Mark Rosenthal Email & Phone Number

New York, New York, United States

Greater New York City Area

Summit, New Jersey

Early Stage Quant Fund • Spearheaded launch of Cayman Based Master-Feeder Funds • Established relationships with third party service providers: OEM system, prime broker, custodian and auditor• Worked directly with the Founder to customize offering documents and subscription agreements• Responsible for all monthly, quarterly and yearly investor reporting• Worked with the administrator to create a mutual fund vehicle • Completed the registration process with the SEC as an investment adviser in anticipation of launching the mutual fund• Implemented robust policies and procedures and code of ethics

Greater New York City Area

Registered Investment Advisor - Value Oriented Event Driven Funds• Reported directly to Co-Chief Investment Officers• Responsible for all finance, accounting, tax, portfolio valuation, financial reporting, investor reporting and office operations of a Long/Short fund manager whose AUM grew from $350m to $1.4B• Managed all external audit, tax and servicer relationships for the firm• Reviewed the monthly books and records for a master-feeder, and 2 single investor funds • Managed the fund administrator relationship as well as the activities of the portfolio manager’s multiple prime brokers• Oversaw portfolio valuations and was a member of the valuation committee• Coordinated firm’s move to the current location• Supervised preparation of fund financial statements, fund audits and all tax matters for 7 different entities• Lead operational due diligence meetings with potential and existing investors• Negotiated terms of all ISDA agreements with counterparties• Maintained a comprehensive compliance program for the investment advisor• Ensured proper filings are made with SEC (13D, 13F, 13G, 13H, Form PF, etc.)• Coordinated the launch of 2 single investor funds one month after my arrival at the firm

New York, Ny

Registered Investment Advisor - Value Oriented Event Driven Funds• Established and implemented accounting and operational infrastructure, managed the development of internal controls and human resource programs• Initiated firm’s registration with the SEC• Created process for Fund NAV production and review, including performance reporting on a monthly basis• Coordinated the year-end audit process and provided tax allocation worksheets for preparation of K-1s and Partnership Tax returns• Managed relationships with all 3rd party service providers• Created firm’s due diligence questionnaire and marketing materials

New York, Ny

Private Equity Firm - Specializing in the TMT Space• Brought in house accounting functions from outside service providers• Responsible for reporting performance results, coordinating fundraising and assisting in all firm marketing• Successfully facilitated merger with Sanders Morris Harris Group.

New York, Ny

Accounting and Consulting Firm • Supervised numerous concurrent audit and tax engagements• Had both commercial and financial service clients• Liaised with the Human Resources Department in connection with on-campus recruiting• Represented staff concerns to Partners

Bs, Accounting

Magna Cum Laude

Education record