Providing transactional analysis of Banking/Brokerage/Private Bank/Wealth Management AML alerts in support of a large Financial Institution engagement to include SAR decisioning and preparation.

Supported an engagement with BOTW/BMO BANK to include AML alert transactional analysis of personal and business accounts.

Supported an engagement involving Wells Fargo Bank as a team member assigned to adjudicate automated and manual AML alerts. Casework included Low, Medium and High priority initial and 90 day reviews. Reviews encompassed all domestic and international transactions conducted by personal and business customers.Prepared initial and continuing activity SARs as well as prepared supporting documentation for demarketing recommendations.

Coordinated RFI packages between various AML teams, the AMLRO and CRC. Coordination included reviewing SAR filings to determine appropriate questions to ask customers to help determine whether customer activity is within the bank's risk tolerance.Utilized Actimize and proprietary sytsems to update cases, document and process demarketed customers.

Performed analysis of high dollar amount domestic and international wire transfer activity in conformance with BSA, determining whether activity merits escalation for a SAR filing. Review included analysis involving Correspondent Banking associated with international transactions.

Performed AML responsibilities in conformance with USA Patriot Act/BSA/Title 31 that included but were not limited to CTR review/batched CTR E-Filing, KYC, EDD, MTL review, initial and 90-day follow-up SAR review/SAR E-Filing.

Contracted with FIS/CAPCO to perform AML responsibilities in conformance with BSA and USA Patriot Act for Malaga Bank in Palos Verdes CA and Goldman Sachs in New York NY. Responsibilities included but were not limited to automated AML alert review & dispositioning, CTR review/E-Filing CTR's, E-Filing SAR's, OFAC checking, 314(a) review and dispositioning. Provided feedback for programing enhancements to minimize false positive AML alerts.

Assumed increasingly complex responsibilities culminating in a compliance/supervision role involving but not limited to Annuity/Pension Life/Brokerage Account complaint response/resolutions, annuity and brokerage account AML review, elder financial abuse review/resolution and fraud review/resolution for annuity and brokerage accounts. Supervision of variable annuity clients assigned to the home office for servicing. Business Resumption Plan coordination. SEC Rule 22C-2 request/response coordination for variable annuity/variable life products. Quarantined email review in conformance with regulatory requirements.

Served as an Aeromedical Evacuation Specialist with the 63rd Aeromedical Evacuation Squadron based at OHare IAP, Chicago IL. Served as an EMT, Medical Technician and NCOIC of the 440th Medical Squadron's Immunization Clinic with the 440th Airlift Wing based at General Mitchell IAP, Milwaukee WI.