Mario Wouters Email & Phone Number

Amsterdam, Noord-Holland, Nederland

Amsterdam, Noord-Holland, Nederland

• Design, review and maintain the Legal & Compliance framework of the Dutch branch office;• Design, execute and maintain the annual Compliance plans;• Design and execute the annual Compliance Monitoring program;• Leading coordinator for the annual Systematic Integrity Assessment;• Manager and coordinator for several local and EU wide projects (such as the scenario revision of the Transaction Monitoring system, expected transaction profile, integrity risk appetite);• Regulatory affairs manager, liaison for branch management regarding strategic compliance subjects and audits;• Promoting good governance and good business practices.

Amsterdam En Omgeving, Nederland

• Providing advice on EU and Dutch financial law and regulations;• Managing and participating to regulatory projects;• Maintaining the regulatory overview of the bank and EU affiliated companies;• Maintaining and enhance the policy framework of the EU bank;• Providing support and oversight to the functional areas Compliance and Risk Management;• Promoting good governance and good business practices.

Amsterdam En Omgeving, Nederland

• Providing advice on EU and Dutch financial law and regulations;• Managing and participating to regulatory projects;• Maintaining the regulatory overview of the bank and EU affiliated companies;• Maintaining and enhance the policy framework of the new EU bank;• Providing support and oversight to the functional areas Compliance and Risk Management;• Promoting good governance and good business practices.

Amsterdam Area, Netherlands

• providing regulatory and compliance advice with a main focus on corporate law and financial law;• maintaining the regulatory overview of the bank and EU-affiliated companies;• providing advice on AML/Sanction laws and regulations;• promoting staff awarness, understanding of and commitment to compliance matters• promoting good governance, good business practices and providing appropriate training to staff.

Zeist

Triodos Investment Management:• providing legal advice and assistance on banking and securities law including business law;• providing legal services to the Triodos funds;• maintain the incident reporting and assessment process, communicate various reports to stakeholders;• provide operational risk management and compliance support to various business units in the functional areas such as product management, data management, vendor management and information security;• promoting good governance and good business practices.

Arnhem

Voluntary work at a Lawshop:The Lawshop is an organization of volunteers, mainly law students and lawyers who give free legal aid and advice.

Afdeling Recht & Rechtsbescherming:• concluding appeal decisions regarding the European funding of agricultural acreage;• legal advice and assistance on litigation.

Amsterdam Area, Netherlands

Corporate Compliance Department ING Amsterdam:• revising policies and procedures of the compliance program to prevent illegal, unethical, or improper conduct;• monitoring the performance of the compliance project and taking appropriate steps to improve its effectiveness.

Amsterdam Area, Netherlands

Internship, Legal & Compliance:• identifying, implementing and reporting relevant legal developments;• analyses of cases and legal implications;• legal research of the legislation on the survey of Multilateral Trading Facilities (MTF's).

Certified Compliance Professional (Ccp)

Master Of Laws (Ll.M.)

Havo & Vwo