Marc Engel Email & Phone Number

Lakewood, Nj

• Responsible for all aspects of the finances of this world class $80m Not for Profit providing social services to the Jewish Community.• Found significant savings for the company by managing vendor costs. • Reduced costs of annual audit while improving turnaround time for audit preparation. This with a shortstaffed crew.

Greater New York City Area

Provided accounting and internal audit advice and services to medium-to-small sized businesses in the Tri-State area. • Banking Industry: IT internal audit – tested IT internal control environment for a US subsidiary of a foreign bank. • Audit included Money Transfer System, BSA, AML, OFAC. • Banking Industry: Trained a banking client’s staff in advanced Excel tools, saving significant time and costs on Close. Built model reports in Excel to support governmental filings.• Financial Services Industry: Performed full scope IT audit, for a US branch of a foreign bank, including processing controls, user access controls, Disaster Recovery Plan, Business Continuity Plan, change controls, OFAC, firewall security. • Government: US State Department Office of the Inspector General (OIG), Office of Investigations. Top Secret clearance. Uncovered indicators of fraud regarding a significant vendor at an American embassy abroad. Potential value: Low seven figures. The fraud indicators were gleaned from a small data set. • Not-for-Profit Industry: Provided a Not for Profit client with complete financial statements and required filings.• Health Care Industry: Served as Director of Fiscal Affairs for a $20m provider of health aides. Ran conversion and implementation of new IT system - HHA Exchange - for enterprise’s operations.• Tax: Provided tax audit support that saved the client thousands of dollars.• Private equity: Assisted the investee’s CFO to clean up accounting systems, and improved IT controls.

Led Numerous CPE training sessions including full day conferences. Brought speakers from various fields to lead CPE sessions.

New York, Ny

Tasked with setting up a Board subcommittee focused on internal audit matters, apart from compliance and regulatory matters.

New York, Ny

Course: Principles of Auditing and Assurance Services

Greater New York City Area

Director, Audit & Control Department Managed all phases of audits for Operating Company offices of this $12 B revenue, Fortune 500 Company, including risk analysis for IT and financial aspects, audit reports, review of findings, scheduling and timing. Served as departmental liaison with Deloitte & Touche, external auditors, and with Oliver Wyman, one of the operating companies. Supervised audit team for D&T financial audits and SOX work to reduce costs of the external audit, including COSO compliance for IT and financial internal controls. Used the CobIT methodology.• As liaison to Deloitte, managed testing the database of 7 million transactions for the annual audit using IDEA software to verify and prove out the database. This improved audit effectiveness and reduced costs of the outside audit. • Performed forensic audit of the MMC broker – dealer, including the IT audit. • Managed audit teams for insurance broker offices, covering P&C, D&O, general liability, controls over client files. • Trained staff in advanced Excel use, and IDEA and other audit software tools, improving staff skills levels. Kroll Inc., a Marsh & McLennan Subsidiary Director of Internal Audit Started up the Internal Audit function for this multinational $600m risk consulting firm. Responsible for all aspects of audit including risk analysis for IT and financial aspects of the annual audit plan.• Sarbanes – Oxley Steering Committee member along with Senior Corporate Management. • Managed the SOX implementation, as SOX PMO Manager. COSO compliance team leader. Team size: 20+.

Greater New York City Area

Provided accounting and internal audit advice and services to medium-to-small sized businesses in the Tri-State area. • Led the IDEA data extraction software team for a local CPA firm. Trained staff in advanced Excel techniques. • Subject matter expert on data extraction and sampling using IDEA software. • Not-for-profit: Managed the internal audit function for a medium-sized organization. Revised all audit programs to incorporate a risk-based methodology. Pioneered a self-testing system based on COSO principles.