Mahesh D Email and Phone Number

• Handled Corporate clients and individual clients for the US and UK regions in Web based tool. • Customer identification and verification process as it pertains to private limited companies, public limited companies, Limited Liability Company, Limited Liability partners, SPV and trusts for CDD and EDD cases. • Complete review and assessment for the client’s various legal entities.• Performing the due diligence on existing clients, requesting the KYC documents or information, review and verification received documentation.• Analyzing entities to write reports/plausibility Annual reports on the customer potential risk using FCA and Companies House.• Detailed ownership structure of entity to identify the UBO’s and IBO’s.• Daily performs sanction screening and PEP’s identification, reviewed potential negative news and hit across.• Detailed screening for the Entity, UBO and IBO’s, Board of directors, shareholders and Authorized signatories.• Investigate review and resolve alerts by using tools like World check and Lexis Nexis.• Documented and reported investigation findings and prepare case with the required supporting documentation.

• Reviewing the weekly and Monthly alerts for CDD and EDD cases.• Identifying and researching the patterns, trends and anomalies in Transactions and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering and terrorist financing.• Collection and verification of client data via publicly available, regulatory sources and internal sources.• Evaluating transactions and customer relationship for money laundering activities.• Using screening tools to identify any negative news and sanction details about customers.• Raising RFI for any unusual activity in the account and drafting the STR if account found suspicious.• Drafting Final conclusion based upon the Review and disposing the alerts by applying logical and Risk based approach.

• Worked as a KYC Analyst for KYC Periodic reviews and transaction analysis.• Monitoring High, Medium and Low Risk Customers and Conducted CDD and EDD which includes individuals, corporate and trust accounts.• Researching client information on multiple internal and external searches for any negative news.• Reviewed cross border transactions effectively to mitigate the risk. • Raising SAR for any Suspicious /Unusual transactions. • Conducting QC Reviews on KYC NTB/ETB activity, monitoring and surveillance activity, sanctions and other financial crimes and related activities.• Investigate and assess alerts for potential money laundering risks in the Bank.