Marlon Groen Email & Phone Number

Philadelphia, Pa, Us

Provide counsel and compliance support to federal and state regulated financial institutions in the development, implementation and improvement of compliance management systems. Support activities related to compliance with consumer financial lending regulations, including regulatory change management, new product integrations and issues management. Assist with regulatory outreach and support for examinations and remediation activities.

Ewing, Nj, Us

Managed and maintained a comprehensive Compliance Management System, Fair Lending/Servicing Program and BSA/AML program. Managed team of 60 employees. Responsible for exam management and regulatory outreach for OCC regulated entity. Led compliance efforts to comply with OCC Consent Order.• Developed and maintain policies and procedures necessary to comprehensive Compliance Management System that includes all lines of business.• Helped develop standards to align with Heightened Standards.• Developed, maintain and report on Compliance Risk Appetite metrics.• Developed and manage compliance monitoring and testing programs.• Provided reports on a regular basis, and as directed or requested, to inform the Board of Directors, Risk and Compliance Committees and senior management on the progress and status of Compliance Department efforts.• Managed all aspects of the BSA/AML compliance program. Responsible for coordinating and monitoring day-to-day BSA/AML compliance and Fraud program.• Ensured the compliance training program addresses key compliance risk areas and implemented according to the training calendar. Monitored completion of training content by the Board of Directors, Senior Management, and personnel, including training provided to new hires within the organization.• Oversee the Fair Lending/Servicing Program.• Determined and oversaw corrective actions based upon the results of compliance monitoring and ensure that • Prepared for and coordinated examination and regulatory audit requests.• Served as the regulatory liaison for all examinations and audits performed ensuring timely and accurate responses.

Chicago, Illinois, Us

Responsible for compliance management system and operational risk programs for mortgage origination and servicing channels, including compliance testing, issues management, risk assessments, aml/bsa, privacy, fair lending. Chair Risk and Compliance Committee. Developed policy and procedure framework. Manage regulatory change management, examinations, training, and complaint responses.

Mount Laurel, Nj, Us

Managed and maintained compliance management system for Ocwen Financial Corp. (now Onity) and all subsidiaries, ensuring compliance with federal and state regulations. Services supported include origination and servicing of residential mortgage and reverse mortgage loans. Ensured employees remained in compliance with all internal processes and procedures. Managed all regulatory relations, examinations, and state licensing and regulatory outreach alongside staff of up to 178 employees.Integrated risk and compliance management systems for companies through corporate acquisition and assisted in development of formal enterprise-wide change management process and issues remediation framework. Oversaw originations, servicing testing, and monitoring programs for forward and reverse residential mortgages.• Managed regulatory outreach program and coordinated communications with all state and federal regulators.• Presented to risk and compliance committee of board of directors on compliance and risk management initiatives.• Monitored adherence to compliance management system and oversaw all compliance testing and monitoring activities.• Facilitated compliance training programs, including annual compliance training for all employees.• Oversaw company’s anti-money laundering and fraud programs.• Acted as fair lending officer, including overseeing risk assessments and testing.• Acted as designated privacy officer.• Managed all regulatory examinations from intake through final response and remediation. Oversaw and managed licensing activities and regulatory reporting.• Led ombudsman team dedicated to responding to all regulatory, executive, and escalated complaints.• Developed regulatory change management program to track, analyze, and implement process and testing changes for all applicable regulatory changes.

Mount Laurel, Nj, Us

Boston, Ma, Us

primary attorney supporting residential mortgage lending, servicing and default.

Doctor Of Law (Jd)

B.A., Political Science And Government; History