Mario Wouters work email
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Mario Wouters personal email
Corporate generalist with substantial in-house legal, regulatory and compliance experience. High premium on providing preemptive legal and compliance support in Dutch and English. Focus on corporate law, securities law, regulatory change and compliance. Certified Compliance Professional as of November 2015
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Compliance ManagerCommonwealth Bank Jan 2023 - PresentAmsterdam, Noord-Holland, Nederland
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Head Of The Legal & Compliance DepartmentChina Construction Bank (Europe) S.A. Amsterdam Branch May 2020 - Nov 2022Amsterdam, Noord-Holland, Nederland• Design, review and maintain the Legal & Compliance framework of the Dutch branch office;• Design, execute and maintain the annual Compliance plans;• Design and execute the annual Compliance Monitoring program;• Leading coordinator for the annual Systematic Integrity Assessment;• Manager and coordinator for several local and EU wide projects (such as the scenario revision of the Transaction Monitoring system, expected transaction profile, integrity risk appetite);• Regulatory affairs manager, liaison for branch management regarding strategic compliance subjects and audits;• Promoting good governance and good business practices. -
Vice President, Regulatory & Program OfficeMufg Oct 2018 - May 2020Amsterdam En Omgeving, Nederland• Providing advice on EU and Dutch financial law and regulations;• Managing and participating to regulatory projects;• Maintaining the regulatory overview of the bank and EU affiliated companies;• Maintaining and enhance the policy framework of the EU bank;• Providing support and oversight to the functional areas Compliance and Risk Management;• Promoting good governance and good business practices. -
Associate Director, Regulatory & Program OfficeMufg Jul 2017 - Oct 2018Amsterdam En Omgeving, Nederland• Providing advice on EU and Dutch financial law and regulations;• Managing and participating to regulatory projects;• Maintaining the regulatory overview of the bank and EU affiliated companies;• Maintaining and enhance the policy framework of the new EU bank;• Providing support and oversight to the functional areas Compliance and Risk Management;• Promoting good governance and good business practices.
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Associate Director, Compliance DivisionMufg Bank (Europe) N.V. Mar 2015 - Jun 2017Amsterdam Area, Netherlands• providing regulatory and compliance advice with a main focus on corporate law and financial law;• maintaining the regulatory overview of the bank and EU-affiliated companies;• providing advice on AML/Sanction laws and regulations;• promoting staff awarness, understanding of and commitment to compliance matters• promoting good governance, good business practices and providing appropriate training to staff.
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Legal & Compliance OfficerTriodos Investment Management B.V. Dec 2010 - Mar 2015ZeistTriodos Investment Management:• providing legal advice and assistance on banking and securities law including business law;• providing legal services to the Triodos funds;• maintain the incident reporting and assessment process, communicate various reports to stakeholders;• provide operational risk management and compliance support to various business units in the functional areas such as product management, data management, vendor management and information security;• promoting good governance and good business practices. -
Legal AdvisorRechtswinkel Arnhem Jun 2005 - Dec 2011ArnhemVoluntary work at a Lawshop:The Lawshop is an organization of volunteers, mainly law students and lawyers who give free legal aid and advice. -
Legal AdvisorNetherlands Ministry Of Economic Affairs, Agriculture And Innovation Jun 2010 - Nov 2010Afdeling Recht & Rechtsbescherming:• concluding appeal decisions regarding the European funding of agricultural acreage;• legal advice and assistance on litigation. -
Compliance Staff MemberIng Mar 2010 - Jun 2010Amsterdam Area, NetherlandsCorporate Compliance Department ING Amsterdam:• revising policies and procedures of the compliance program to prevent illegal, unethical, or improper conduct;• monitoring the performance of the compliance project and taking appropriate steps to improve its effectiveness. -
Intern Legal CounselNyse Euronext Amsterdam Aug 2009 - Sep 2009Amsterdam Area, NetherlandsInternship, Legal & Compliance:• identifying, implementing and reporting relevant legal developments;• analyses of cases and legal implications;• legal research of the legislation on the survey of Multilateral Trading Facilities (MTF's).
Mario Wouters Skills
Mario Wouters Education Details
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Certified Compliance Professional (Ccp) -
Master Of Laws (Ll.M.) -
Christelijk Lyceum ArnhemHavo & Vwo
Frequently Asked Questions about Mario Wouters
What company does Mario Wouters work for?
Mario Wouters works for Commonwealth Bank
What is Mario Wouters's role at the current company?
Mario Wouters's current role is Compliance Manager.
What is Mario Wouters's email address?
Mario Wouters's email address is ma****@****mufg.jp
What schools did Mario Wouters attend?
Mario Wouters attended Nederlands Compliance Instituut, Radboud Universiteit Nijmegen, Christelijk Lyceum Arnhem.
What skills is Mario Wouters known for?
Mario Wouters has skills like Compliance, Corporate Law, Legal Advice, European Law, Risk Management, Financial Risk, Due Diligence, Securities Regulation, Operational Risk, Financial Law, Corporate Governance, Privacy Law.
Who are Mario Wouters's colleagues?
Mario Wouters's colleagues are Prashanti Ravindra, Brian Mok, Kenneth Ho, Paul Bridge, Aswathy Alex, Aisha Shaik, Jeff Matson.
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