Luís Carvalho

Luís Carvalho Email and Phone Number

Member of the Liquidation Committee at Banco Espírito Santo S.A. @ Banco Espírito Santo S.A.
Luís Carvalho's Location
Frankfurt Rhine-Main Metropolitan Area, Germany
Luís Carvalho's Contact Details

Luís Carvalho personal email

About Luís Carvalho

Experienced Manager with a demonstrated history of working in the banking industry in an international environment. Skilled in Banking Regulation, Enforcement and Sanctions, Mergers & Acquisitions, Corporate Governance, Whistle-Blowing, International Law, and Financial Risk. Strong community and social services professional with a Master focused in Union Law from University of Lisbon Law School.

Luís Carvalho's Current Company Details
Banco Espírito Santo S.A.

Banco Espírito Santo S.A.

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Member of the Liquidation Committee at Banco Espírito Santo S.A.
Luís Carvalho Work Experience Details
  • Banco Espírito Santo S.A.
    Member Of The Liquidation Committee
    Banco Espírito Santo S.A. Sep 2020 - Present
    Lisbon, Portugal
    Managing the bank; provide for the conservation and enhancement of the creditor’s rights; selling of the assets of the bank maximizing its value; preparing the payment of the credits claimed.
  • European Central Bank
    Head Of Section - Enforcement And Sanctions Division - Secretariat To The Supervisory Board
    European Central Bank Feb 2018 - Sep 2020
    ◾Investigates alleged breaches of prudential regulations and ECB supervisory decisions committed by supervised entities.◾Prepares proposals for complete draft decisions of the SB/GovC adopting enforcement measures, imposing administrative pecuniary penalties or requesting the NCAs to take action.◾Operates the “Whistle-Blowing Mechanism”, being responsible for the receipt, initial assessment and follow-up of the reports submitted by any person in respect of violations of prudential regulations committed by supervised entities, NCAs or ECB.◾Ensures compliance with the procedures established for the adoption of enforcement measures and the imposition of administrative penalties.◾Liaises internally with the SSM relevant bodies and externally with other authorities or institutions when necessary to perform its tasks.◾Participates as necessary in international methodology and standards development working groups and committees.
  • European Central Bank
    Head Of Section - Enforcement And Sanctions Division - Dg Micro Supervision Iv
    European Central Bank Jul 2014 - Jan 2018
    Frankfurt Area, Germany
    ◾Investigates alleged breaches of prudential regulations and ECB supervisory decisions committed by supervised entities.◾Prepares proposals for complete draft decisions of the SB/GovC adopting enforcement measures, imposing administrative pecuniary penalties or requesting the NCAs to take action.◾Operates the “Whistle-Blowing Mechanism”, being responsible for the receipt, initial assessment and follow-up of the reports submitted by any person in respect of violations of prudential regulations committed by supervised entities, NCAs or ECB.◾Ensures compliance with the procedures established for the adoption of enforcement measures and the imposition of administrative penalties.◾Liaises internally with the SSM relevant bodies and externally with other authorities or institutions when necessary to perform its tasks.◾Participates as necessary in international methodology and standards development working groups and committees.
  • European Central Bank
    Principal Legal Expert
    European Central Bank Apr 2013 - Jul 2014
    Frankfurt Area, Germany
    Advice to the supervisory legal issues of the SSM preparation: - Development of the SSM Framework Regulation, in particular the language regime applying to supervisory procedures in the SSM; the due process regime for taking supervisory decisions; the operational arrangements for the implementation of the supervisory tasks conferred upon the ECB (e.g., authorisation of credit institutions, withdrawal of authorisation of credit institutions, assessment of notifications of the acquisition of qualifying holdings in credit institutions, fit & proper assessment of board members of credit institutions); checking the consistency between the SSM Framework Regulation and the Supervisory Manual. - Legal advice on the preparatory work for setting up the SSM.- Relationship between the SSM Regulation and other relevant Union law: CRR / CRR, draft BRRD, proposal SRM Regulation, DGS Directive, Winding up Directive.
  • Banco De Portugal
    Head Of Division - Legal Enforcement Department
    Banco De Portugal Jan 2011 - Apr 2013
    Lisbon, Portugal
    Team leader of the Legal Experts, responsible for taking enforcement action, including the imposition of sanctions on administrative offences, so that the credit institutions comply with the rules or regulations to which they are subject and which for any reason are not being respected or fully observed. The main tasks include the implementation of European Directives and preparation of other legislation and regulations, the imposition of reorganization measures to credit institutions, in the event of any serious disturbances of their regular operating conditions, in order to prevent the dissemination of such situations to the rest of the system (prevention of contagion risk) and the withdraw of the authorization of credit institutions followed by the judicial winding-up.
  • Banco De Portugal
    Head Of Unit Of The Banking Supervision Department
    Banco De Portugal Jun 2005 - Jan 2011
    Lisbon, Lisbon, Portugal
    Team leader of the Legal Experts, responsible for prudential regulation and supervision of credit institutions and financial companies, aimed at the stability, efficiency and soundness of the financial system and at the solvency, liquidity and good internal governance of supervised institutions. The main tasks include the implementation of European Directives and preparation of other legislation and regulations, licensing process of credit institutions (setting up, mergers, qualifying holdings, statutory changes), analysis of the conditions of debt issuance (own funds, covered bonds), fit and proper assessment of board members, internal and external legal consultancy, passport notifications and the participation in international and national working groups.
  • Banco De Portugal
    Legal Expert
    Banco De Portugal 1995 - 1997
    Lisbon, Portugal

Luís Carvalho Skills

Legal Advice Banking Corporate Law International Law Corporate Governance Finance Corporate Finance Mergers And Acquisitions Financial Risk Banking Law Financial Markets Analysis Governance Risk Management

Luís Carvalho Education Details

Frequently Asked Questions about Luís Carvalho

What company does Luís Carvalho work for?

Luís Carvalho works for Banco Espírito Santo S.a.

What is Luís Carvalho's role at the current company?

Luís Carvalho's current role is Member of the Liquidation Committee at Banco Espírito Santo S.A..

What is Luís Carvalho's email address?

Luís Carvalho's email address is lp****@****ail.com

What schools did Luís Carvalho attend?

Luís Carvalho attended University Of Lisbon Law School, D. Pedro V, D. Pedro V, Universidade Católica Portuguesa, Universidade Nova De Lisboa.

What skills is Luís Carvalho known for?

Luís Carvalho has skills like Legal Advice, Banking, Corporate Law, International Law, Corporate Governance, Finance, Corporate Finance, Mergers And Acquisitions, Financial Risk, Banking Law, Financial Markets, Analysis.

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