Mark Etwell Email and Phone Number
Aurora, ON, CA
Mark Etwell's Location
Aurora, Ontario, Canada, Canada
Mark Etwell's Contact Details
Mark Etwell work email
- Valid
- Valid
Mark Etwell personal email
n/a
About Mark Etwell
I have 18 years’ experience in the financial services industry specializing in the areas of: Wealth Management, Compliance and Anti-Money Laundering (AML) areas. During my time as a people manager, I excelled in finding and grooming talent, managing the ongoing needs of a highly motivated team with that of the business and providing strategic leadership support to my team and business unit.
Mark Etwell's Current Company Details
Mark Etwell Work Experience Details
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Insurance AdvisorDesjardins Insurance AgentsAurora, On, Ca
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Insurance AdvisorDesjardins Insurance Agents Jan 2020 - PresentAurora, Ontario, Canada -
Senior Learning ConsultantBmo Learning Institute Jan 2017 - May 2019Scarborough, Ontario, CanadaProviding support between business partners and different sources of learning solutions focusing on AML. -
Sr. Investigator High Risk Unit Anti-Money LaunderingBmo Financial Group Nov 2014 - Jan 2017Toronto, Canada Area -
Aml ContractorBmo Financial Group Sep 2014 - Nov 2014Toronto, Canada AreaProtecting the Bank against risks.
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Group Manager Governance And Operations SolutionsTd Jan 2013 - Feb 20143500 Steeles Ave E• Oversaw team of 46 individuals (6 Direct, 40 indirect).• Successfully on-boarded four new lines of business into the compliance framework. • Actively supported multiple lines of businesses within TD Bank Group such as: TD Insurance, TD Visa, TD Easyline (telephone banking) and Collections, by providing strategic direction.• Ensured quality / risk / compliance rules were adhered to; presented reports from findings.• Recruited and interviewed for all open and transitioning positions on my team.• Provided monthly coaching sessions to management team. -
Team Leader Anti-Money Laundering Enhanced Due Diligence De-MarketingTd Bank Group Apr 2012 - Jan 201395 Wellington.• Created job description and process manual for the AML Officer role and the AML Analyst role.• Created and implemented process manuals for two internal systems used by the Demarketing team (Norkom and Case).• Developed / implemented Quality Assurance process; periodically incorporated changes.• Led hiring process and guided team towards individual personal and career goals.
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Electronic Brokerage Services ManagerTd Bank Group Nov 2011 - Apr 2012• Coached Investment Representatives to serve clients in exceptional manner.• Guided team towards individual personal and career goals / supported management team.• Mitigated client concerns and deepened relationships.• Interact professionally with higher levels of the management team• Led hiring process / trained and guided newer Team Managers.• Oversaw CEI and Recreation Club teams
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Presidents Account Team ManagerTd Bank Group Oct 2009 - Nov 2011• Coached Investment Representatives to serve clients in exceptional manner.• Guided team towards individual personal and career goals / supported management team.• Mitigated client concerns and deepened relationships.• Interact professionally with higher levels of the management team• Led hiring process / trained and guided newer Team Managers.• Oversaw CEI and Recreation Club teams
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Resource OfficerTd Bank Group 2007 - 2009• Mitigated errors accurately and efficiently (specifically Active Trader).• Communicated effectively and professionally by writing clear and concise business reports.• Analyzed daily reports to ensure compliance.• Acted as lead representative on team for compliance-related issues.• Ensured adherence to internal and external guidelines and regulations.• Educated Investment Representatives on processes / trade suitability / Active Trade Platform.• Executed various ad hoc projects (i.e.credit sell outs / Customer Support Group related issues).• Participated on various committees (Recreational Club, Pulse, Knowledge Development).
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Active Trader DeskTd Bank Group 2006 - 2007• Acted as a knowledgeable resource educating clients about the features of the platform, company products and account information. • Liaised with high value clients to promote benefits / enhancements of Active Trader Platform.• Acted as valuable resource to team members by answering questions / helping to solve issues.• Managed customer account openings and ensured proper documentation was in place.
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Fixed Income SpecialistTd Bank Group 2004 - 2006• Delivered superior customer service by helping clients in a professional and timely manner.• Executed all trade and customer transactions accurately, in accordance with TD Waterhouse and industry rules and policies.• Successfully cross-sold new products.• Maintained up-to-date knowledge of company’s products/market conditions/accepted practices.• Volunteered for various committees (Recreational Club, Pulse, Knowledge Development).• Delivered informational seminars to current and potential investors at various locations in GTA.• Cross-trained and mentored new employees on TD Waterhouse systems and procedures.
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Money Market SpecialistTd Bank Group 2002 - 2004• Assisted institutional and brokerage clients with Money Market trades in an accurate and efficient manner.• Traded high volumes and large sums of Money Market instruments accurately.• Maintained precise documentation of daily trades.• Mitigated errors in a timely manner
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Investment RepresentativeTd Bank Group 2000 - 2002• Delivered superior customer service by helping clients in a professional and timely manner.• Executed all trade and customer transactions accurately, in accordance with TD Waterhouse and industry rules and policies.• Successfully cross-sold new products.• Maintained up-to-date knowledge of company’s products/market conditions/accepted practices.• Volunteered for various committees (Recreational Club, Pulse, Knowledge Development).• Delivered informational seminars to current and potential investors at various locations in GTA.• Cross-trained and mentored new employees on TD Waterhouse systems and procedures.
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Dj-OwnerBy Request: Entertainment Specialists 2004 - 2009Working with business and individuals to build a full party experience Offering more than just a "person to press play". Addressing in advance all the details that often go overlooked.Public speaking on request to help function move smoothly.Quickly addressing unexpected situations to ensure event runs smoothly. -
DjSound Solution 2000 - 2004
Mark Etwell Skills
People Development
Conflict Resolution
Relationship Management
Mutual Funds
Fixed Income
Investments
Wealth Management
Options
Equities
Derivatives
Aml
Operational Risk
Credit Risk
Banking
Securities
Trading
Financial Services
Retail Banking
Credit
Bonds
Money Market
Etfs
Capital Markets
Equity Trading
Strategic Financial Planning
Portfolio Management
Market Risk
Investment Advisory
Financial Modeling
Investment Strategies
Risk Management
Alternative Investments
Financial Risk
Mortgage Lending
Trading Systems
Credit Analysis
Bloomberg
Asset Managment
Financial Analysis
Electronic Trading
Financial Markets
Equity Derivatives
Commercial Banking
Asset Allocation
Financial Advisory
Structured Products
Foreign Exchange
Fx Options
Loans
Kyc
Mark Etwell Education Details
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Music, Psychology, Music Therapy -
Canadian Securities Institute -
Wh Day
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Wh Day
Frequently Asked Questions about Mark Etwell
What company does Mark Etwell work for?
Mark Etwell works for Desjardins Insurance Agents
What is Mark Etwell's role at the current company?
Mark Etwell's current role is Insurance Advisor.
What is Mark Etwell's email address?
Mark Etwell's email address is ma****@****bmo.com
What schools did Mark Etwell attend?
Mark Etwell attended University Of Windsor, Canadian Securities Institute, Wh Day, Wh Day.
What are some of Mark Etwell's interests?
Mark Etwell has interest in Economic Empowerment.
What skills is Mark Etwell known for?
Mark Etwell has skills like People Development, Conflict Resolution, Relationship Management, Mutual Funds, Fixed Income, Investments, Wealth Management, Options, Equities, Derivatives, Aml, Operational Risk.
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Mark Etwell
Auckland, New Zealand
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