Mark Hiraide

Mark Hiraide Email and Phone Number

Securities Counsel to Private and Public Co.s. Co-Chair, LACBA Business Law Section. FINRA Arbitrator. Fmr SEC Branch Chief, Special Assistant US Attorney. @ Mitchell Silberberg & Knupp LLP
Mark Hiraide's Location
Los Angeles, California, United States, United States
Mark Hiraide's Contact Details
About Mark Hiraide

Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years.While Mark's clients include other attorneys, his passion is defending those wrongfully accused, prosecuting those who violate our securities laws, counseling entrepreneurs raising capital and protecting them against costly lawsuits. Mark represents start-ups to middle-market companies, investment bankers, broker-dealers, investment advisers, executives and board members. When Congress enacted the Jumpstart Our Business Startups (JOBS) Act, Chairman Jack Reed (D-RI) of the Securities Subcommittee of the US Senate Banking Committee invited Mark to testify at a hearing about investor risks in crowdfunding, Reg A and Reg D, SOX, IPOs and other securities-law issues relating to the JOBS Act (https://www.banking.senate.gov/hearings/examining-investor-risks-in-capital-raising). In California, Mark drafted California's seed-stage equity crowdfunding law (AB 511 (Muratsuchi), which become law on January 1, 2022.Mark was a Branch Chief in the SEC's Division of Enforcement in the SEC's LA Office, an Attorney-Advisor in the SEC's Division of Corporation Finance in Washington, DC, and was appointed by the United States Attorneys Office to prosecute a major criminal securities fraud case.Mark's publications include ThomsonReuters' treatise, "Representing Start-Up Companies," and "Crowdfunding: Practical Guide to the SEC's Final Rules for Raising Capital" https://store.legal.thomsonreuters.com/law-products/Practitioner-Treatises/Representing-Start-Up-Companies/p/100027682Mark is a Los Angeles County Bar Association Trustee and immediate past Chair of its Business Law Section’s Executive Committee. He is also Chairman of the CSUDH Incubator Advisory Board and member of the board of directors of the South Bay Entrepreneurial Center.

Mark Hiraide's Current Company Details
Mitchell Silberberg & Knupp LLP

Mitchell Silberberg & Knupp Llp

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Securities Counsel to Private and Public Co.s. Co-Chair, LACBA Business Law Section. FINRA Arbitrator. Fmr SEC Branch Chief, Special Assistant US Attorney.
Mark Hiraide Work Experience Details
  • Mitchell Silberberg & Knupp Llp
    Partner
    Mitchell Silberberg & Knupp Llp Jan 2016 - Present
    Los Angeles, California, Us
    Mark T. Hiraide works in the highly specialized and complex area of the law having to do with business finance and raising capital. He represents entrepreneurs, startups, publicly traded companies, directors and officers, broker-dealers, investment bankers, investment advisers and accountants in civil litigation relating to securities offerings, mergers and acquisitions, and investment management. He counsels public exchange-listed and private companies and their boards of directors, including special committees and senior management, on issues including corporate governance, discharge of fiduciary duties, internal investigations and Securities and Exchange Commission compliance. He represents companies in transactions including securities private placements and public offerings. And he represents parties in government regulatory investigations and enforcement proceedings. In addition, Mr. Hiraide represents investors who have been wronged by the financial industry. Mark offers unique insight and perspective to his clients because of his former position as an SEC attorney and because he has handled both business transactions and courtroom litigation during his three decades as a corporate and securities lawyer.
  • Petillon Hiraide - Startup And Securities Lawyers
    Securities Attorney
    Petillon Hiraide - Startup And Securities Lawyers Jun 1994 - Dec 2015
    Los Angeles, California, Us
    After leaving the SEC, with his partner Lee Petillon, Mark formed Petillon Hiraide LLP, a small but powerful law firm known among its peers for expertise in corporate and securities law. This highly specialized field of law comes into play when companies want to grow and need to raise capital. Mark assists entrepreneurs raising capital in private and public securities markets. He defends directors, officers, and other investment professionals in civil litigation and in regulatory investigations before the SEC, FINRA and PCAOB. He prosecutes securities cases on behalf of investors and counsels companies listed on the NASDAQ, AMEX and OTCBB stock markets, privately held businesses and individual officers and directors in corporate finance and mergers and acquisition transactions and in litigation relating to liabilities under federal and state securities laws.Mark also serves as a consulting and testifying expert witness in securities litigation and attorney malpractice cases.Mark served as a legal extern to California Supreme Court Justice Cruz Reynoso and federal district court Judge Robert M. Takasugi.Specialties: Securities Litigation, D&O Defense, SEC, FINRA, PCAOB Defense, SEC Compliance, Corporate Governance, Mergers and Acquisitions (private, public); Public Offerings; Private Equity Financing (Venture Capital, Institutional, Angel).
  • Parker Mills Llp
    Of Counsel
    Parker Mills Llp Jan 2014 - Nov 2015
    Los Angeles, California, Us
    After the passing of his longtime law partner, Mark continued to manage PETILLON HIRAIDE LLP, while serving as Of Counsel to PARKER MILLS LLP who has been representing national and local clients for almost two decades. They provide thoughtful and effective litigation and business advice to Fortune 500 companies and other businesses, lawyers and law firms, family groups, individuals and many of the principal stakeholders in California.
  • U.S. Securities And Exchange Commission
    Attorney-Advisor, Division Of Corporation Finance
    U.S. Securities And Exchange Commission Jan 1990 - Jun 1994
    After serving as a Chief in one of the Enforcement Branches in the Commission's Los Angeles Regional Office, Mark relocated to Washington, D.C. to work in the SEC's Division of Corporation Finance. In support of the SEC’s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation, the Division of Corporation Finance seeks to ensure that investors are provided with material information in order to make informed investment decisions, both when a company initially offers its securities to the public and on an ongoing basis as it continues to give information to the marketplace. The Division also provides interpretive assistance to companies with respect to SEC rules and forms and makes recommendations to the Commission regarding new rules and revisions to existing rules.
  • U.S. Securities And Exchange Commission
    Branch Chief, Division Of Enforcement
    U.S. Securities And Exchange Commission Jun 1986 - Jan 1990
    Mark began his career with the SEC in its Division of Enforcement in the Los Angeles Regional Office, where after one year he was promoted to Chief of one of the office's Endorsement branches. The Commission's enforcement staff conducts investigations into possible violations of the federal securities laws, and prosecutes the Commission's civil suits in the federal courts as well as its administrative proceedings. In civil suits, the Commission seeks injunctions, which are orders that prohibit future violations; a person who violates an injunction is subject to fines or imprisonment for contempt. In addition, the Commission often seeks civil money penalties and the disgorgement of illegal profits. The courts may also bar or suspend individuals from acting as corporate officers or directors. Releases describing recent litigation are posted on this site. The Commission can bring a variety of administrative proceedings, which are heard by administrative law judges and the Commission itself. One type of proceeding, for a cease and desist order, may be instituted against any person who violates the federal securities laws. The Commission may order the respondent to disgorge ill-gotten funds in these proceedings. With respect to regulated entities (e.g., brokers, dealers and investment advisers) and their employees, the Commission may institute administrative proceedings to revoke or suspend registration, or to impose bars or suspensions from employment. In proceedings against regulated persons, the Commission is authorized to order the payment of civil penalties as well as disgorgement.
  • U.S. Attorneys Office
    Special Assistant U.S. Attorney
    U.S. Attorneys Office Jun 1991 - Jun 1993
    United States Attorneys conduct most of the trial work in which the United States is a party. Appointed as a Special Assistant United States Attorney, Mark prosecuted and tried to verdict a major criminal securities fraud case.

Mark Hiraide Skills

Securities Regulation Mergers And Acquisitions Corporate Governance Securities Venture Capital Securities Litigation Corporate Law Private Equity Corporate Finance Ipo Due Diligence Litigation Civil Litigation Private Placements Sec Filings Finra Sec Mergers Legal Advice Legal Research Sec Compliance Securities Law Legal Writing Sec Reporting Early Stage Startups Crowdfunding

Mark Hiraide Education Details

  • University Of California, Berkeley
    University Of California, Berkeley
    Economics
  • Usc Gould School Of Law
    Usc Gould School Of Law
    Jd (Merit Scholar)
  • University Of California, Berkeley
    University Of California, Berkeley
    Economics

Frequently Asked Questions about Mark Hiraide

What company does Mark Hiraide work for?

Mark Hiraide works for Mitchell Silberberg & Knupp Llp

What is Mark Hiraide's role at the current company?

Mark Hiraide's current role is Securities Counsel to Private and Public Co.s. Co-Chair, LACBA Business Law Section. FINRA Arbitrator. Fmr SEC Branch Chief, Special Assistant US Attorney..

What is Mark Hiraide's email address?

Mark Hiraide's email address is mh****@****law.com

What is Mark Hiraide's direct phone number?

Mark Hiraide's direct phone number is +131031*****

What schools did Mark Hiraide attend?

Mark Hiraide attended University Of California, Berkeley, Usc Gould School Of Law, University Of California, Berkeley.

What are some of Mark Hiraide's interests?

Mark Hiraide has interest in Matt Taibbi, Mobile, Health Care, Younoodle, Securities Law, Angel Investing, Clean Technology, Startup Advice And Strategy, Gigaom, All Things D.

What skills is Mark Hiraide known for?

Mark Hiraide has skills like Securities Regulation, Mergers And Acquisitions, Corporate Governance, Securities, Venture Capital, Securities Litigation, Corporate Law, Private Equity, Corporate Finance, Ipo, Due Diligence, Litigation.

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