Mark Bringas Email & Phone Number
@sharespost.com
4 phones found area 650, 415, and 416
LinkedIn matched
Who is Mark Bringas? Overview
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Mark Bringas is listed as Compliance Manager at Augment, based in New York, United States. AeroLeads shows a work email signal at sharespost.com, phone signal with area code 650, 415, 416, and a matched LinkedIn profile for Mark Bringas.
Mark Bringas previously worked as Sr. Compliance Officer at Cerity Partners and Independent Consultant at Self-Employed. Mark Bringas holds Bachelor Of Arts (B.A.), Mathematics from San Francisco State University.
Email format at Augment
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AeroLeads found 1 current-domain work email signal for Mark Bringas. Compare company email patterns before reaching out.
About Mark Bringas
Over the course of my career, I have developed a comprehensive knowledge of the regulatory and compliance frameworks for a range of financial products, as well as a deep understanding of the operational processes and best practices associated with the industry.
Mark Bringas's current company
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Mark Bringas work experience
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Sr. Compliance Officer
My primary responsibility is to ensure that the firm is compliant with SEC’s rules and regulations. This includes testing and monitoring internal processes to ensure compliance with relevant rules. I’m currently responsible for ensuring compliance for our private funds, which includes staying up to date on new legal and regulatory developments, and performing regular audits to ensure accuracy and compliance.
Independent Consultant
I specialize in providing compliance services for companies in the financial services industries. I have knowledge of the applicable laws and regulations and am able to provide independent, objective advice on a variety of compliance-related issues. My services include performing research and analysis, and providing guidance and recommendations on regulatory compliance. My goal is to help my clients remain compliant with applicable laws and regulations while minimizing their risks.
Compliance Officer
I provided guidance and training to all staff members to ensure understanding and adherence to the established procedures, policies, and regulations. My commitment to maintaining a compliant operational environment has enabled SharesPost’s compliance program execute its business operations effectively and efficiently.
Relationship Manager
Model Portfolios Solutions
Business Operations within Multi-Asset Strategies, one of BlackRock’s leading investment groups.
Regulatory Marketing & Communications Review
Responsible for the review, approval, FINRA filing, and record-keeping of ETF sales, marketing, and electronic communication with the public.
Defined Contribution Fund Operations
Product infrastructure, and fund pricing across a $500bn Defined Contribution business.
Online Services
Supported the migration of a new Corporate Online Banking interface.
Aml/Bsa Compliance
Mitigated financial and regulatory risk to the firm by enforcing the Customer Identification Program as mandated by Anti Money Laundering policies and the USA PATRIOT Act
Mark Bringas education
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San Francisco State University
Frequently asked questions about Mark Bringas
Quick answers generated from the profile data available on this page.
What company does Mark Bringas work for?
Mark Bringas works for Augment.
What is Mark Bringas's role at Augment?
Mark Bringas is listed as Compliance Manager at Augment.
What is Mark Bringas's email address?
AeroLeads has found 1 work email signal at @sharespost.com for Mark Bringas at Augment.
What is Mark Bringas's phone number?
AeroLeads has found 4 phone signal(s) with area code 650, 415, 416 for Mark Bringas at Augment.
Where is Mark Bringas based?
Mark Bringas is based in New York, United States while working with Augment.
What companies has Mark Bringas worked for?
Mark Bringas has worked for Augment, Cerity Partners, Self-Employed, Sharespost (Acquired By Forge Global), and Lenox Advisors.
How can I contact Mark Bringas?
You can use AeroLeads to view verified contact signals for Mark Bringas at Augment, including work email, phone, and LinkedIn data when available.
What schools did Mark Bringas attend?
Mark Bringas holds Bachelor Of Arts (B.A.), Mathematics from San Francisco State University.
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