Mark B.

Mark B. Email and Phone Number

CEO, CompliGlobe @ CompliGlobe
united kingdom
Mark B.'s Location
United Kingdom, United Kingdom
About Mark B.

SEC regulation; regulatory, compliance and AML advice, and training programs, for investment advisers, hedge funds, investment banks, prime brokers, governments, regulators and others; navigate prime brokerage agreements

Mark B.'s Current Company Details
CompliGlobe

Compliglobe

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CEO, CompliGlobe
united kingdom
Website:
compliglobe.com
Employees:
2
Mark B. Work Experience Details
  • Compliglobe
    Founder And Ceo
    Compliglobe Mar 2006 - Present
    CompliGlobe is the only regulatory adviser based in multiple locations outside the United States that is dedicated to SEC regulation, managed by a former SEC lawyer and staffed with former Chief Compliance Officers and MLROs. We are independent and staffed by dedicated, experienced professionals.
    View
  • Sec Regulation Outside The United States
    Founder And Co-Chair
    Sec Regulation Outside The United States Jun 1997 - Present
    London, United Kingdom
  • Threadneedle Investments
    Legal, Compliance & Internal Audit (Hedge Funds)
    Threadneedle Investments 2004 - 2006
  • Santander Investments
    Head, Regulation & Compliance Uk
    Santander Investments 1998 - 2001
  • London Stock Exchange
    Sr Lawyer
    London Stock Exchange 1992 - 1996
    View
  • Linklaters
    Secondment, Financial Services
    Linklaters Jan 1990 - 1991
  • Us Securities And Exchange Commission
    Attorney
    Us Securities And Exchange Commission Sep 1985 - Feb 1990
    Division of Corporation Finance; Division of Market Regulation
    View
  • Merrill Lynch & Co
    Sr Law Clerk
    Merrill Lynch & Co 1981 - 1985
    View

Mark B. Education Details

Frequently Asked Questions about Mark B.

What company does Mark B. work for?

Mark B. works for Compliglobe

What is Mark B.'s role at the current company?

Mark B.'s current role is CEO, CompliGlobe.

What schools did Mark B. attend?

Mark B. attended Bowling Green University, Dayton Fairview, Piqua Central, Touro University Jacob D. Fuchsberg Law Center.

Who are Mark B.'s colleagues?

Mark B.'s colleagues are Lisa Byington.

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