Malcolm Jordan Email & Phone Number

New York, Ny, Us

•Drafting and reviewing a wide range of Compliance materials, including policies, standards and presentations to maintain awareness of requirements and support senior-level decision-making.•Creating and delivering Compliance training presentations to emphasize important regulatory and policy principles for foreign correspondent banking, FinTech and gambling/gaming partners. •Advise front-office personnel, business managers, control managers, technology and other Corporate Functions to facilitate dialogue and effective implementation of compliance solutions.

New York, Ny, Us

•Conduct client account oversight by reviewing individual account transactional activity across various business units, such as broker dealer entities, commercial & retail business, private wealth management and consumer retail accounts.•Review and escalate subpoenas, search warrants and other legal process to identify including but not limited to possible money laundering, terrorist financing, fraud schemes/ scams, structuring, tax evasion, embezzlement.•Liaise with law enforcement, as appropriate, regarding the nature and scope of investigations that led to the issuance of subpoenas.

Chicago, Il, Us

• Research, write, and review in-depth SARs (Suspicious Activity Reports), in accordance with Financial Crime Enforcement (FinCEN) and Bank Secrecy Act (BSA) guidelines for $101B global payment services client. • Respond to requests from law enforcement agencies located domestically and internationally for customer information while being a subject matter expert for subpoena and/or court order processing.• Perform transactional data monitoring by analyzing and investigating transactions related to fraud.

• Drafted numerous pleadings related to real estate law used during trials and the discovery process.• Researched case law with both subscription and public databases. • Analyzed and reviewed confidential legal and financial documents to determine if fraud was committed. • Conducted document review, observed trials, hearings and client meetings.

• Drafted motions that were utilized in misdemeanor hearings and trials. • Appeared in court on behalf of the accused under the supervision of an attorney. • Performed case research and organization. • Researched legal reference materials.

- Worked closely with the Hardcore Gang Division, Long Beach Branch- Gained experience in initial stages of litigation, including preliminary hearings, and discovery requests- Assisted with trial preparation, particularly custodial interrogation interpretation and transcription- Performed related clerical work, including but not limited to answering telephones, photocopying, delivering and faxing documents- Organized, classified, and updated legal reference materials

Pittsburgh, Pa, Us

- Drafted interrogatories, discovery responses, responses to requests for documents, pleadings and motions- Conducted legal research and drafted memoranda on broad range of issues, including eminent domain, collateral estoppel, and negligence issues.- Drafted attorney correspondence, and performed document review

- Assisted sole practitioner specializing in trusts and estates, and personal injury law- Supported estate planning practice by reviewing and summarizing clients records, bank statements, state and federal income tax returns and other financial data- Proofread motions, briefs and received opposing parties discovery production- Filed motions and discovery documents at the Los Angeles Superior Courthouse- Performed general office duties, including photocopying, answering phones, and organizing case files

Doctor Of Law (J.D.)

Bachelor Of Arts (B.A.), Political Science