Mark Shaw

Mark Shaw Email and Phone Number

Chief Operating Officer at OFX @ OFX
Mark Shaw's Location
Melbourne, Victoria, Australia, Australia
Mark Shaw's Contact Details

Mark Shaw personal email

About Mark Shaw

Mark Shaw is a Chief Operating Officer at OFX at OFX.

Mark Shaw's Current Company Details
OFX

Ofx

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Chief Operating Officer at OFX
Mark Shaw Work Experience Details
  • Ofx
    Chief Operating Officer
    Ofx Feb 2023 - Present
    Sydney, Nsw, Au
  • Ofx
    Chief Operating Officer & Chief Risk Officer
    Ofx Mar 2019 - Feb 2023
    Sydney, Nsw, Au
  • Ofx
    Chief Risk Officer
    Ofx Jan 2018 - Mar 2019
    Sydney, Nsw, Au
  • Anz
    Head Of Operational Risk & Compliance, Australia
    Anz Jun 2016 - Jan 2018
    Melbourne, Victoria, Au
    Successfully designed and implemented functional restructure to bring together existing divisional operational risk and compliance team to enhance business relationships and enable a more holistic and integrated risk management approach.Led highly skilled cross functional team to empower risk aware decision making and ensure the right operational risk and compliance outcomes across ANZ's end to end retail, commercial and private bank.
  • Anz
    Head Of Compliance, Australia
    Anz Aug 2013 - Jun 2016
    Melbourne, Victoria, Au
    Led the Compliance function across ANZ's Australia Division including the Retail, Commercial & Corporate Banking businesses and their supporting functions. 
Accountable for providing compliance oversight and strategic advice, managing relationships with key regulators and ensuring appropriate responses to the rapidly changing regulatory environment. This included the divisional financial crime function encompassing AML, sanctions, anti-bribery and corruption and fraud risk.
  • Anz
    Head Of Compliance, New Zealand
    Anz Dec 2010 - Aug 2013
    Melbourne, Victoria, Au
    Led function overseeing all aspects of compliance for ANZ's NZ business. This included:- Providing strategic advice to the retail, wholesale and wealth management businesses and major projects.- Managing relationships with ANZ’s key regulators & industry bodies including the Reserve Bank, Financial Markets Authority (FMA).- Leading ANZ’s response to a significant volume of regulatory change through development of over 30 submissions on various proposals including prudential capital reforms, securities law reform and consumer law reform.- Successfully implementing an integrated Operational Risk & Compliance framework - Reporting to executive and Board on compliance risk issues and exposures. - Chairing the NZ Bankers Association Policy Advisory Group.
  • Anz
    Program Manager, Customer Remediation
    Anz Apr 2010 - Nov 2010
    Melbourne, Victoria, Au
    Responsible for ANZ’s response to customers impacted by the collapse of a major Australian financial planning firm.Oversaw development of all aspects of a resolution scheme to manage customer claims including finalising the scheme design, negotiated with outside law firms and other service providers, handled regulator enquiries and coordinated customer contact.
  • Anz
    Senior Manager Regulatory Change
    Anz Jan 2009 - Apr 2010
    Melbourne, Victoria, Au
    Led team responsible for advising Business Units on regulatory compliance and change and developing group compliance policies. This involved:- Coordinating and advising on engagement and breach reporting with respect to key regulators;- Conducting independent reviews and investigations to identify systemic compliance issues;- Coordinating numerous activities to influence regulatory change through submissions to Government & Regulators and prepare the Business for upcoming changes.
  • Anz
    Manager Incident & Conflict Management
    Anz Jun 2007 - Jan 2009
    Melbourne, Victoria, Au
    Responsible for ANZ’s compliance incident management and conflicts of interest policies and processes to ensure prompt identification, escalation and remediation of incidents and provide an accurate indication of compliance risk culture and issues. Also authored group compliance reporting to stakeholders e.g. Executive and Board Risk Committee to provide insight and analysis on current and emerging compliance risks/issues.
  • Suncorp Group
    Group Policy & Compliance Advisor
    Suncorp Group 2005 - 2007
    Brisbane, Brisbane, Au
    Managed the group’s governance, policy & regulatory training frameworks, including the development and review of board and executive policies and drafting of board submissions on governance and compliance topics. Also responsible for receiving and investigating allegations made by Suncorp staff via the group's whistleblower process.
  • Suncorp Group
    Business Compliance, Personal Customer Sales & Service
    Suncorp Group 2004 - 2005
    Brisbane, Brisbane, Au
    Compliance officer for Suncorp’s insurance call centres and agencies across Australia. Responsible for reviewing new and existing procedures, training material and communications (internal and external) and ensuring compliance incidents were appropriately managed.

Mark Shaw Education Details

  • Cfa Institute
    Cfa Institute
    Passed All Three Levels Of The Cfa® Program
  • The University Of Queensland
    The University Of Queensland
    Bachelor Of Laws - Llb
  • The University Of Queensland
    The University Of Queensland
    Computer Science
  • Qut (Queensland University Of Technology)
    Qut (Queensland University Of Technology)
    Graduate Diploma In Legal Practice

Frequently Asked Questions about Mark Shaw

What company does Mark Shaw work for?

Mark Shaw works for Ofx

What is Mark Shaw's role at the current company?

Mark Shaw's current role is Chief Operating Officer at OFX.

What is Mark Shaw's email address?

Mark Shaw's email address is ma****@****ofx.com

What schools did Mark Shaw attend?

Mark Shaw attended Cfa Institute, The University Of Queensland, The University Of Queensland, Qut (Queensland University Of Technology).

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