Mark Waxman personal email
- Valid
Dynamic Capital Markets professional looking for contract or consulting work in the Baltimore Maryland area. Experienced in managing the processing and financial reporting of capital markets, trade processing,syndicate and investment banking, both domestically and internationally. Possess strong decision-making and administrative skills, including building and motivating a dedicated and loyal work force. Registrations include Series 7 and prior Municipal Principal. New certifications include Maryland licensing for Health and Life insurance.Created and managed a one stop operations area responsible for the trade processing, operations, compliance and financial reporting for ALL types of customer transactions.Designed, implemented and enhanced a commission revenue tracking system for payouts and incentive compensation.
-
Director Of Operations - PartnerSignal Hill Capital Group Llc 2006 - 2011Responsibilities included the coordination of Order Processing (manual or FIX), Clearing (DVP/RVP), Financial, Compliance and Syndicate functionality for ALL client/firm transactions. The compliance aspect dealt with verifying OATS transactions, AML duties and daily, monthly and quarterly regulatory duties. Financial reporting was assisted by the development of a new commission system which monitored client performance, sales/trading productivity, research attributes, market making P&L and covered securities both firm/market making by research analyst.
-
Director - Equity Capital Markets Operations And FinanceWachovia Capital Markets Llc Sep 2001 - Mar 2006Responsibilities included operations and finance for equity capital markets and retail. Coordinated all underwriting procedures and equity P&L with support departments and other broker dealers. Retail liaison with compliance, operations and financial reporting.
-
Senior Vice President - Investment Banking Operations And FinancePaine Webber Inc. (And Predecessors) Aug 1969 - Dec 2000New York, NyResponsibilities included operations and finance for investment banking, capital markets and fixed income. Finance/Systems - Revenue and expense analysis - monthly and quarterly financial planning and reporting.Compliance/Regulatory - Worked with lawyers to design and update master agreements and other regulatory documents with updated industry practices. Industry Working Group - Worked on committees for transition to T+3, Penalty Tracking and Electronic Prospectus Delivery.
Mark Waxman Skills
Mark Waxman Education Details
-
Accounting
Frequently Asked Questions about Mark Waxman
What is Mark Waxman's role at the current company?
Mark Waxman's current role is Senior Capital Markets Professional.
What is Mark Waxman's email address?
Mark Waxman's email address is er****@****aol.com
What schools did Mark Waxman attend?
Mark Waxman attended Queens College.
What skills is Mark Waxman known for?
Mark Waxman has skills like Capital Markets, Equities, Finance, Investment Banking, Securities, Series 63, Series 7, Trading.
Not the Mark Waxman you were looking for?
-
2gmail.com, gsk.com -
Mark Waxman
Portland, Or4magnateworldwide.com, yahoo.com, harrysfresh.com, nike.com3 +150344XXXXX
-
5foleylaw.com, foley.com, foley.com, foley.com, foley.com -
Mark Waxman
San Jose, Ca2afptax.com, cbiz.com5 +140829XXXXX
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial