Marc Wallace Email & Phone Number

Spring, Texas, United States

Greater Atlanta Area

Manage Compensation Department ensuring all 10,000+ representatives of the Advisor Group are paid commissions timely and accurately

Greater New York City Area

Manage Compensation Audit after Consolidation of Compensation Department, impletmented standardized processing across the Advisor Group Network

Greater New York City Area

Coordinated the automation of commissions still being received by check and statement through DTCC’s CommServ system. Prepare documentation for name changes for Broker Dealer to FINRA and DTCC. Performed system analysis for new online Commission Statement release to Registered Representatives

Fireground Rehab for the Jersey City Fire Department, and Fire Buff organization. Charter Member of the International Fire Buffs Association

As President and Chief, My overall responsibilities were to ensure our Canteen Unit, was properly stocked for long duration fires, as support to the Jersey City Fire Department. I implemented a increase to the Payroll Deduction of the Firefighters to fund the cost of the operation of the Canteen Unit.

Greater Minneapolis-St. Paul Area

Managed Mutual Fund conversion of Pipper Jaffray from BETA Brokerage Processing System onto the ADP / Broadridge Brokerage Processing System

Jersey City, NJ

Manage Mutual Fund Trading Desk for Morgan Stanley and Van Kampen Mutual Funds.

Process NSCC and Manual Trades for the Seligman Group of Funds. Process Fund to Fund transactions.

Greater New York City Area

Answer calls from representatives from numerous Broker Dealers executing exchanges, redemptions and servicing accounts. Research and resolve issues on accounts.

Somerset, NJ

Maintained profit and loss figures for equities, mutual funds, and fixed income bonds. Maintained security activity reports and reported breaks to various departmental managers

Greater New York City Area

Responsible for smooth day-to-day running of department. Coordinated processing of Mutual Fund purchases. Processed adjustments and researched errors made to client accounts

Norfolk, Virginia Area

Responsible for maintaining navaigation chart with updates from weekly Notice to Mariners, maintain course and speed and making recommendations to OOD, on changes while at sea.