Mark Silvester work email
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Mark Silvester personal email
Seasoned investment advisory and brokerage compliance professional with a combined 10 years in-house and consulting experience working with retail advisers, private and public funds, and broker-dealers.
F.N.B. Wealth Management
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Vice President, Manager Of Wealth ComplianceF.N.B. Wealth Management Jun 2022 - PresentManage compliance program for Registered Investment Adviser and Nationally Chartered Trust Company
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Financial ProfessionalOppenheimer & Co. Inc. 2021 - 2022New York, Ny, Us● Developed and implemented financial plans and directly manage client investment accounts by personally constructing portfolios and selecting third-party asset managers● Worked as part of a team of advisors serving individual investors, small businesses and retirement plans totaling over $100MM in assets under management● Led marketing and business development efforts including seminar/event planning, outreach to prospects and deepening of relationships with existing households● Returned to Oppenheimer in an advisory role after having begun my career there as a Registered Client Service Associate, a role in which I had supported a branch of 8 financial advisors -
Compliance AssociateHardin Compliance Consulting Llc (Now Part Of Aca Group) 2018 - 2021● Provided regulatory compliance advice and services to clients including investment advisers, broker-dealers, mutual fund advisers, private fund advisers, and commodity pool operators● Worked directly with clients’ senior management teams to draft compliance policies and procedures and implement and maintain comprehensive compliance and risk management programs● Audited client compliance programs and prepared reports including annual compliance program reviews to support programs and management initiatives● Completed required regulatory filings including all parts of Form ADV, U4 and U5, section 13 filings, and CFTC/NFA filings on behalf of client CCOs● Reviewed client communications and marketing materials● Conducted annual and ad-hoc compliance trainings for IA Access Persons and Supervised Persons● Analyzed applicability and impact of regulatory updates on clients’ compliance programs and contributed articles on updates and regulatory actions
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Registered Client Service AssociateOppenheimer & Co. Inc. 2014 - 2017New York, Ny, Us
Mark Silvester Skills
Mark Silvester Education Details
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Penn State UniversityEconomics
Frequently Asked Questions about Mark Silvester
What company does Mark Silvester work for?
Mark Silvester works for F.n.b. Wealth Management
What is Mark Silvester's role at the current company?
Mark Silvester's current role is Vice President, Manager of Wealth Compliance at F.N.B. Wealth Management.
What is Mark Silvester's email address?
Mark Silvester's email address is ms****@****nce.com
What schools did Mark Silvester attend?
Mark Silvester attended Penn State University.
What skills is Mark Silvester known for?
Mark Silvester has skills like Regulatory Compliance, Financial Services, Securities, Account Management, Financial Analysis, Investments, Banking, Wealth Management, Microsoft Office, Microsoft Excel, Client Relations, Time Management.
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