Marek Rutkowski Email & Phone Number

Poland

• The main tasks of my current role are listed below:
• Identification of risk & compliance gaps in company processes and providing advice on best solutions
• Participation in company’s projects and initiatives by sharing the knowledge and expertise in order to ensure the company remains compliant in key financial areas and in order to safeguard the company and its clients.
• Review Risk Management framework & co-ordinate risk approach and alignment of entity Risk… Show more The main tasks of my current role are listed below:
• Review Risk Management framework & co-ordinate risk approach and alignment of entity Risk Registers
• Assist with reviews and contribute to development of Compliance Monitoring Plans for company’s entities

• The role entailed:
• Train and lead staff responsible for a comprehensive financial crime prevention strategy tailored to the company's risk profile,industry regulations, and best practices;
• Oversee the day-to-day operations of the financial crime prevention function, including AML (Anti-Money Laundering), CFT(Counter Financing of Terrorism), fraud prevention, and sanctions compliance;
• Establish and maintain effective partnerships with internal stakeholders, such as senior… Show more The role entailed:
• Establish and maintain effective partnerships with internal stakeholders, such as senior management, legal, product &engineering, risk management, and business units, to ensure a collaborative approach to financial.
• Stay abreast of emerging trends, regulatory changes, and industry standards related to financial crime prevention, and adjust thecompany's policies and procedures accordingly;

• This role entailed the following tasks:
• Acting as Subject Matter Expert for all escalations from FinCrime Teams, Complaints, KYC, KYB and other teams involved in managing and controlling financial crime and sanctions risk
• Advising and steering product teams in developing new or improving existing systems, platforms and processes related to AML/CTF, sanctions risk
• Developing, monitoring and supervision of implementation of regulatory requirements in AML/ CTF and sanctions… Show more This role entailed the following tasks:
• Developing, monitoring and supervision of implementation of regulatory requirements in AML/ CTF and sanctions area
• Creation and updates to relevant FinCrime policies and procedures or be a stakeholder in creation of suchprocedures

Cracow, Małopolskie, Poland

• This role entailed the management of a number of Compliance analysts (financial crime) and shaping the business by building processes and controls to reduce regulatory and reputational exposure to financial crime.
• identification, verification and reporting of suspicious activity to the financial regulators across the globe
• shaping the company processes by working closely with regulators… Show more This role entailed the management of a number of Compliance analysts (financial crime) and shaping the business by building processes and.
• shaping the company processes by working closely with regulators and MLROs from multiple jurisdictions
• developing and implementing Key Risk and Business Indicators (KRIs and BCIs) for the business area
• performing the UK regulatory role of the Nominated Officer for the company

Leeds

This role entailed providing technical expertise and oversight to a team of financial crime analysts to minimise business exposure to fraud and financial crime (market abuse / manipulation, high risk customers, sanctions, anti-bribery, AML, Politically Exposed Persons).

Leeds, United Kingdom

I was carrying out extensive market abuse / market manipulation analysis and enhancing the in-house market surveillance system. I was also responsible for maintaining the broker's population of the Politically Exposed Persons.

Leeds, United Kingdom

I was leading a small team responsible for organising shareholders’ meetings and proxy voting and also organising shareholder discounts for the clients.

Leeds, United Kingdom

International Advanced Certificate In Aml, Financial Crime

Level 3 (Ofqual) , Level 4 (Eqf) Certificate In Combating Financial Crime, Investments And Securities, Pass

Level 3 (Ofqual) , Level 4 (Eqf) Certificate In Investment Operations, Investments And Securities

Uk Financial Regulation, Investments And Securities, Pass

Introduction To Securities And Investments, Investments And Securities, Pass