Marc Ferrante Email & Phone Number

Weston, Ct, Us

Advise business units on operational infrastructure needed to raise alternative funding: evaluating operational risks & providing mitigants in support of securitization efforts and assessing ongoing compliance with investors’ requirements & relevant regulations for existing securitization & syndication platforms.

Stamford, Ct.

RISK & CONTROL GROUP North America Head of Risk & Control - Group Data Services –Instrument Static Data and Client Account Onboarding - Director (Sept 2011 – Nov 2012) North America Head of Risk & Transaction Control – Collateral and Processing Utility - Director (May 2009 – Sept 2011)Progressed through a series of increasingly challenging positions within the Risk & Control group. The function drives initiatives and challenges existing processes across multiple product classes, providing a transparent and consistent approach to risk and project management resulting in a global best practices model. Worked with clients / line managers to identify break trends and focus on root cause analysis / process improvement. Member of the Regional Management Committee. • Reviewed and improved written supervisory and desk top procedures: improved future audit results. • Coordinated SOX certification in the region and tested / enforced SOX supervision and evidence retention.• To increase transparency and accountability, developed a Global Balance Sheet Ownership Verification process for the ADP sub-ledger, approx. 54,000 accounts.• Identified breaks related to Nostro, Depot, Inter-company, Un-allocated and Control / Suspense Accounts then escalated to the respective settlement team and line manager / regional head until resolved. • Coordinated all Halt of Business and Credit Deterioration Events to ensure a more focused, consistent and expeditious response.• Developed and implemented controls around 10b10 and 17a13 Regulatory Rules throughout the US Broker Dealer. • Assumed responsibility for a blended team of 18 offshore and 22 onshore associates: created and implemented scorecards to track performance; initiated a quarterly review of documentation across all offshore processes to ensure OBI requirements are met; visited the Hyderabad, India campus for supervisory and team building purposes.

Stamford, Ct.

FIXED INCOME REPONorth America Regional Head Fixed Income Repo Middle Office and Investigations –Director (June 2008 – May 2009)Concurrently managed a team of 21 across two locations (Stamford, CT and Jersey City, NJ) while winding down the Whole Loan Portfolio. Team was responsible for booking and allocating Finance and Outright trades, and providing intraday cash funding positions to the Repo Desk.• Managed the intraday collateral positions to ensure efficient Tri-Party settlement.• Collateralized and settled 250+ Tri-Party Trades daily via JPM Chase BDAS.• Completed an aggressive cross-training plan to combat resource constraints.

Stamford,Ct

WHOLE LOANS TEAM Whole Loan Support – Director (Jan 2006 – June 2008) Principal Finance Middle office and Trade Support Manager - Associate Director (Jan 2003 – Dec 2005)Principal Finance Operations Analyst (July 1997 – Jan 2003) Received a series of promotions and escalating responsibilities within the team. In last position, developed and managed a team of 20 onshore and 5 offshore associates. Responsible for all aspects of Whole Loan Operational support including Residential & Commercial loan origination and securitization, Asset Finance (Variable Funding Notes), Reverse Mortgages and Student Loans. Principal and Interest (P&I accounting) servicing approximately 35,000 loans per month.• Swiss National Bank (SNB) Transaction – April 09’. Global point person for a 9 month project dealing directly with key senior UBS business representatives and the Swiss National Bank (SNB.) Coordinated the reconciliation and settlement of approximately 6,000 loans with an approximate value of $5 billion.• Developed a Whole Loan support team in London, UK.• Coordinated the integration of businesses through multiple mergers (Swiss Bank, Warburg, Paine Webber, Dillon Read).• Successfully transitioned our P&I Servicing process to an offshore service provider in Hyderabad, India – reducing onshore staff cost by 15%

Stamford, Ct.

TREASURY SETTLEMENTS US Treasury Settlement Analyst (Dec 1996 – July 1997)Work with traders / sales people and counterparties to ensure timely and appropriate settlement.• Researched, resolved and escalated differences. Initiated / settled round robin’s and pair offs to reduce failing trades.• Trained and coached new joiners and junior members of the team.

New York, Ny

Senior Financial Analyst, Corporate Treasury Dept. (Aug 1995 – Dec 1996)• Coordinated daily financing of collateral and cash requirements for multiple entities – exceeding $40 billion daily.• Consolidated idle cash from all operating companies.• Developed and maintained client relationships in order to secure end of day financing.Mortgage Securities Analyst, MBS Clearance Dept. (June 1993 – Aug 1995)• Work with traders / sales people and counterparties to ensure timely and appropriate settlement.

New York, Ny

Qualified Plans Analyst / Client Service Representative• Supported the administration of in-house mutual funds and qualified plans.