Marina Mentzel Email & Phone Number

Greater New York City Area | Long Island

Founded an emerging franchise brand specializing in swim instruction, lifeguard staffing and turn-key swim programs. Fellow at Tory Burch Foundation (2023), Member of the Goldman Sachs 10KSB Voices (2022), Graduate of the Goldman Sachs 10K Small Business Program (2019) and 2nd Place Winner in Carolina Challenge Venture Pitch competition (2013). Featured speaker on various entrepreneurial panels including Frank G. Zarb School of Business at Hofstra University (2019), WCBS Small Business Breakfast with Joe Connelly (2017), and featured venture pitch at Long Island’s Pitch Day (2016).

Greater New York City Area

Selected to be a part of the Goldman Sachs 10,000 Small Business/Tory Burch Foundation.

New York & Washington, Dc

Division of Compliance Inspections and Examinations - Responsible for researching and preparing for internal examinations of broker-dealers, self-regulatory organizations and credit rating agencies. Performed an extensive amount of document review related to an internal audit of a credit rating agency. Prepared for an on-site examination of that credit rating agency to ensure compliance with federal securities laws including the Dodd-Frank Wall Street Reform and Consumer Protection Act. Trained in Factiva, EDGAR, Bloomberg and Concordance.Division of Investment Management - Responsible for supporting senior attorneys and accountants in ensuring that mutual funds, variable insurance products, and federally registered investment advisers were compliant with federal securities laws including the Investment Advisor’s Act and Dodd-Frank Wall Street Reform and Consumer Protection Act.

Greater New York City Area

Division of Enforcement - Responsible for researching legal and factual issues pertaining to potential violations of the Commodities Exchange Act, particularly claims of fraud and manipulation. Aided a senior trial attorney in a deposition of an accused fraudster by examining relevant documents and drafting all pertinent questions. Produced a memorandum concerning the application of a Commission rule on a sensitive matter.

Judicial Intern for the Honorable A. Kathleen Tomlinson.

J.D., Banking, Corporate, Finance, And Securities Law

B.A., International Affairs, Political Science