Responsibilities include sourcing and structuring equity and debt for growing companies; identifying and vetting investment opportunities for institutional and accredited investors; and sourcing qualified investors for venture capital and growth funds. Pickwick is an SEC-registered, FINRA-member investment bank and broker-dealer specializing in middle market M&A and fund placement services. While its approach is sector-agnostic, many of its undertakings are energy-related, and beneficiaries of the federal Defense Production Act and/or Inflation Reduction Act. Projects, mandates and raises include:– disruptive, innovative packaging technology; IP-heavy; cash-flowing co. w/A-grade credit contracted offtake; P&G spinout; arranging $50M equity– carbon sequestration + capture; working w/leading oil-field services co. developing projects across US; budget: $80M/project– nano-coating co. w/breakthrough IP focused on EV/battery-supply chain; finalizing $65M series C raise – US port, terminal, and refinery renovation; arranging partnerships and structuring $200M throughout capital stack for this large infrastructure opportunity– western US mine focused on battery supply chain; cash-flowing polymetallic mine w/Zn, Ag, W, Ge; total mineral resources > $6B; arranging $80M growth capital & partners– innovative cooling system for chip sets & data centers, w/IP developed at Nokia; lining up $20M equity

Focused on Investor Relations and Capital Markets for Nouveau Monde Graphite Inc (NYSE: NMG), a portfolio company of Matrix. NMG is developing carbon-neutral sources of graphite materials for lithium ion batteries and clean energy transition technologies. Matrix Private Capital Group is an asset management firm, family office, and RIA that provides advisory and alternative investment solutions to HNW individuals, family offices and institutions. Matrix structures and invests in high-growth public and private opportunities, including battery supply chain, fintech and B2B online service companies.

Responsibilities included:- Loan processing, credit analysis, and customer servicing for the Paycheck Protection Program- Financial Advisor to HNW clients.- Business development for investment bank; sourced nano-tech company for advisory services + $75M capital raise.

Merchant bank advising several family offices; emphasis on sourcing, analyzing and structuring investment opportunities and projects in energy sector: cleantech/greentech, renewable energy, sustainable technologies, and pollution solutions. Criteria: technical feasibility; financial viability; sustainability.

Identified and developed relationships and projects with qualified real estate developers throughout US for this boutique investment bank focusing exclusively on commercial real estate. Clients: midsize developers with profitable track records requiring greater access to capital markets. Budget range: $10M - $60M. Sectors included multi-family, seniors housing, and hospitality/hotels.

Advisory role at U.S.-based family office, including their overseas properties and textile projects; responsibilities included fundamental and viability analysis, business development, portfolio management (public and private equities), asset allocation & disposition, real estate, and related banking, wealth management/custodial roles.

Developed and managed projects and clients for this boutique advisory firm with affiliated private equity fund Fieldston Investors. Focused on cross-border M&A/technology transfer assignments to China, capital raising, and business advisory (market entry, business strategies, technology transfer and joint ventures); required extensive travel throughout China.Sectors: energy, pollution control, industrial commodities, food and consumer brands, automotive supply chain and other export-ready technologies.

Traded and brokered industrial commodities from southern cone of Africa to China, including iron ore, coal, transport fuels, copper, ferrous scrap, tungsten, ferrochrome, manganese and other steel-hardening metals; sourced and developed related infrastructure and energy projects in South Africa, including iron ore mine, and conversion of coal-fired power plant to natural gas.