Mark Maselli Email & Phone Number

United States

• Conduct regulatory compliance testing related to corporate policy requirements that have been implemented by the Regulatory Compliance Risk Management (RCRM) group.
• Conduct regulatory compliance testing from start to finish
• Research and understand the regulatory risk that exists within a specific business process
• Provide credible challenge to the line of business
• Design and document regulatory compliance testing scripts
• Identify issues resulting from conducting regulatory examinations

Providence, Rhode Island Area

• Operations Vendor Management OfficeImplement the Vendor Regulatory Compliance Monitoring Program within the Operations group. Perform testing of vendor regulatory compliance based upon applicable regulations. Monitor.
• Perform onsite and deskbased regulatory testing to assure vendor compliance with applicable laws and regulations
• Work with business line specialists on regulatory compliance issues and track agreed upon remediation of findings
• Contribute data for monthly program level dashboard
• Stay informed of regulatory environment and issue weekly updates to alert management of any material changes
• Develop and enhance assessment processes, templates, and policies and procedures

Providence, Rhode Island Area

• Finance DivisionAssisted the Senior Risk Managers for the Finance Division as they implement the Group’s Risk Management framework to minimize operating losses and proactively manage credit, market, and operational.
• Analyzed rulemaking associated with regulatory impact to the Finance Division
• Communicated and assisted in implementing business process changes to comply with final regulatory rulemaking
• Liaised with Compliance and Regulatory Risk in response to applicable regulatory issuances
• Served as Vendor Program Implementation Board member, acting as liaison and ensuring compliance for the finance team as the Vendor Management Office was being created
• Served as Procedural Framework project team member to streamline and centralize all bank operations

Providence, Rhode Island Area

• Residential Mortgage Portfolio AdministrationAssisted management to effectively implement and maintain a robust risk management governance structure as well as the development of business unit specific policies and.
• Assessed the impact of operational and regulatory risk and compliance management policies of business unit
• Ensured new and amended regulations were incorporated into business unit risk policies and operating procedures
• Assisted in maintaining business unit’s operational, regulatory risk and compliance management, and AML training
• Assisted in the assessment and evaluation of changes required by new or amended laws or regulations and the consideration of the impact on policies, procedures, forms, and risk requirements

Providence, Rhode Island Area

• Responsible for management of a team of 12 Title Officers and Attorneys in addition to outside vendors. Directly responsible for all aspects of title issue resolution. Hands-on manager of title and banking regulation.
• Increased team production by 50% in 60 days by leading an office-wide production and teambuilding initiative
• Nurtured a troubled relationship with a major client, producing new orders and achieving a high level of client satisfaction
• Conducted over 3000 commercial and residential closings and 1000 title examinations in RI and MA
• Ranked first in an office of seven staff attorneys

Providence, Rhode Island Area

Responsible for case research, field work, and assisting in defense of property claims against the State of Rhode Island. Provided research necessary to draft a Motions of Summary Judgment and legal briefs.

Juris Doctor (J.D.), Law

Bachelor'S Degree, Psychology