Mark Wolfrey Mba, Crcm, Cams-Audit Email & Phone Number

Pottstown, Pa, Us

Lancaster, Pa, Us

Mark provides Bank Secrecy Act (BSA)/anti-money laundering (AML), and regulatory compliance audit and consultation services to a variety of public-sector entities. He focuses primarily on financial institutions and financial technology (fintech) organizations, with experience servicing institutions from less than one billion to $20 billion, including branch-based, online origination and servicing platforms with as many as 2.5 million consumer and 350 thousand commercial clients. Mark manages AML and consumer regulatory compliance audits, as well as delivers advice and consultation regarding compliance matters, and ensures that clients receive customized service in relation to their specific risk profile. He provides training to professional organizations on a number of topics, including BSA/AML, fair lending and various consumer compliance requirements. Prior to joining RKL LLP, Mark had 24 years of experience in compliance management and auditing for financial institutions and their vendors. Mark spent nine years with one of the fastest growing banks in the country in varied roles, including BSA officer, fair lending officer and third-party compliance officer. Mark’s responsibilities included the management and growth of the BSA compliance team, as well as the selection, validation and implementation of multiple AML and Sanction software systems. In addition, he developed a third-party due diligence compliance program and fair lending program that included fair lending analysis of mortgage, commercial and consumer loan portfolios. Mark began his career in auditing with two regional financial institutions, conducting operational and compliance audits. Mark has been a consultant for Association of Certified Anti-Money Laundering Specialists (ACAMS) in the development of education and test materials for the revised CAMS-Audit certification program launched in 2020.

Harrisburg, Pa, Us

Provide training for a wide range of topics in Audit, Compliance and Risk to the Pennsylvania banking industry.

"An elected Township Supervisor is responsible for deciding issues of public safety, spending, growth management, zoning, roads and streets, code enforcement, environment and how to pay for it all." (Source: the Pennsylvania State Association of Township Supervisors).

Chicago, Illinois, Us

Mark provides Bank Secrecy Act (BSA)/anti-money laundering (AML), and regulatory compliance audit and consultation services to a variety of public-sector entities. He focuses primarily on financial institutions and financial technology (fintech) organizations, with experience servicing institutions from less than one billion to $20 billion, including branch-based, online origination and servicing platforms with as many as 2.5 million consumer and 350 thousand commercial clients. Mark manages AML and consumer regulatory compliance audits, as well as delivers advice and consultation regarding compliance matters, and ensures that clients receive customized service in relation to their specific risk profile. He provides training to professional organizations on a number of topics, including BSA/AML, fair lending and various consumer compliance requirements. Prior to joining RSM, Mark had 23 years of experience in compliance management and auditing for financial institutions and their vendors, and had previously been with RSM as a regulatory risk consultant for six years. He spent nine years with one of the fastest growing banks in the country in varied roles, including BSA officer, fair lending officer and third-party compliance officer. Mark’s responsibilities included the management and growth of the BSA compliance team, as well as the selection, validation and implementation of multiple AML and Sanction software systems. In addition, he developed a third-party due diligence compliance program and fair lending program that included fair lending analysis of mortgage, commercial and consumer loan portfolios. Mark began his career in auditing with two regional financial institutions, conducting operational and compliance audits. He has been a consultant for Association of Certified Anti-Money Laundering Specialists (ACAMS) in the development of the education and test materials for the revised CAMS-Audit certification program launched in 2020.

Wyomissing, Pa, Us

SVP Compliance Officer - Fair and Responsible Banking Officer, SVP at Customers Bank

Wyomissing, Pa, Us

Developed, implemented the Third party compliance risk program for Customers Bank, including developing and implementing the policy and procedures, as well as trained the Third party compliance team and permanent officer, to manage the rapidly growing use of third parties utilized for various loan and deposit origination and servicing functions.

Wyomissing, Pa, Us

Identify compliance weaknesses Bank wide, and assist management in developing policies, controls and procedures to ensure the institution is compliant for future growth and mergers, in all areas of the bank. Areas of Responsibility have included Primarily BSA/AML/CIP/OFAC Compliance, Red Flag ID Theft, Exam and Audit Management, Staff Development.

Wyomissing, Pa, Us

Grow and develop the BSA Group to meet the needs of Customers Bank. Managed the banks BSA Risk growth from less than a Billion, to 15 Billion in assets, operating two separate platforms including a National FINTECH platform with over 2 million customers and a super regional branch and lending offices with a wide variety of consumer and commercial loan and deposit products, operating domestically and internationally.

Wyomissing, Pa, Us

Manage BSA, AML, OFAC Compliance across all entities and product offerings.

Houston, Tx, Us

Evaluated questions and answers for the development and revision of various ACAMS certification exams.

New Brunswick, New Jersey, Us

Has been qualified as an Expert Witness, at which, Mark provided testimony regarding the expectations and requirements of the Anti-Money Laundering laws and how they apply to financial institutions.

Blue Bell, Pennsylvania, Us

Chicago, Illinois, Us

RSM McGladrey has offered me opportunities to grow and learn that I had not been offered prior to joining RSM McGladrey Inc. RSM is a great place to work. Was promoted to Supervisor in December 2008.

Chicago, Illinois, Us

Wilmington, De, Us

Wilmington, De, Us

I started off as a Teller, and was promoted to the position of Assistant Branch Manager, and in 2001 I was promoted and transferred to the Internal Audit department. WSFS gave me my first shot at Internal Auditing. I really liked working at WSFS Bank, and would consider returning there later in my career.

Washington, Dc, Us

I was stationed in Bangor Naval Submarine Base for two years, conducting security for SWFPAC. I was also with the Marine Infantry Unit, with Echo Co. 2nd Bn 1st Marines, as a Squad leader.

Bachelor Of Arts, Economics

M.B.A. Finance, Graduate School Of Business

Cyber-Enabled Crime Certificate, Cyber-Enabled Crime

Aas, Accounting

United States Marine, Being A