Mark Regnier

Mark Regnier Email and Phone Number

Saint Paul, MN, US
Mark Regnier's Location
St Paul, Minnesota, United States, United States
Mark Regnier's Contact Details

Mark Regnier personal email

Mark Regnier phone numbers

About Mark Regnier

Experienced Compliance and Operations Manager with over 25 years of experience within Banking and financial service companies. Experienced with surveillance systems, advertising/sales literature review, regulatory filings through NMLS and FINCEN. Experienced fraud investigator with success in researching, documenting and prosecuting fraud. Able to draft training and operations guidelines, and or procedures as needed.

Mark Regnier's Current Company Details
CashPass, Payday America, Pawn America

Cashpass, Payday America, Pawn America

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Compliance Officer
Saint Paul, MN, US
Mark Regnier Work Experience Details
  • Cashpass, Payday America, Pawn America
    Compliance Officer
    Cashpass, Payday America, Pawn America
    Saint Paul, Mn, Us
  • Looking For Job
    Open To Opportunities
    Looking For Job Oct 2023 - Present
    New Delhi, In
  • Cashpass, Payday America, Pawn America
    Compliance Officer
    Cashpass, Payday America, Pawn America Oct 2013 - Present
    BSA/AML Compliance officer, CIP, Loss Prevention
  • Questar Capital
    Director Of Account Services And Suitability
    Questar Capital Sep 2006 - Mar 2013
    Managed team responsible for suitability and account services. Developed policies and procedures in response to regulatory changes, and provided training and communications for the field and home office on compliance, operations and suitability subjects. In 2006 I was hired as the director of Surveillance and Systems and managed and administered a new Surveillance and Supervision tool. I was responsible for testing and implementation in addition to training and oversight for users.
  • Ameriprise Financial Services, Inc.
    Legal And Compliance Manager
    Ameriprise Financial Services, Inc. Sep 2001 - Oct 2006
    Minneapolis, Mn, Us
  • Ing
    Ad Review Analyst
    Ing 2001 - 2002
  • Woodbury Financial Services
    Compliance Manager
    Woodbury Financial Services 1995 - 2001
    Oakdale, Minnesota, Us

Mark Regnier Skills

Business Process Operational Risk Management Corporate Communications Change Leadership Compliance Compliance Audits Onboarding Finra Operations Management Quality Auditing Change Management Insurance Financial Services Series 63 Series 7 Management Series 24 Aml Training Auditing Securities Retirement Planning Investment Advisory Mutual Funds Wealth Management Fixed Annuities Uniform Combined State Law 401k Series 65 Life Insurance

Mark Regnier Education Details

  • Concordia University-St. Paul
    Concordia University-St. Paul
    General
  • Minnesota State University, Mankato
    Minnesota State University, Mankato
    Business

Frequently Asked Questions about Mark Regnier

What company does Mark Regnier work for?

Mark Regnier works for Cashpass, Payday America, Pawn America

What is Mark Regnier's role at the current company?

Mark Regnier's current role is Compliance Officer.

What is Mark Regnier's email address?

Mark Regnier's email address is ma****@****ail.com

What is Mark Regnier's direct phone number?

Mark Regnier's direct phone number is +165189*****

What schools did Mark Regnier attend?

Mark Regnier attended Concordia University-St. Paul, Minnesota State University, Mankato.

What are some of Mark Regnier's interests?

Mark Regnier has interest in Hunting/fishing, Financial Services Industry, Music, Bluegrass, Barbeque Catering.

What skills is Mark Regnier known for?

Mark Regnier has skills like Business Process, Operational Risk Management, Corporate Communications, Change Leadership, Compliance, Compliance Audits, Onboarding, Finra, Operations Management, Quality Auditing, Change Management, Insurance.

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