Compliance Analyst
CurrentResponsible for executing the company’s global records management program per policy and ensuring official records are managed in accordance with legal and regulatory requirements.
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@americanexpress.com
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Mark Schrooten is listed as Compliance Analyst at American Express at American Express, a with 69113 employees, based in Chandler, Arizona, United States. AeroLeads shows a work email signal at americanexpress.com and a matched LinkedIn profile for Mark Schrooten.
Mark Schrooten previously worked as Compliance Analyst at American Express and Service Delivery Analyst at American Express. Mark Schrooten holds Associate Of Arts (A.A.), Theatre/Theater from Central Arizona College.
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Financial Services professional with expertise in leadership, operational risk management, compliance oversight, process improvement, instructional design, learning, performance management, and organizational development.
Listed skills include Instructional Design, Leadership Development, Performance Management, Communication, and 26 others.
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Responsible for executing the company’s global records management program per policy and ensuring official records are managed in accordance with legal and regulatory requirements.
Monitored, analyzed, and reported daily financial capture, balancing, and control activity for multiple global card financial capture systems/applications as a member of the Technologies team. Responsible for providing 24x7 service support to ensure data integrity of thousands of Merchant payments, and millions of Cardmember billings.
Phoenix, Arizona Area
Compliance Consultant – Banking (Regulatory and Operational Compliance) (August 2017 – January 2018)Responsible for conducting compliance and control testing programs, call monitoring, reviews, and activity reports for multiple global banking products, services, and processes.
Phoenix, Arizona Area
Compliance Manager – Global Financial Control & Integrity (February 2013 – March 2017)Responsible for compliance and control management for financial system integrity and U.S. abandoned property processing for the company, including operational process risk self assessment (PRSA) control testing. Single point of contact and event owner for all operational risk events impacting the department. Other responsibilities include internal audit support, Sarbanes-Oxley testing, business continuity planning, and project management.Analytics Manager – Card Financial Capture & Settlement – Compliance, Support, and Control (March 2012 – February 2013)Produced and delivered monthly performance scorecard reports for Global Financial Operations resulting in accurate and timely information, analytical tools, and decision support for senior managers. Created and managed Efficiency Index functional area reporting, established a bi-weekly financial capture issue log in SharePoint to identify and track potential operational risk events, conducted a Parser Volume Analysis for the department, and developed and/or reported key metrics in support of recurring and ad hoc business unit requests.Manager – Card Financial Capture & Settlement (June 2008 – February 2012)Led the Weekday Night Processing team of six financial analysts to ensure daily financial data integrity for: 50+ global card financial capture systems/applications, thousands of Merchant payments, and millions of Cardmember billings.
Tempe, Arizona
Team Leader - Estates Service and Security Processing Service: Led a team of 10-12 Branch Services associates through significant organizational change while maintaining a strong commitment to service delivery excellence. Became limited partner in the firm. Service Specialist - Branch Services and Branch Helpdesk: Delivered operational service and technical support to 10,000 broker offices. Instructional Designer: Developed comprehensive branch staff training for Branch Office Administrators throughout the firm.
Greater St. Louis Area
Led a team of 6 training professionals located in Maryland, Missouri, and North Carolina in the design and delivery of training to more than 500 technical customer service support employees.
Greater St. Louis Area
Established the Central Region Training Department to provide performance consulting, telephone service center training, and follow-up support to 1,200 employees in five states.
Greater St. Louis Area
Established Residential Lending Training Department in St. Louis. Led team of 10 training professionals located in Florida, Illinois, Missouri, New York, and Texas to deliver technical operations, sales, and team development training and support to 350 mortgage loan consultants and sales support team members. Resulted in nearly $6 billion worth of mortgage loan origination for the company during a three-year period.
Phoenix, Arizona Area
Responsible for the development and delivery of Quality University's core curriculum series of training programs for more than 3,000 leaders and employees nationwide.
Phoenix, Arizona Area
Designed and delivered technical operations training, customer service training, retail banking sales training, and leadership development programs to more than 2,500 employees in Arizona and Texas.
Other employees you can reach at americanexpress.com. View company contacts for 69113 employees →
Mandeep Singh Rana
Colleague at American ExpressIndia
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Fabrice Cesaro
Colleague at American ExpressGreater Brighton And Hove Area, United Kingdom
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YB
Yashi Bisen
Colleague at American ExpressIndia
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AA
Armagaan Ansari
Colleague at American ExpressMumbai, Maharashtra, India
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AC
Anshum Chawla
Colleague at American ExpressGreater Delhi Area, India
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Steve Lam
Colleague at American ExpressHong Kong Sar, Hong Kong
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EV
Encarnación Varo
Colleague at American ExpressMadrid, Community Of Madrid, Spain
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Amit Kumar
Colleague at American ExpressGurgaon, Haryana, India
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Kristian Tan
Colleague at American ExpressSydney, New South Wales, Australia
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Cynthia Luciani
Colleague at American ExpressBuenos Aires Province, Argentina
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Quick answers generated from the profile data available on this page.
Mark Schrooten works for American Express.
Mark Schrooten is listed as Compliance Analyst at American Express at American Express.
AeroLeads has found 1 work email signal at @americanexpress.com for Mark Schrooten at American Express.
Mark Schrooten is based in Chandler, Arizona, United States while working with American Express.
Mark Schrooten has worked for American Express, Amazon, Wells Fargo, Edward Jones, and Global Payments.
Mark Schrooten's colleagues at American Express include Mandeep Singh Rana, Fabrice Cesaro, Yashi Bisen, Armagaan Ansari, and Anshum Chawla.
You can use AeroLeads to view verified contact signals for Mark Schrooten at American Express, including work email, phone, and LinkedIn data when available.
Mark Schrooten holds Associate Of Arts (A.A.), Theatre/Theater from Central Arizona College.
Mark Schrooten is listed with skills including Instructional Design, Leadership Development, Performance Management, Communication, Training Delivery, Technical Training, Training Needs Analysis, and Creative Writing.
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