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Mark Gregson Email & Phone Number
Financial Services Leader: BSA/AML Compliance - Governance/Oversight | Risk Management | Strategic Planning
at
First Republic
1 work email found
@schwab.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Financial Services Leader: BSA/AML Compliance - Governance/Oversight | Risk Management | Strategic Planning
Location
Santa Rosa, California, United States
Who is Mark Gregson? Overview
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Quick answer
Mark Gregson is listed as Financial Services Leader: BSA/AML Compliance - Governance/Oversight | Risk Management | Strategic Planning at First Republic, based in Santa Rosa, California, United States. AeroLeads shows a work email signal at schwab.com and a matched LinkedIn profile for Mark Gregson.
Mark Gregson previously worked as BSA/AML Director Risk and Strategy at First Republic and Financial Crimes Compliance (FCC) - BSA / AML Program Director, Governance and Oversight at Charles Schwab. Mark Gregson holds Bachelor’S Degree, Business/Managerial Economics from University Of Illinois Urbana-Champaign.
Company email context
Email format at First Republic
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{first}.{last}@schwab.com
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Profile bio
About Mark Gregson
I have been called the heart of several of the organizations I've work in as a result of my ability to remain focused, driving results and bringing synchronicity into fast paced and, some would say, chaotic environments. My enthusiasm, skill at fostering collaboration from many different groups, and strong leadership abilities brings out the best in my employees, peers, and senior management so that we can achieve our strategic goals and meet and sustain regulatory expectations, all while delivering superior client service. I am a financial services industry professional with experience primarily in retail and institutional brokerage, banking and investment advisory business. I'm well versed in a broad range of securities industry, banking and investment advisory operations, with concentrated experience in Financial Crimes Compliance (FCC), including Bank Secrecy Act / Anti-Money Laundering (BSA / AML) program governance and oversight , Office of Foreign Asset Control (OFAC), identity theft, and anti-corruption compliance.Currently open to exploring new opportunities that would leverage my experience. I would also entertain positions in non-profits that could leverage my project management and organizational skills.Specialties: * Extensive experience with securities and banking industry regulatory agencies, including the OCC, the Federal Reserve, and SEC.* Demonstrated ability managing multiple complex assignments.* Superior attention to detail and follow through.* Highly effective team leader and project manager.* Excellent communication and conflict resolution skills.* Proficient in the use of relevant Financial Crimes Compliance systems and tools.* Experienced with back offices operations and systems.
Listed skills include Anti Money Laundering, Regulatory Audits, Risk Management, Strategic Planning, and 26 others.
Current workplace
Mark Gregson's current company
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12 roles · 37 years
Mark Gregson work experience
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Bsa/Aml Director Risk And Strategy
Conduct Enterprise Wide BSA/AML and Targeted Risk Assessments – Including: conducting in-terviews with line of business representatives to understand risks and controls associated with vari-ous products and services; defining parameters and risk attributes for data collection; conducting analysis with collected data to quantify inherent risks and risk.
Nov 2017 - Apr 2018
Financial Crimes Compliance (Fcc) - Bsa / Aml Program Director, Governance And Oversight
Lead the formation of and managed the FCC Governance and Oversight team which resulted in the maturation of the Firm's Financial Crimes Compliance Program. Responsibilities included: ▫ Lead Regulatory Exams and Audits - Improved FCC Exams and Audits coordination, resulting in significant reductions in the number and severity of findings and consistently.
Jan 2010 - Nov 2017
Director - Project Management
Lead geographically diverse team of Project Managers and Business Analysts with responsibilities to deliver large scale and mission critical operational and regulatory required projects on time and within budget.
2006 - 2010
~4 yrs
Director Move Money Program
Lead team developing business case, investment concept, and business requirements for automating check deposits for the firm, resulting in decreased deposit errors, shortening processing time, and improved customer service.
2008 - 2009
~1 yr
Director Client Identification And Verification
Managed all aspects of the Client Identification Program, including customer due diligence, maintaining the Firm’s ‘Hotlist’ list of clients, and other client verification activities including:▫ Managed fraud detection activities for new clients; ▫ Oversaw growth of department from staff of 5 to peak of 40 analysts;▫ Responsible for multiple vendor.
2006 - 2008
~2 yrs
Director Strategic Initiatives – Workflow And Imaging Solutions
Lead a team that developed and deployed a workflow and imaging solution used enterprise wide. The system was considered a keystone of the firm migration from a paper based workflow to image based processing, which allowed greater flexibility in workforce location, reduction in costs, and improved client experience.Responsibilities included: Use case.
2001 - 2006
~5 yrs
Director Charles Schwab Operations – Account Control Systems
Lead business analyst on team responsible for re-engineering tracking system for client and account required documents. Responsibilities included: Use case development;Legal and Compliance negotiation;UAT testing.
2000 - 2001
~1 yr
Project Manager – Charles Schwab Operations
Lead Project Manager on redesign of Securities Master for the firm and select Y2K remediation efforts.
1995 - 2000
~5 yrs
Supervisor \ Manager Document Control Department - Charles Schwab Operations
Managed department for tracking paperwork within Headquarters and maintaining Client Records, leading a team of 50 employees.Challenge: Reduce/Eliminate lost paperwork being sent from branches into Headquarters, ensure Regulatory compliance of paperwork for Books & Records.Success Delivered: Worked with technology to develop paperwork tracking system.
1995 - 1999
~4 yrs
Transfer Of Accounts Senior Rep – Charles Schwab Operations
1996 - 1996
Investment Operations Supervisor
CitiCorp Investment Services – Investment Operations SupervisorResponsible for creation of new department to provide operational assistance to 70 Investment Advisors;Provided Advisors with assistance with produce offering;Provided training, and license management (ensuring licenses are current, renewed, and transferred as needed);Coordinating the set up of.
1989 - 1995
~6 yrs
1 education record
Mark Gregson education
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University Of Illinois Urbana-Champaign
FAQ
Frequently asked questions about Mark Gregson
Quick answers generated from the profile data available on this page.
What company does Mark Gregson work for?
Mark Gregson works for First Republic.
What is Mark Gregson's role at First Republic?
Mark Gregson is listed as Financial Services Leader: BSA/AML Compliance - Governance/Oversight | Risk Management | Strategic Planning at First Republic.
What is Mark Gregson's email address?
AeroLeads has found 1 work email signal at @schwab.com for Mark Gregson at First Republic.
Where is Mark Gregson based?
Mark Gregson is based in Santa Rosa, California, United States while working with First Republic.
What companies has Mark Gregson worked for?
Mark Gregson has worked for First Republic, Charles Schwab, and Citi.
How can I contact Mark Gregson?
You can use AeroLeads to view verified contact signals for Mark Gregson at First Republic, including work email, phone, and LinkedIn data when available.
What schools did Mark Gregson attend?
Mark Gregson holds Bachelor’S Degree, Business/Managerial Economics from University Of Illinois Urbana-Champaign.
What skills is Mark Gregson known for?
Mark Gregson is listed with skills including Anti Money Laundering, Regulatory Audits, Risk Management, Strategic Planning, Oversight, Corporate Governance, Risk Assessment, and Compliance Management.
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