the receipt, initial assessment and follow-up of the reports submitted by any person in respect of violations of prudential regulations committed by supervised entities, NCAs or ECB.◾Ensures compliance with the procedures established for the adoption of enforcement measures and the imposition of administrative penalties.◾Liaises internally with the SSM relevant bodies and externally with other authorities or institutions when necessary to perform its tasks.◾Participates as necessary in international methodology and standards development working groups and committees. -
Head Of Section - Enforcement And Sanctions Division - Dg Micro Supervision IvEuropean Central Bank Jul 2014 - Jan 2018Frankfurt Area, Germany◾Investigates alleged breaches of prudential regulations and ECB supervisory decisions committed by supervised entities.◾Prepares proposals for complete draft decisions of the SB/GovC adopting enforcement measures, imposing administrative pecuniary penalties or requesting the NCAs to take action.◾Operates the “Whistle-Blowing Mechanism”, being responsible for the receipt, initial assessment and follow-up of the reports submitted by any person in respect of violations of prudential regulations committed by supervised entities, NCAs or ECB.◾Ensures compliance with the procedures established for the adoption of enforcement measures and the imposition of administrative penalties.◾Liaises internally with the SSM relevant bodies and externally with other authorities or institutions when necessary to perform its tasks.◾Participates as necessary in international methodology and standards development working groups and committees. -
Principal Legal ExpertEuropean Central Bank Apr 2013 - Jul 2014Frankfurt Area, GermanyAdvice to the supervisory legal issues of the SSM preparation: - Development of the SSM Framework Regulation, in particular the language regime applying to supervisory procedures in the SSM; the due process regime for taking supervisory decisions; the operational arrangements for the implementation of the supervisory tasks conferred upon the ECB (e.g., authorisation of credit institutions, withdrawal of authorisation of credit institutions, assessment of notifications of the acquisition of qualifying holdings in credit institutions, fit & proper assessment of board members of credit institutions); checking the consistency between the SSM Framework Regulation and the Supervisory Manual. - Legal advice on the preparatory work for setting up the SSM.- Relationship between the SSM Regulation and other relevant Union law: CRR / CRR, draft BRRD, proposal SRM Regulation, DGS Directive, Winding up Directive. -
Head Of Division - Legal Enforcement DepartmentBanco De Portugal Jan 2011 - Apr 2013Lisbon, PortugalTeam leader of the Legal Experts, responsible for taking enforcement action, including the imposition of sanctions on administrative offences, so that the credit institutions comply with the rules or regulations to which they are subject and which for any reason are not being respected or fully observed. The main tasks include the implementation of European Directives and preparation of other legislation and regulations, the imposition of reorganization measures to credit institutions, in the event of any serious disturbances of their regular operating conditions, in order to prevent the dissemination of such situations to the rest of the system (prevention of contagion risk) and the withdraw of the authorization of credit institutions followed by the judicial winding-up. -
Head Of Unit Of The Banking Supervision DepartmentBanco De Portugal Jun 2005 - Jan 2011Lisbon, Lisbon, PortugalTeam leader of the Legal Experts, responsible for prudential regulation and supervision of credit institutions and financial companies, aimed at the stability, efficiency and soundness of the financial system and at the solvency, liquidity and good internal governance of supervised institutions. The main tasks include the implementation of European Directives and preparation of other legislation and regulations, licensing process of credit institutions (setting up, mergers, qualifying holdings, statutory changes), analysis of the conditions of debt issuance (own funds, covered bonds), fit and proper assessment of board members, internal and external legal consultancy, passport notifications and the participation in international and national working groups. -
Legal ExpertBanco De Portugal 1995 - 1997Lisbon, Portugal
Luís Carvalho Skills
Luís Carvalho Education Details
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University Of Lisbon Law SchoolUnion Law -
D. Pedro V -
D. Pedro V
Frequently Asked Questions about Luís Carvalho
What company does Luís Carvalho work for?
Luís Carvalho works for Banco Espírito Santo S.a.
What is Luís Carvalho's role at the current company?
Luís Carvalho's current role is Member of the Liquidation Committee at Banco Espírito Santo S.A..
What is Luís Carvalho's email address?
Luís Carvalho's email address is lp****@****ail.com
What schools did Luís Carvalho attend?
Luís Carvalho attended University Of Lisbon Law School, D. Pedro V, D. Pedro V, Universidade Católica Portuguesa, Universidade Nova De Lisboa.
What skills is Luís Carvalho known for?
Luís Carvalho has skills like Legal Advice, Banking, Corporate Law, International Law, Corporate Governance, Finance, Corporate Finance, Mergers And Acquisitions, Financial Risk, Banking Law, Financial Markets, Analysis.
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