Mariah Rodriguez Email and Phone Number

Specialization in financial crimes investigations and compliance for financial and non-financial organizations.

Head of Americas Client Data for CIB, Operational Reference Data Services

Manage the Jacksonville Data Quality team responsible for providing root cause analysis, and fix recommendations for data not fit for purpose.

Responsible for managing 23 US Based Associates that reconcile five different products and 4 offshore associates monitor and support a trading platform.Successfully migrated various reconciliation functions that reduced exposure by over $14 million, with over 25,000 accounts worth $250 million and reduced headcount by 2. Implemented a four point control process on all journal entries and wires to reduce client and firm exposure.Responsible for the accurate reconciliation of over… Show more Responsible for managing 23 US Based Associates that reconcile five different products and 4 offshore associates monitor and support a trading platform.Successfully migrated various reconciliation functions that reduced exposure by over $14 million, with over 25,000 accounts worth $250 million and reduced headcount by 2. Implemented a four point control process on all journal entries and wires to reduce client and firm exposure.Responsible for the accurate reconciliation of over 500,000 accounts on a daily basis, worth over $200 billion in assets. Built an off-shore team and created a new process to support a new trading platform, and implemented efficient controls to mitigate risk to clients by correcting all issues prior to Market Open.Obtained Six Sigma Green Belt Certification for reducing daily Foreign Equity Breaks by 90%.Proactively manage the day to day activities to improve the department processes and functions by working with the team to identify and implement appropriate process improvements and technology enhancements.Designed a communication process using tele-presence to continnuesly develop and generate new business with Jersey City counterparts. Ability to establish and maintain effective working relationships with Internal & External parties. Scheduled monthly one-on-one with direct reports and continuously worked on employee development.Rapidly learned all Managed Products and was promoted to Team Manager within a year and a half. Show less

Managed a group of 12 and five functions including, Anti-Money Laundering, Client Banking Services, Balance Sheet Account Ownership and Pierce Reconciliation Control and Funding.Efficiently reduced risk of exposure to the firm by having Anti-Money Laundering Associates cross-audit all alerts of Structured Deposits and Money Laundering. Participated in the first Outsourcing initiative implemented to reduce cost by 75%. Successfully migrated a subteam; implemented controls offshore to… Show more Managed a group of 12 and five functions including, Anti-Money Laundering, Client Banking Services, Balance Sheet Account Ownership and Pierce Reconciliation Control and Funding.Efficiently reduced risk of exposure to the firm by having Anti-Money Laundering Associates cross-audit all alerts of Structured Deposits and Money Laundering. Participated in the first Outsourcing initiative implemented to reduce cost by 75%. Successfully migrated a subteam; implemented controls offshore to reduce risk and exposure to the firm and clients.Oversee the Balance Sheet Account Ownership Platform set up for all General Ledger accounts to be reconciled and sign-off by each owner for over 250,000 general ledger accounts in the America's Region.Responsible for accurate monthly reporting of 80,000+ account ownership to control exposure and reduce risk of un-reconciled accounts.Developed macros to reduce error and reconciliation time of Balance Sheet accounts by 6 hour.Created a time-study project that identified repetitive manual processes that were consequently eliminated and reduce reconciliation time by 45%. Initiated control testing on all procedures to ensure all department processes passed Sarbanes and Oxley audit controls.Page | 1 Show less