Lynn Mcgrade Email & Phone Number

Toronto, On, Ca

Toronto, Canada Area

~ Has been involved in the creation and structuring of investment products, including fundon- fund structures, funds involving derivatives, leverage or short selling and exempt or private funds, listed or closed-end funds, segregated funds, and private equity funds. ~ Frequently provides training and advice on compliance issues impacting securities registrants, including providing assistance with the preparation of policies and procedures and risk management systems and preparing for and responding to issues arising in connection with regulatory compliance audits and surveys. ~ Advises many foreign fund managers and portfolio managers in connection with offering funds or advisory services in Canada.~ Regularly advises on a wide range of fund governance, securities registrant regulation, sales practices and advertising issues.~ Regularly assists fund managers with fund restructurings including multi-classing, windups, mergers and terminations.~ Has acted for industry participants in a large number of merger and acquisition transactions, including sales and purchases of mutual fund businesses, closed-end listed funds, high net worth advisory businesses, and IIROC and MFDA members. ~ Deals extensively with issues relating to institutional and high net worth managed account businesses and mandates. ~ Proficient in issues relating to custody, brokerage arrangements, repurchase arrangements and securities lending. ~ Has obtained novel and group exemptive relief from various securities requirements.

Toronto, Canada Area

Doctor Of Law (Jd)

Education record