• Responsible for processing equity, option, fixed income, and mutual fund trades for Financial Advisors and clients.• Demonstrated strong problem-solving skills assisting Financial Advisors and clients with questions, issues, and errors related to trading functions in FBSI and Wealthscape.• Reviewed re-routed trades submitted by clients for accuracy, compliance, and execution.• Responsible for daily trade error diagnosis and reconciliation of the fixed income log for accuracy and… Show more • Responsible for processing equity, option, fixed income, and mutual fund trades for Financial Advisors and clients.• Demonstrated strong problem-solving skills assisting Financial Advisors and clients with questions, issues, and errors related to trading functions in FBSI and Wealthscape.• Reviewed re-routed trades submitted by clients for accuracy, compliance, and execution.• Responsible for daily trade error diagnosis and reconciliation of the fixed income log for accuracy and error resolution.• Responsible for daily monitoring of BMGN program in FBSI and alerting correspondents when margin calls occurred and were due.• Performed excellent customer service with external customers and internal colleagues via strong verbal and written skills.• Assisted clients in executing account distributions such as RMDs, periodic plans, one-time distributions, and account transfers.• Assisted clients and Financial Advisors with various operational needs including, but not limited to, providing real time security quotes, current yields on treasury products, rates on CDs, and municipal bond offerings.• Provided accurate paperwork to clients for account setup and managed account maintenance.• Assisted clients and Financial Advisors with online access questions and log on issues. Show less

• Responsible for all Complex Strategy Option client trades with a combined AUM of more than 1 billion dollars including Covered Calls, Cash Secured Puts, and Collars.• Performed daily reviews of all Option Client positions looking for opportunities to make adjustments that are aligned with each client’s investment objectives.• Created hundreds of Covered Call and Cash Secured Put proposals for advisors, planners, and prospective Option clients.• Responsible for all standard equity… Show more • Responsible for all Complex Strategy Option client trades with a combined AUM of more than 1 billion dollars including Covered Calls, Cash Secured Puts, and Collars.• Performed daily reviews of all Option Client positions looking for opportunities to make adjustments that are aligned with each client’s investment objectives.• Created hundreds of Covered Call and Cash Secured Put proposals for advisors, planners, and prospective Option clients.• Responsible for all standard equity trades, distribution requests, and management to the intended strategy.• Setup new client accounts and implement strategy in portfolio management software.• Managed hundreds of accounts by consistently reviewing for tax harvesting, opportunistic rebalancing, cash investment needs, cash generation and distribution needs, risk issues as assigned, and NSF issues.• Created thousands of Wealth Manager Annual Review Packets, Detailed Recommendations, and Orion reports as requested by clients, advisors, and planners.• Implemented changes to iRebal cash need and strategy implementation reviews.• Communicated with both clients and advisors to explain trades and answer questions regarding investment philosophy and implementation Show less

• Executed securities purchases and sales authorized by Portfolio Managers for all FCI Advisor clients.• Developed and maintained relationships with numerous broker/dealers and members of their back offices. • Used diverse electronic trading strategies, platforms, and judgment in conjunction with broker/dealers to achieve best execution goals for all clients.• Created an execution analysis procedure that compared execution price of trades against the intraday VWAP that served as due… Show more • Executed securities purchases and sales authorized by Portfolio Managers for all FCI Advisor clients.• Developed and maintained relationships with numerous broker/dealers and members of their back offices. • Used diverse electronic trading strategies, platforms, and judgment in conjunction with broker/dealers to achieve best execution goals for all clients.• Created an execution analysis procedure that compared execution price of trades against the intraday VWAP that served as due diligence in monitoring execution on a daily basis. • Served as the lead consultant for Portfolio Managers on strategy and investment management needs, i.e. trading issues, trading systems, trading rules, technology, research reports, execution reports, and settlement issues. • Annually helped manage soft dollar and wall-street broker research budget. • Committed to understanding market conditions and financial information and how both could affect execution at the firm level and the investment community. Show less

• Executed domestic and international securities purchases and sales authorized by Portfolio Managers for all Scout Investment Clients.• Demonstrated strong understanding of domestic and international trade lifecycles.• Calculated FX on international trades in conjunction with back office groups. • Monitored Fixed Income account maturities daily.• Managed Fixed Income account laddering by requesting purchase of fixed income products when bonds matured or were called.

• Executed and confirmed foreign payments on behalf of clients via the wire transfer system and through the creation of foreign checks. • Reviewed and dealt with foreign payment exceptions.

• Rotated through multiple business units working on various projects.• Gained experience and knowledge of different bank areas and products. • Created working relationships with peers and managers.