Mark Ettinger

Mark Ettinger Email and Phone Number

LPL Financial Advisor at Johnson Financial Group Financial Advisors, located at Johnson Financial Group
Mark Ettinger's Location
Racine, Wisconsin, United States, United States
Mark Ettinger's Contact Details

Mark Ettinger personal email

n/a
About Mark Ettinger

Experienced operations and sales professional with a demonstrated history of working in the financial services industry. Skilled in Compliance, Operations, Financial Planning, Asset Management, Sales, Data Analysis, Project Management and Human Resources.• Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section above. Insurance products are offered through LPL or its licensed affiliates. Johnson Financial Group and Johnson Financial Group Financial Advisors are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using Johnson Financial Group Financial Advisors, and may also be employees of Johnson Financial Group. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Johnson Financial Group or Johnson Financial Group Financial Advisors. Securities and insurance offered through LPL or its affiliates are: • Not Insured by FDIC or Any Other Government Agency • Not Bank Guaranteed• Not Bank Deposits or Obligations• May Lose ValueThird party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness. The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Mark Ettinger's Current Company Details

LPL Financial Advisor at Johnson Financial Group Financial Advisors, located at Johnson Financial Group
Mark Ettinger Work Experience Details
  • Johnson Financial Group
    Lpl Advisor | Avp Johnson Financial Group | Investment Services
    Johnson Financial Group Jun 2018 - Dec 2024
    Racine, Wi, Us
    View
  • Invest Financial Corporation
    1St Vp Operations
    Invest Financial Corporation Jan 2017 - Apr 2018
    Appleton, Wisconsin, Us
    Manage a team of 50 associates with five direct reports supporting operations functions ranging from data integrity, managed accounts; both proprietary, third party asset managers and outside registered investment advisors, customer service and new accounts. The Team supports approximately 1,100 advisors nationwide. Direct contact, steering committee member and liaison with vendors including Pershing, National Financial, Envestnet, Nottingham and our 30 plus financial institution clients. Responsible for client retention and acquisition, project management, talent acquisition and development, advisor training and audit management, both internal and regulatory.
    View
  • Invest Financial Corporation
    Vp Advisory Operations, New Accounts & Account Maintenance
    Invest Financial Corporation Jan 2014 - Jun 2017
    Appleton, Wisconsin, Us
    View
  • Invest Financial Corporation
    Vp Brokerage Services (Trading/Customer Service) And Vip (A Virtual Sales Assistant Program)
    Invest Financial Corporation Dec 2011 - Jan 2014
    Appleton, Wisconsin, Us
    View
  • Invest Financial Corporation
    Avp Customer Service And Trading Manager
    Invest Financial Corporation Jun 2009 - Dec 2011
    Appleton, Wisconsin, Us
    View
  • Invest Financial Corporation
    Avp Customer Service Manager
    Invest Financial Corporation Jan 2009 - Jun 2009
    Appleton, Wisconsin, Us
    View
  • Invest Financial Corporation
    Trading Specialist
    Invest Financial Corporation Feb 2003 - Jan 2009
    Appleton, Wisconsin, Us
    View
  • Invest Financial Corporation
    Financial Advisor
    Invest Financial Corporation Jan 2002 - Feb 2003
    Appleton, Wisconsin, Us
    View

Mark Ettinger Skills

Series 7 Series 63 Fixed Annuities Series 24 Mutual Funds Securities Retirement Finra Series 65 Uniform Combined State Law Alternative Investments Fixed Income Equities Investment Advisory Strategic Financial Planning Investments Retirement Planning Asset Managment Wealth Management Insurance Financial Advisory 401k Asset Management Financial Planning Trading

Mark Ettinger Education Details

  • Clemson University
    Clemson University
    Business Management

Frequently Asked Questions about Mark Ettinger

What is Mark Ettinger's role at the current company?

Mark Ettinger's current role is LPL Financial Advisor at Johnson Financial Group Financial Advisors, located at Johnson Financial Group.

What is Mark Ettinger's email address?

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What is Mark Ettinger's direct phone number?

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What schools did Mark Ettinger attend?

Mark Ettinger attended Clemson University.

What skills is Mark Ettinger known for?

Mark Ettinger has skills like Series 7, Series 63, Fixed Annuities, Series 24, Mutual Funds, Securities, Retirement, Finra, Series 65, Uniform Combined State Law, Alternative Investments, Fixed Income.

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