Sundeep Kumar, Cfa Email & Phone Number

Plano, Texas, Us

• Responsible for leading the architecture and design of Fisher Investment’s modern Portfolio Management Group Platform on Microsoft Azure. • Responsible for implementation of Orchestration services for implementing workflows for Account Onboarding, Custodian Transactions Verification, Trading and Money movement Transactions, connecting applications like Charles River Trading , SS&C Evare, Velocity, RECON and Global Wealth Platform, SalesForce.com and Mulesoft on AWS , BNY Melon’s Eagle Platform , FACSET, Bloomberg etc. • Utilizing a modern Azure based Data Platform using Azure Data Factory, PowerBI, Power Apps , API Gateway, Azure SQL Server to create a state of the art Global Wealth Platform to allow scaling Fisher Investment’s reach globally, including in Australia, Europe, Canada and in the USA. • Responsible for implementing modern development techniques including Agile Development , DevOps, DevSecOps, Cloud Native Architecture.

Provide Digital Data process Transformation services to global institutions, Wealth Management and Hedge Fund Clients, Providing reference data creation using Open Source tools . Deep understanding of products and processes , front, middle and back office. Implemented Security Master using Apache NiFi to consume global exchange feeds to enrich a Neo4J Graph Database. Expert knowledge of SparQL.Designed and implemented graph data models using Neo4j, enhancing data retrieval efficiency for applications with complex relationships.Optimized Cypher queries for performance through analysis of execution plans, resulting in a significant reduction in query execution time

Providing expertise for development of Financial Software , Digital Transformation , Application Security, Cloud Transformation ( Azure , AWS and GCP), DevOps , DevSecOps, Data Strategy including Data Transformation , ETL. Immense experience with implementing Distributed systems using Kafka, Spark, HADOOP and other Distributed computing, Vendor Management , Trading and Risk Applications, Risk and Regulatory reporting.Managed AWS CloudFormation templates for automated provisioning of infrastructure, ensuring consistency and repeatability in deployment processes.Optimized AWS Lambda functions for performance, resulting in reduced execution time and improved user experience by implementing best practices for code efficiency and memory allocation.Executed data processing tasks using AWS Lambda, automating workflows for tasks such as file processing, data transformation, and integration with other AWS services.Architected and deployed scalable cloud solutions using AWS, leveraging services such as EC2, S3, RDS, and Lambda to optimize performance and cost

New York, Ny, Us

Responsible for Credit Risk Technology at Morgan Stanley with interest in Credit Exposure Calculation , Credit Aggregation , Risk Infrastructure, Risk Operations and Risk Reporting. Interest in Distributed Computing, Big Data , AI/ML , Automation , Cloud Transformation and Agile/ DevOps and DevSecOps.

San Francisco, California, Us

Responsible for modernization of Wells Fargo's Technology in Algorithmic Trading , ETF , SWAPS and Equities Trading , Risk Management, Compliance, Data Services , Application Security and DevOps. Focus on Java/Python/C++ services , Micro Service architecture using Spring Boot/ Quick fix and Kafka/Coherence driven data services, Code Quality, Security Testing, Cloud Transformation and Digital Transformation, AI/ML, RPA, and Blockchain.

Boston, Massachusetts, Us

• Certified Charles River Implementer by Charles River University• Led over 10 Cloud Migrations from On Prim / Rackspace (Private Cloud) to public Cloud (Azure). • Expertise in Compliance, Manager’s Workbench, System Admin and Trade Blotter, Credit, Market Risk • Implemented Custom wrapper for Real Time Support for Thomson Reuters • Implemented Custom Export for a Client Using Kettle Export • Implemented migration from Perl to Java for Bloomberg Data License • Implemented Mutual Fund processing for TIAA/Nuveen including integration with Custodians like State Street and US Bank. • Implemented Interfaces for Lazard Asset Management to Bloomberg AIM , Pershing. Implemented Mutual Fund Done Deal Processing and InterFund Processing • Implemented a Commission Target System for Lazard to streamline Brokerage Commissions. • Implemented a Customer Defined Allocation Module for Lazard • Implemented connectivity to payment and funding solutions including Calastone , EMX ( Euroclear ) , SWIFT , InvestCloud etc. • Implemented an Azure based Charles River Implementation for Ivy Investments and Merganser include Risk Management , Portfolio Management, Trade and Execution Management. • Created an interface to STP and InvestCloud for Account Management • Implemented a High Availability Solution for First Eagle. • Implement a “Never Down” solution for Merrill Lynch using Oracle and Golden Gate.

• Implemented LiquidFSI’s ConvertToPay Lending and Underwriting Platform. • Developed interfaces with external Fintech Lenders including Stackfolio and Fundation. • Created a Marketplace with over 1000 Lenders to lend in the Healthcare space. • Implemented Machine Learning based Credit Models for Credit Underwriting.

Milwaukee, Wi, Us

• Responsible for migrating Northwestern Mutual’s Wealth Management Application from NodeJS to Java 8 , using Microservices, Docker and Kubernetes.. • Implemented BNY Mellon’s API using Orchestrated end points for Account Management, Money Movement, Transactions and Performance. • Implemented a CI/CD pipeline using JIRA, Gitlab, Sonar, Docker and Jenkins. Implemented close to 80 % Unit Testing • Created a mock Service implementation to abstract out BNY’s Services for Unit Testing • Implemented NewRelic logging. • Implemented support for Elastic Search/Logging • Responsible for Code Review with authority to approve code to Master Branch

New York, Ny, Us

Senior, Hands-on Development Manager responsible for managing Global Technology Applications. Limits Monitoring, Rule Based Risk Management, Overlimits and Breach Management, Compliance and Audit, Economic Capital Calculations, Exceptions and Alerts Management. Application Security Champion. Application stack based on Java J2EE/ ExtJS/ Gemfire/Spring Boot/JBPM and Oracle Exadata. Built an Economic Loss Estimation Calculator based on JPMC Python Based Athena Framework. Implemented Agile Methodology and DevOps implementation using Bitbucket, JIRA, Docker, Micro Services, and Jenkins. Created Calculators utilized by Wholesale Credit Risk Analytics Group. Utilizing Hadoop, Kafka, Spark and other Big Data Solutions to implement highly concurrent Streaming Apps. Implemented Automation using RPA, Machine Learning, Automated Testing using Selenium and Blockchain to manage Transactions. Managing a Global Team with presence in Houston, New York, UK and IndiaJP Morgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, JP Morgan Chase is a leading global financial services firm with assets of $2.6 trillion, operating in more than 60 countries, having over 260,000 employees. JP Morgan Chase serves millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients. JP Morgan Chase a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management and private equity.JP Morgan Chase is a component of the Dow Jones Industrial Average.

Philadelphia, Pennsylvania, Us

Business Solution Manager / Chief Business Solution Architect at Brandywine Global Investment Management, responsible for Development of all Front Office Businss solutions used by the Investment Managers ( Fixed Income, Equity as well as Balanced Strategies). Member of the CIO's Leadership Team responsible for development of the future Technology Strategy of Brandywine Global Investment Management. Responsible for managing the Front Office Business Solutions group, including all Portfolio Rebalancing Strategies, Pre Trade Compliance rules, Trading Rules, Post Trade Reporting/Compliance, Equity and Fixed Income Trading, Diversified Portfolio tools, and Quantitative Research Platform. Responsible for development of Application Lifecycle Management ( ALM) for all Front Office soutions. Founded in 1986, Brandywine Global Investment Management offers a broad array of fixed income, equity, and balanced strategies that invest across global markets.As of 12/31/2013, Brandywine Global manages $50 billion in assets. The firm is a wholly owned, independently operated subsidiary of Legg Mason, Inc. (NYSE: LM), and is headquartered in Philadelphia with an office in San Francisco. Brandywine Global also operates two affiliated companies with offices in Singapore and London.

New York, New York, Us

Responsible for Global Rollout of end to end Credit Solutions for Commercial Loan Underwriting, Collateral Management, Credit Analysis, Credit Risk Management, Approval, Early Warning and Remedial for the Local Commercial Banking Division of CitiGroup (LATAM, APAC, CEEMEA and NA). Managing a global team with presence in North America, India, Argentina, Singapore, Hong Kong and Europe.Responsible for the development of tools, workflows and processes for a Global Credit Management System being used by Loan Managers and Credit Analysts in the Local Commercial Bank(LCB) Division at Citibank. Responsible for incorporation of Credit Risk Analysis, Credit Risk Stress Testing and scenario analysis into the Loan process to SMEs and MMEs. In charge of development and support of Citigroup's key credit risk technology group, managing client needs and running weekly client meetings. Responsible for building and managing a group with on-shore and off-shore resources to support batch and server infrastructure, user tools, risk analytics, risk reporting and production support.Coordinating with internal and external auditors in reviewing Citigroup's Credit Risk development projects. Involved in new analytic model review and development; working closely with Risk Analytics group. Serving as a member in the CitiTech architect community to provide architecture design advise for other projects. Own and manage budget and P&L.Creating a Credit Underwriting Framework that can be leveraged across Commercial Bank, Private Bank, Consumer Bank and Institutional Bank. Responsible for all Financial, Portfolio and Regulatory Reporting including Basel, Dodd Frank etc.

Charlotte, Nc, Us

Responsible for Front Office development for Global Equities and Derivatives (Listed, OTC and Exotics) Risk Management, Equity Swaps, Var Swaps, Equity/Derivatives OMS, Market Analytics and Pricing, STP and Framework Development. Applications cover Risk Management for both Equities and Derivatives as well as Trading Technologies and Derivatives Pricing and Analytics. My team covers several geographical locations including New York, London, Dallas, Mexico and Off shore resources (Mumbai and Bangalore). The Risk Management system provides Real Time P/L as well as Real time Options (Greeks) and Cash Risk , along with several other features like STP, Scenario Analysis, Risk Bucketing , FX Risk Calculation, Interest Risk Calculation, Basket Generation, Pre-Trade Analytics, ability to provide Real Time Delta Rebalance and ability to send orders to Algorithmic Engines. The system utilizes technology ranging from C# .NET , C++, Java, RMI, JINI, KDB, Sybase, SQL Server, Web Services, Tibrv etc

New York, Ny, Us

Bank of America acquired Merrill Lynch on September 15th, 2008 to create Bank of America Merrill Lynch. Responsible for Transition of the Trading, Risk and Pricing Systems for Equity Derivatives (Listed and OTC ) after the merger. Responsible for creating the next generation .NET Frameworks to be used company wide using modern design patterns (MVVM), methodology, technologies (.NET 3.5, WPF, WCF, LINQ etc ). Member of the .NET Framework Governance set up design the next generation Framework. Also responsible for several Equity Derivatives Life Cycle, Pricing and parameterization applications and OTC workflow applications like SectorPro (Sector Swaps) , OTC Pricing and Equity Finance products like Commercial Paper and Equity Swaps, Integrated Execution Platform (Global OMS). Managing a global team with members of the team in New York, Toronto, EMEA, APAC ( Hong Kong and Singapore ), and India (MLITS Continuum and Infosys).

Toronto, Ontario, Ca

Royal Bank of Canada completed the acquisition of Carlin Financial Group on January 2nd , 2007 creating RBC Carlin, a wholely owned division of RBC Capital Markets . Manager of the GUI development team at RBC Carlin, responsible for electronic trading of Equities, Options , Futures, FOREX , analytics etc. RBC Accel is a premier Electronic Trading tool used by Hedge Funds, Institutional Clients and High net worth individuals, and provides advanced trading capabilies for trading Equities, Options, Spreads , Market Neutral Strategies, Basket Trading, FOREX etc. RBC accel is also used by the Market Making desk as well as by Sales Traders.

Us

Graphical User Interface team Manager and Lead User Interface Architect. Responsible for Options/Futures integration and Analytics Development.Carlin Financial Group is a leading financial services company that provides a full suite of versatile products and services designed to meet the specific needs of financial institutions, hedge funds and sophisticated professional traders.Carlin's proprietary technology offers customized solutions and execution services, fully integrated with systems and operations support. The company's highly developed infrastructure supports equity, option, futures and fixed income trading platforms while providing optimal value to its customers. In addition, Carlin's complex proprietary algorithms allow for arbitrage/spread and automated trading. Carlin's systems are also highly scalable and flexible, enabling specialized modules to be added efficiently and economically to meet clients' needs.

New York, Ny, Us

Responsible for Control's Architecture, UI Design and Software Infrastructure Design. Control screens are now used in almost all Bloomberg Screens. Responsible for several functions on the Bloomberg like SWAP Analysis, Options Pricing, Fixed Income Analysis , Volatility Surfaces, Trading Applications within Bloomberg and the Bloomberg Launchpad design.

New York, New York, Us

Created a Framework ( front end , Backend ) for end to end electronic trading of Equity Derivatives , Stocks, Futures etc. Principal liason with the Equity Derivatives Sales and Trading Desk.Co-Ordinated a Global Team with resources in NY, London, Chicago , San Francisco, etc.

Zurich, Ch

Created a Program Trading and Basket trading Application. The application allowed the creation of International Baskets which could be traded in their individual Markets . The application also interfaced with Credit Suisse's backend servers to allow for internal crossing, Order routing etc.

Us

Created Application for online Trading - MarketSpeed and Broker's Ally. Stand alone applications were created to be used by both DLJ Direct's Retail clients (500,000 in Number), as well as Money Managers, Brokers and Institutional Clients. DLJ Direct was awarded several accolades for its intuitive design and Navigation capabilities

Chicago, Illinois, Us

Research in Symbology - Created several symbologies like PDF417, Micro PDF etc. Research in Galois Field Mathematics and Symbology. Member of the Decode Core Competency group, whose primary mandate was creation of new Symbologies and Decode Algorithms, Stress testing Algorithms, designing Laser based and Camera based imaging devices, image processing.

Chartered Financial Analyst, Financial Analysis

Mba, Finance And International Business

Msc, Computer Science And Electrical Engineering

B.Tech, Electrical And Computer Engineering

High School, Sciences And Technical Drawing

Junior High School, Science And Math