Marlene Ward

Marlene Ward Email and Phone Number

Director of Compliance Technology at Interactive Brokers @ Interactive Brokers
greenwich, connecticut, united states
Marlene Ward's Location
United States, United States
Marlene Ward's Contact Details
About Marlene Ward

Direct the compliance programming group that develops analytical systems to identify red flag activities e.g. manipulative trading, money laundering, fraudulent schemes, etc. Design regulatory reporting systems and mange day-to-day operations.Specialties: Reg reporting systems - TRACE, ACT, OATS, INSITE, Bluesheets, Short Interest, SH Reporting, 13F Reporting, Large Trader Reporting, LOPR, RTRS muni reportingOrder routing system protocols e.g. FIX, CMS etc and smart routingSpecialist in SEC Regulation SHO and SEC Regulation NMS

Marlene Ward's Current Company Details
Interactive Brokers

Interactive Brokers

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Director of Compliance Technology at Interactive Brokers
greenwich, connecticut, united states
Website:
interactivebrokers.com
Employees:
1627
Marlene Ward Work Experience Details
  • Interactive Brokers
    Director Of Compliance Technology
    Interactive Brokers Jan 1997 - Present
    Responsible for the design and programming of:* securities and commodities trading surveillance systems; * customer surveillance systems* compliance and regulatory management systemsManage day-to-day securities trade and regulatory reporting for US brokerage and market making businesses;Respond to inquiries and requests from US and foreign regulators;
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  • Alphastar Television
    Treasurer And Controller
    Alphastar Television 1993 - 1997
  • Salomon
    Audit Manager
    Salomon 1985 - 1991
  • Salomon Brothers
    Internal Audit
    Salomon Brothers 1985 - 1990
  • E.I. Dupont De Nemours
    Internal Audit
    E.I. Dupont De Nemours 1981 - 1985

Marlene Ward Skills

Auditing Commodity Electronic Trading

Marlene Ward Education Details

Frequently Asked Questions about Marlene Ward

What company does Marlene Ward work for?

Marlene Ward works for Interactive Brokers

What is Marlene Ward's role at the current company?

Marlene Ward's current role is Director of Compliance Technology at Interactive Brokers.

What is Marlene Ward's email address?

Marlene Ward's email address is ma****@****ail.com

What is Marlene Ward's direct phone number?

Marlene Ward's direct phone number is +120342*****

What schools did Marlene Ward attend?

Marlene Ward attended The Ohio State University Fisher College Of Business.

What skills is Marlene Ward known for?

Marlene Ward has skills like Auditing, Commodity, Electronic Trading.

Who are Marlene Ward's colleagues?

Marlene Ward's colleagues are Sheroz Khushnazarov, Jasmine Kurniawan, Susanna Bigotti, Loona Sultan, Pal Barta, Jacob Kitlinski, Marty Mcdonagh.

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