Manny R. Email & Phone Number

New York, NY, US

San Francisco, CA, US

Engagements:Upstart Network, Inc. (Nasdaq: UPST), an AI-based lending fintech company. Acted as securities and governance counsel, providing advice concerning SEC periodic reports, quarterly earnings materials, corporate governance policies and board committee charters, Section 16 reporting, Rule 10b5-1 plans, annual meeting and proxy statement, and debt.

US

Advised a Nasdaq-listed bitcoin mining company in its periodic reports and registration statements with the SEC and updates to corporate governance policies, and an international supply chain services company on equity administration and private placements.

• Senior corporate and securities attorney for a newly public, rapidly growing, NYSE-listed healthcare technology company (formerly NYSE: BBLN). Provided leadership, guidance, and training in the transition from venture.
• Advised senior management concerning Regulation FD compliance, investor presentations, earnings releases and other public disclosures, go-to-market communications, and internal communications.
• Represented the company in financial regulatory reporting and proceedings with the SEC, NYSE, FINRA, and corporate regulators in the UK.
• Drafted SEC filings, including annual reports on Form 10-K and Form 20-F, quarterly reports on Form 10-Q, current reports on Form 8-K and Form 6-K, annual meeting proxy statements, registration statements on Form S-1.
• Acted as primary or supervisory internal counsel on equity and debt financing transactions, processes for the sale of business units, proposed acquisitions, equity exchange offer, reverse stock split, and debt.
• Negotiated commercial agreements, including engagement letters with external advisors, non-disclosure agreements, and service agreements.

Global, GB

• Public companies. Provided ongoing disclosure and corporate governance advice to NYSE- and Nasdaq-listed public companies. Drafted and reviewed SEC filings, including annual reports on Form 10-K and Form 20-F.
• Securities/capital markets. Advised domestic and foreign companies and underwriters/placement agents in a wide range of securities transactions and financings, including equity IPOs, follow-on public offerings of.
• M&A/general corporate. Acted for public and private companies in negotiating and executing domestic and cross-border mergers, acquisitions and divestitures of stock and assets, joint venture transactions, minority.

New York, NY, US

Represented large companies in complex debt financings, mergers, and acquisitions, and restructuring joint ventures. Drafted asset, stock purchase and merger agreements, merger proxy statements, SEC registration statements and private placement memoranda, completed legal research, and managed transaction documents and closings.

New York, NY, US

Represented large companies in debt financings and mergers and acquisitions. Drafted acquisition agreements, debt financing agreements and private placement memoranda, completed legal research, and managed transaction documents and closings.

Doctor Of Law - Jd

Master Of Business Administration - Mba

B.A., Psychology