Manik Mehra Email and Phone Number

• Perform yearly review for different RCSAs within Finance Division and ensure timely concurrence or submission.• Prepare Monthly Business Risk Forum Report, which is attended by Chief Finance Officer and her Direct reports. The deck contains critical issues related to all Finance Risk and Compliance topics.• Perform Quarterly High Level Risk Assessments (HLA), to review the operational and other risks faced by Finance Division. • Information Security related efforts: Work with Finance Embedded Security Officer on a number of information security efforts, including Access Management, User Defined Technology oversight, Records Management, etc.. Prepare monthly or quarterly MI for the same. • Policy Oversight: Work with Finance Policy Champion, to keep a track of upcoming policy renewals, perform a first review to ensure compliance with corporate Policy Governance Council standards, and facilitate approvals from appropriate stakeholders.• Catalyst Project: Review and analyze different process-improvement, cost-reduction ideas submitted across Finance Division, interact with different Idea Leaders to ensure data accuracy.• Issue Reporting and Follow-ups: Publish monthly Finance issues report by collating and consolidating information from various sources. Also, follow-upon past-due issues, trainings, certifications, etc with appropriate staff members and their managers.

• Supporting Top Risk Identification action by analyzing risk relevant data from different sources and working with different risk-divisions to avoid any impact to the bank.• Performing RCA (Risk Control Assessment) for different risk-types, to understand residual-risk status and analyzing remediation-plans in place.• Supporting Controls Inventory initiative, by checking all the active controls in place and monitoring their performance.• Preparing CRO (Chief Risk Office) level Quarterly report, to be presented to Executive Council members.• Monitoring of KPIs for finding/commitment/SII management including production of relevant MI or escalation. • Supporting the quality assurance process for findings/commitments/SII data.• Supporting the development of additional business requirements for findings and SII systems (GFMS/ dbTrack).

• Successful closure of Barclays Internal Audit and annual control testing’s for all LOB’s across Skybranch.• Conduct monthly Internal Service Audits for Skybranch to ensure all controls are in place and to publish the report to the stakeholders within the given timeline.• Perform Logical Access Management (LAM) checks for UKRBB Noida on a monthly basis and publish the reports to the stakeholders.• Drive Mandatory Trainings (M.T.) allocation across site and ensure timely completion.• Conduct monthly QA Audit and highlight any instance of framework insubordination to BU head.

• Accountable for the performance and KRO management of the team with timely delivery.• Consequence Management: Outlining high risk areas of the business.• Risk Management: Member of monthly internal service checks, highlighting gaps to the business-stakeholders.• Project Refund-Reduction: Reduced business-site’s refunds, resulting in 10% reduction.• Project Complaints Reduction: Reduced business-site’s complaints-count by 15% through regular monitoring, brain-storming sessions and best-practice sharing with colleagues.• Risk Based Monitoring (RBM): Continuous quality-checks, to control/avoid any site-level failure and improve business-hygiene.

• I’ve worked on OSB version 10.3 .OSB is an Enterprise Service Bus implementation by Oracle• I’ve worked on SoapUI. SoapUI is an open source web service testing application for service-oriented architectures (SOA)..• I’ve worked in the implementation team of the Life@Work portal.