Mark Karpe
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Mark Karpe Email & Phone Number

Assistant Vice President and Managing Assistant General Counsel, Law Department at Pacific Life
Location: Newport Beach, California, United States 12 work roles 2 schools
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Current company
Pacific Life
Role
Assistant Vice President and Managing Assistant General Counsel, Law Department
Location
Newport Beach, California, United States
Company size
4514 employees

Who is Mark Karpe? Overview

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Quick answer

Mark Karpe is listed as Assistant Vice President and Managing Assistant General Counsel, Law Department at Pacific Life, a with 4514 employees, based in Newport Beach, California, United States. AeroLeads shows a matched LinkedIn profile for Mark Karpe.

Mark Karpe previously worked as Board Member at Acc Southern California (Association Of Corporate Counsel) and Counsel, Law Department at Pacific Life. Mark Karpe holds Jd, Securities Law, Dean'S List (Honor Roll) from Hofstra University School Of Law.

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Pacific Life

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Profile bio

About Mark Karpe

Investment management attorney admitted in California, New York, Massachusetts. 20+ years of legal and compliance experience with the Investment Company Act of 1940 and the Investment Adviser Act of 1940, including: Form N-1A, Form N-CSR, Form N-CEN, SEC regulatory filings, mutual fund structures, fund mergers and acquisitions, corporate governance, securities arbitration, class action litigations, opt-out litigation, foreign group actions, portfolio compliance, non-disclosure agreements, iXBRL, Rule 30e-3, 15c materials, 12d1-4 unaffiliated funds-of-funds, N-PORT, fund proxies, information statements, EU tax reclaims, tailored shareholder reports. FINRA arbitrator (industry/non-public). Bar Association arbitrator. General Counsel and Corporate Secretary of non-profit foundation. Former judge pro tempore.

Current workplace

Mark Karpe's current company

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Pacific Life
Pacific Life
Assistant Vice President and Managing Assistant General Counsel, Law Department
Newport Beach, CA, US
Website
pacificlife.com
Employees
4514
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12 roles · 36 years

Mark Karpe work experience

A career timeline built from the work history available for this profile.

Assistant Vice President And Managing Assistant General Counsel, Law Department

Pacific Life

Newport Beach, Ca, Us

Assistant Vice President And Managing Assistant General Counsel, Law Department

Current
Pacific Life

Newport Beach, Ca

Mutual fund counsel - regulatory filings, disclosures, board materials, agreements, advertising/sales literature, litigation. Management of paralegals.Vice President and Assistant Secretary, Pacific Funds Series TrustAssistant Vice President and Assistant Secretary, Pacific Select Fund

Apr 2015 - Present

Counsel, Law Department

Pacific Life

Newport Beach

Mutual fund counsel.

Oct 2013 - Apr 2015

Arbitrator (Industry)

Current
Finra

Resolve securities and business disputes between and among investors, brokerage firms and individual brokers as an Industry (non-public) Arbitrator on an as-requested basis.

Jul 1998 - Present

Chief Compliance Officer

H. Beck, Inc.

Bethesda, Md

Broker-dealer and investment adviser. Independent registered representative structure. Registered principal. Series 7, 24, 66.

2001 - 2004 ~3 yrs

Attorney (Contract)

Morrison & Foerster

Washington D.C. Metro Area

Investment Company Act of 1940; Investment Adviser Act of 1940

2000 - 2001 ~1 yr

Attorney

Solomon Pearl Blum & Quinn

New York/Denver/U.S. Virgin Islands

Federal securities law associate, with a focus on broker-dealer issues, private placement memorandums, and legal due diligence.

1998 - 2000 ~2 yrs

Counsel

Funds Distributor, Inc.

New York, Ny & Boston, Ma

In-house attorney for a mutual fund distributor, involved with fund formation, board governance, and advertising regulations/filings (Series 24 registered principal).

May 1996 - 1998

Summer Law Student Intern

U.S. Securities And Exchange Commission

San Francisco, Ca

Assisted senior attorneys with preparation and research of potential cases under the Securities Act of 1933, including 10-K, 10-Q and 8-K analysis.

Jun 1995 - Aug 1995

Compliance Officer

Financial Industry Regulatory Authority (Finra)

Washington, Dc

Investigation and analysis of potential violations of the NASD/FINRA Code of Conduct by member firms, including on-site visits, depositions and hearing testimony.

1991 - 1993 ~2 yrs
Team & coworkers

Colleagues at Pacific Life

Other employees you can reach at pacificlife.com. View company contacts for 4514 employees →

MT Mark Thompson Mark Thompson Colleague at Pacific LifeBay Village, Ohio, United States View → VA Vinna A. Vinna A. Colleague at Pacific LifeAliso Viejo, California, United States View → RM Riley Mcintosh, Cip, Erms, Cspo Riley Mcintosh, Cip, Erms, Cspo Colleague at Pacific LifeNewport Beach, California, United States View → JS Judy Shelton Judy Shelton Colleague at Pacific LifeAtlanta, Georgia, United States View → HD Holly Duvall Holly Duvall Colleague at Pacific LifeYucca Valley, California, United States View → JT Johnny Tobiasz Johnny Tobiasz Colleague at Pacific LifeMississauga, Ontario, Canada View → CB Christopher Brown Christopher Brown Colleague at Pacific LifeJacksonville, Florida, United States View → JA Jacob Arbuckle, Flmi Jacob Arbuckle, Flmi Colleague at Pacific LifeOmaha, Nebraska, United States View → JO Johann Otero Johann Otero Colleague at Pacific LifeNewport Beach, California, United States View → SS Shea Skillett Shea Skillett Colleague at Pacific LifeLas Vegas Metropolitan Area, United States View →
2 education records

Mark Karpe education

Jd, Securities Law, Dean'S List (Honor Roll)

Hofstra University School Of Law

Activities and Societies: Student Government (elected class representative); Hofstra Public Justice Foundation (officer); Hofstra Law &.

FAQ

Frequently asked questions about Mark Karpe

Quick answers generated from the profile data available on this page.

What company does Mark Karpe work for?

Mark Karpe works for Pacific Life.

What is Mark Karpe's role at Pacific Life?

Mark Karpe is listed as Assistant Vice President and Managing Assistant General Counsel, Law Department at Pacific Life.

Where is Mark Karpe based?

Mark Karpe is based in Newport Beach, California, United States while working with Pacific Life.

What companies has Mark Karpe worked for?

Mark Karpe has worked for Pacific Life, Acc Southern California (Association Of Corporate Counsel), Pacific Life Insurance Company, Finra, and H. Beck, Inc..

Who are Mark Karpe's colleagues at Pacific Life?

Mark Karpe's colleagues at Pacific Life include Mark Thompson, Vinna A., Riley Mcintosh, Cip, Erms, Cspo, Judy Shelton, and Holly Duvall.

How can I contact Mark Karpe?

You can use AeroLeads to view verified contact signals for Mark Karpe at Pacific Life, including work email, phone, and LinkedIn data when available.

What schools did Mark Karpe attend?

Mark Karpe holds Jd, Securities Law, Dean'S List (Honor Roll) from Hofstra University School Of Law.

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