Senior Manager, Regulatory Advisory Compliance
CurrentBroker-Dealer, Alternative Investments, and Strategic Initiatives Compliance Lead
Nov 2024 - Present
AeroLeads people directory · profile
Mark Clarke Email & Phone Number
Senior Manager, Regulatory Advisory ComplianceVice President, T. Rowe Price Advisory Services, Inc.Vice President, T. Rowe Price Associates, Inc.
at
T. Rowe Price
1 work email found
@troweprice.com
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Senior Manager, Regulatory Advisory ComplianceVice President, T. Rowe Price Advisory Services, Inc.Vice President, T. Rowe Price Associates, Inc.
Location
Buffalo, New York, United States
Company size
Who is Mark Clarke? Overview
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Quick answer
Mark Clarke is listed as Senior Manager, Regulatory Advisory ComplianceVice President, T. Rowe Price Advisory Services, Inc.Vice President, T. Rowe Price Associates, Inc. at T. Rowe Price, a with 5 employees, based in Buffalo, New York, United States. AeroLeads shows a work email signal at troweprice.com and a matched LinkedIn profile for Mark Clarke.
Mark Clarke previously worked as Senior Manager, Regulatory Advisory Compliance at T. Rowe Price and Senior Manager, Regulatory Advisory Compliance at T. Rowe Price. Mark Clarke holds Mba from The Johns Hopkins University - Carey Business School.
Company email context
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{first}_{last}@troweprice.com
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Profile bio
About Mark Clarke
Investment Adviser and Broker-Dealer compliance professional with experience developing and launching retail financial products in both business and compliance roles.
Listed skills include Economics, Research, Corporate Finance, Product Development, and 14 others.
Current workplace
Mark Clarke's current company
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T. Rowe Price
9 roles
Mark Clarke work experience
A career timeline built from the work history available for this profile.
Jan 2024 - Nov 2024
Senior Analyst, Regulatory Advisory Compliance
Assistant Vice President, T. Rowe Price Advisory Services, Inc.
Jan 2022 - Jan 2024
Compliance Consultant
Responsible for developing, implementing, and monitoring Broker-Dealer and Investment Adviser compliance programs. Directly support the Chief Compliance Officer of T. Rowe Price’s FINRA registered Broker-Dealer, T. Rowe Price Investment Services, Inc. and SEC registered Investment Adviser, T. Rowe Price Advisory Services, Inc.
Oct 2019 - Jan 2022
Business Analyst
Developed and enhanced Broker-Dealer supervisory compliance programs, controls, policies, and procedures. Proactively identified potential Broker-Dealer related compliance gaps and led remediation efforts in partnership with each impacted business unit. Served as the Brokerage Operations SME for risk scans led by both Internal Audit and Compliance and Risk Management. Additionally, I owned and was responsible for maintaining the Remote Supervision Compliance Program for FINRA licensed T. Rowe Price's associates working in Non-Branch Offices.
Apr 2018 - Oct 2019
Managed Accounts Specialist
Assisted in the development of ActivePlus Portfolios' trading and back-end operational procedures for its March 2017 launch. During development I co-lead all testing of Pershing's block trading system. I was responsible for reporting its capabilities and limitations which, working with Advice Delivery, we used to create trading strategies that would limit the impact of client requests on Model performance. My responsibilities after launch included: daily block trading, model management, daily drift reporting, and monthly performance reporting/dispersion across all ActivePlus Portfolio accounts.I continued to to serve as a Securities and Registered Options Principal for our retail brokerage business as well as an equity and fixed income trader for the Investment council group's Private Asset Management accounts.
Sep 2016 - Apr 2018
Brokerage Specialist
• Assisted Management in identifying, monitoring, and evaluating high-risk trading activity that could expose the firm to risk.• Created and maintained monthly and weekly reports that tracked and evaluated trading trends of high-risk accounts.• Identified and escalated high-risk activity, collaborating with Management and Legal to determine if any action was warranted.• Ensured retail customer accounts were in compliance with Regulation T, Regulation SHO, and internal policies.• Approved high-dollar trades executed by Brokers, as well as complex orders executed online• Oversaw and approved activity of phone brokers as a designated Securities Principal• Approved Option and Margin Trading applications as a Registered Options PrincipalInvestment Council Group, Merrin Trader December 2015 – April 2018• Discount Brokerage equity trader (Merrin) for T. Rowe Price’s Private Asset Management accounts• Executed orders sent from the Portfolio Managers and report trade execution details in Charles River IMS• Served as the primary Brokerage point of contact for Investment Liaisons representing the Portfolio Manager
Dec 2015 - Sep 2016
Brokerage Trading Financial Representative
Assisted brokerage clients with equity, fixed-income, mutual fund, options, and precious metals transactions. Supported internal business partners, including High Net-Worth Client Managers, with Brokerage related client needs
Feb 2015 - Dec 2015
Retirement Plan Services Associate
Assisted Retirement Plan Participants navigate and understand their employer sponsored retirement plans.
Sep 2013 - Jan 2015
Team & coworkers
Colleagues at T. Rowe Price
Other employees you can reach at troweprice.com. View company contacts for 5 employees →
BM
Brad Moldin
Colleague at T. Rowe PriceBoston, Massachusetts, United States
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YT
Yvonne T.
Colleague at T. Rowe PriceSingapore
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DC
Daniel Chui
Colleague at T. Rowe PriceHong Kong Sar, Hong Kong
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CG
Christopher Gaines
Colleague at T. Rowe PriceBaltimore, Maryland, United States
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JS
Jessicka Salley
Colleague at T. Rowe PriceColorado Springs, Colorado, United States
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BC
Britta Costello
Colleague at T. Rowe PriceBaltimore, Maryland, United States
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PD
Pierce Dahlka
Colleague at T. Rowe PriceBaltimore, Maryland, United States
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JS
Joan Solly, Pmp
Colleague at T. Rowe PriceHanover, Maryland, United States
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SK
Sandeep Kumar Torlikonda
Colleague at T. Rowe PriceUnited States
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SO
Sue Olnick
Colleague at T. Rowe PriceOwings Mills, Maryland, United States
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Brad Moldin
Colleague at T. Rowe PriceBoston, Massachusetts, United States
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YT
Yvonne T.
Colleague at T. Rowe PriceSingapore
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DC
Daniel Chui
Colleague at T. Rowe PriceHong Kong Sar, Hong Kong
View →
CG
Christopher Gaines
Colleague at T. Rowe PriceBaltimore, Maryland, United States
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JS
Jessicka Salley
Colleague at T. Rowe PriceColorado Springs, Colorado, United States
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BC
Britta Costello
Colleague at T. Rowe PriceBaltimore, Maryland, United States
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PD
Pierce Dahlka
Colleague at T. Rowe PriceBaltimore, Maryland, United States
View →
JS
Joan Solly, Pmp
Colleague at T. Rowe PriceHanover, Maryland, United States
View →
SK
Sandeep Kumar Torlikonda
Colleague at T. Rowe PriceUnited States
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SO
Sue Olnick
Colleague at T. Rowe PriceOwings Mills, Maryland, United States
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4 education records
Mark Clarke education
Mba
The Johns Hopkins University - Carey Business School
Bachelor'S Degree, Economics
Hobart And William Smith Colleges
High School Diploma
Avon Old Farms
Education record
Saint David'S School
FAQ
Frequently asked questions about Mark Clarke
Quick answers generated from the profile data available on this page.
What company does Mark Clarke work for?
Mark Clarke works for T. Rowe Price.
What is Mark Clarke's role at T. Rowe Price?
Mark Clarke is listed as Senior Manager, Regulatory Advisory ComplianceVice President, T. Rowe Price Advisory Services, Inc.Vice President, T. Rowe Price Associates, Inc. at T. Rowe Price.
What is Mark Clarke's email address?
AeroLeads has found 1 work email signal at @troweprice.com for Mark Clarke at T. Rowe Price.
Where is Mark Clarke based?
Mark Clarke is based in Buffalo, New York, United States while working with T. Rowe Price.
What companies has Mark Clarke worked for?
Mark Clarke has worked for T. Rowe Price.
Who are Mark Clarke's colleagues at T. Rowe Price?
Mark Clarke's colleagues at T. Rowe Price include Brad Moldin, Yvonne T., Daniel Chui, Christopher Gaines, and Jessicka Salley.
How can I contact Mark Clarke?
You can use AeroLeads to view verified contact signals for Mark Clarke at T. Rowe Price, including work email, phone, and LinkedIn data when available.
What schools did Mark Clarke attend?
Mark Clarke holds Mba from The Johns Hopkins University - Carey Business School.
What skills is Mark Clarke known for?
Mark Clarke is listed with skills including Economics, Research, Corporate Finance, Product Development, Block Trading, Trading, Mutual Funds, and Managed Accounts.
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