Marcel Schildknecht

Marcel Schildknecht Email and Phone Number

Executive Director, Financial Crime Prevention – Senior Project Manager @ UBS
New York, NY, US
Marcel Schildknecht's Location
New York City Metropolitan Area, United States
Marcel Schildknecht's Contact Details

Marcel Schildknecht work email

Marcel Schildknecht personal email

n/a
About Marcel Schildknecht

Global banker with more than a decade of banking experience on each side of the Atlantic. I learned the banking trade from the ground up at a retail bank in Switzerland and worked my way up to a senior program manager position for one of the top banks on Wall Street. I am familiar with the US and Swiss banking regulators and the challenges of implementing global solutions to satisfy regulatory requirements, such as implementing global Anti-Money Laundering standards, establishing an intermediate holding company, recovery & resolution plans, legal entity rationalization, etc.My key strengths are in project governance as well as project management of strategic initiatives. Most recently my responsibilities included: - Implemented the US governance structure to monitor the timely remediation of all OCC and FED issued AML/BSA examination findings- Overseeing the writing of closure packs, describing UBS’ remediation efforts to address regulatory AML findings- Developed UBS' US Resolution Plan from 2014 through 2018- Program governance for a series of large scale projects in order to improve UBS' resolvability- Implementation of sound supervision programs to ensure compliance with bank regulatory rules and internal policies- Managed interactions with regulators on Resolution Plan inquiries and bank branch exams- Design and implementation of legal entity governance and oversight programs- Resolving cultural challenges in global projects

Marcel Schildknecht's Current Company Details
UBS

Ubs

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Executive Director, Financial Crime Prevention – Senior Project Manager
New York, NY, US
Website:
nyftyfitness.com
Employees:
28
Marcel Schildknecht Work Experience Details
  • Ubs
    Executive Director, Financial Crime Prevention – Senior Project Manager
    Ubs
    New York, Ny, Us
  • Ubs
    Executive Director, Financial Crime Prevention – Senior Project Manager
    Ubs Apr 2021 - Present
    Greater New York City Area
    Leading a number of high-profile anti-money laundering projects to improve UBS’ tools and processes to meet regulatory standards. Among the key achievements are the implementation of a Single Client View solution to gain a holistic view of UBS’ clients. Furthermore, oversaw critical enhancements to UBS’ Risk Assessment tool, automating the previously manual data sourcing and risk calculations. In addition, leading a transaction monitoring project, applying Artificial Intelligence (AI) and Machine Learning (ML) to augment the existing rule based transaction monitoring solution, reducing false positive alerts.
  • Ubs
    Executive Director, Financial Crime Prevention – Remediation Governance
    Ubs Jan 2019 - May 2021
    Greater New York City Area
    Responsible for governance over the remediation portfolio, including actions to address AML/BSA deficiencies, identified by the Office of the Comptroller of the Currency (OCC) and the Federal Reserve Bank (FED). Managing a group of analysts responsible for writing detailed Closure Packs, describing UBS’ remediation efforts taken and new processes and controls implemented to ensure ongoing adherence to BSA/AML policies and procedures.
  • Ubs
    Executive Director, Recovery & Resolution Planning, Ex-Ante Program Management
    Ubs Jan 2017 - Dec 2018
    Greater New York City Area
    Section 165(d) of the Dodd-Frank Act requires large domestic banks and a number of foreign banks to prepare on an annual basis living wills (Resolution Plans) to the FED and the Federal Deposit Insurance Corporation (FDIC). Responsibilities included the governance and oversight of Ex-Ante projects in order for UBS to meet regulatory standards as defined in the 2018 foreign bank guidance from the FED and FDIC. The Ex-Ante Program Manager role further included the supervision of the timely implementation of strategic UBS improvement programs aiming to reduce interdependencies between critical operations and core business lines and dependencies on home country services.
  • Ubs
    Director, Recovery & Resolution Planning, Group Regulatory & Governance
    Ubs Oct 2013 - Jan 2017
    Stamford, Connecticut, United States
    Responsibilities included the drafting of the US Resolution Plan and overseeing the process of collecting an extensive number of tables, figures and exhibits provided to the regulators as part of the annual submission. The role required a broad understanding of products and processes across all US Core Business Lines and Material Legal Entities.
  • Ubs
    Director, Branch Management Chief Administrative Officer
    Ubs Sep 2011 - Oct 2013
    Stamford, Connecticut, United States
    Responsible for overseeing the daily operations of the US Investment Bank Branches and maintenance of governance processes for front office and logistic functions executing their activities in the Branches. In close coordination with the Compliance function ensured adherence to bank regulatory rules and regulations and internal policies. Provided oversight over strategic, cross divisional projects as well as close involvement in exams from the FED and the OCC.
  • Ubs
    Director, Office Of The Coo Of The Investment Bank
    Ubs Sep 2008 - Sep 2011
    Stamford, Connecticut, United States
    Senior member of the Project Management Office responsible for the implementation of strategic bank wide initiatives. Responsibilities included leading a comprehensive review of the Investment Bank's client base to ensure full adherence to the Deferred Prosecution Agreement between UBS and the SEC in regards to SEC rule 15A-6 (Foreign Broker-Dealers).

Marcel Schildknecht Skills

Legal Entity Governance Project Management Data Mining Requirements Gathering Middle Office Data Analysis Strategy Business Analysis Data Management Forecasting Requirements Analysis

Marcel Schildknecht Education Details

  • Commercial Banking College, Switzerland
    Commercial Banking College, Switzerland
    Banking

Frequently Asked Questions about Marcel Schildknecht

What company does Marcel Schildknecht work for?

Marcel Schildknecht works for Ubs

What is Marcel Schildknecht's role at the current company?

Marcel Schildknecht's current role is Executive Director, Financial Crime Prevention – Senior Project Manager.

What is Marcel Schildknecht's email address?

Marcel Schildknecht's email address is ma****@****ubs.com

What schools did Marcel Schildknecht attend?

Marcel Schildknecht attended Commercial Banking College, Switzerland.

What skills is Marcel Schildknecht known for?

Marcel Schildknecht has skills like Legal Entity Governance, Project Management, Data Mining, Requirements Gathering, Middle Office, Data Analysis, Strategy, Business Analysis, Data Management, Forecasting, Requirements Analysis.

Who are Marcel Schildknecht's colleagues?

Marcel Schildknecht's colleagues are Ethan Harro, Flloyd Rewa.

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