Head Of Americas Regulatory Reporting
Ubs Wma/ Ubs Sec Llc/ Ubs Asset Management
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Mark Baccus Email & Phone Number
Head of Americas Regulatory Reporting
at
UBS WMA/ UBS SEC LLC/ UBS Asset Management
1 work email found
@ubs.com
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
UBS WMA/ UBS SEC LLC/ UBS Asset Management
Role
Head of Americas Regulatory Reporting
Location
Weehawken, New Jersey, United States
Who is Mark Baccus? Overview
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Quick answer
Mark Baccus is listed as Head of Americas Regulatory Reporting at UBS WMA/ UBS SEC LLC/ UBS Asset Management, based in Weehawken, New Jersey, United States. AeroLeads shows a work email signal at ubs.com and a matched LinkedIn profile for Mark Baccus.
Mark Baccus previously worked as Head of Americas Licensing, Registration & Regulatory Reporting at Ubs Sec Llc/ Ubs Wma/ Ubs Asset Management and Director - Manager of Legal Regulatory Reporting at Ubs Wealth Management. Mark Baccus holds Doctural Studies: Voice And Fine Arts Management from Indiana University Bloomington.
Company email context
Email format at UBS WMA/ UBS SEC LLC/ UBS Asset Management
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{first}.{last}@ubs.com
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AeroLeads found 1 current-domain work email signal for Mark Baccus. Compare company email patterns before reaching out.
Profile bio
About Mark Baccus
Specialties: Specialize in Regulatory Reporting including FINRA Rule 4530(d) - Customer Complaints, 4530 E-Disclosures (Former NYSE RE-3), All facets of Form U4/U5 including filing determinations, filing language, Termination U5, broker comments, BrokerCheck, and ADV2. Served as expert witness in defamation lawsuits regarding filing on Termination U5 DRPs as well as complaints and arbitrations.
Listed skills include Finra, Dispute Resolution, Securities, Arbitration, and 8 others.
Current workplace
Mark Baccus's current company
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Ubs Wma/ Ubs Sec Llc/ Ubs Asset Management
7 roles
Mark Baccus work experience
A career timeline built from the work history available for this profile.
Head Of Americas Licensing, Registration & Regulatory Reporting
Current
Ubs Sec Llc/ Ubs Wma/ Ubs Asset Management
Aug 2022 - Present
Director - Manager Of Legal Regulatory Reporting
Jan 2009 - Aug 2022
Associate Director - Manager Legal Regulatory Reporting Group
May 2006 - Dec 2008
Administrative Manager - Vice President, Early Dispute Resolution
Jan 1997 - Apr 2006
Executive Assistant-Analyst To Head Of Edr
Apr 1995 - Dec 1996
Regulatory Analyst
I officially started my career at PaineWebber - Now UBS - on April 24, 1995. I worked as a Temp from January to April 1995.
Jan 1995 - Apr 1995
6 education records
Mark Baccus education
Doctural Studies: Voice And Fine Arts Management
Professional Studies, Voice - Opera
Mm, Opera
Suny At Stony Brook
Ba, Major - Music / Minor - Business
Master Of Fine Arts - Mfa
Bachelor'S Degree
FAQ
Frequently asked questions about Mark Baccus
Quick answers generated from the profile data available on this page.
What company does Mark Baccus work for?
Mark Baccus works for UBS WMA/ UBS SEC LLC/ UBS Asset Management.
What is Mark Baccus's role at UBS WMA/ UBS SEC LLC/ UBS Asset Management?
Mark Baccus is listed as Head of Americas Regulatory Reporting at UBS WMA/ UBS SEC LLC/ UBS Asset Management.
What is Mark Baccus's email address?
AeroLeads has found 1 work email signal at @ubs.com for Mark Baccus at UBS WMA/ UBS SEC LLC/ UBS Asset Management.
Where is Mark Baccus based?
Mark Baccus is based in Weehawken, New Jersey, United States while working with UBS WMA/ UBS SEC LLC/ UBS Asset Management.
What companies has Mark Baccus worked for?
Mark Baccus has worked for Ubs Wma/ Ubs Sec Llc/ Ubs Asset Management, Ubs Sec Llc/ Ubs Wma/ Ubs Asset Management, Ubs Wealth Management, and Painewebber.
How can I contact Mark Baccus?
You can use AeroLeads to view verified contact signals for Mark Baccus at UBS WMA/ UBS SEC LLC/ UBS Asset Management, including work email, phone, and LinkedIn data when available.
What schools did Mark Baccus attend?
Mark Baccus holds Doctural Studies: Voice And Fine Arts Management from Indiana University Bloomington.
What skills is Mark Baccus known for?
Mark Baccus is listed with skills including Finra, Dispute Resolution, Securities, Arbitration, Litigation, Securities Regulation, Financial Services, and Series 7.
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