Operations Analyst
Current• Ensured regulatory and tax compliance by reviewing, analyzing, and approvingclient account opening documents, reducing firm risk with governing bodies• Provided exceptional customer service by addressing account opening queries and staying informed on industry regulations (AML/ATF, QI/FATCA, IIROC REG1300, and CRS) and firm policies• Maintained operational efficiency by adhering to business controls and riskmanagement frameworks, contributing to a high-performance and inclusive work environment.