Marty Dunn Email & Phone Number

Fractional COO & CFO services, business advisory services, business consulting / coaching services

Cleveland, Oh, Us

An organization designed to support and develop Chief Operating Officers and those responsible for the operations of their company or department. The COO Forum is the longest-running, most well-respected professional development organization specifically focused on providing a safe and confidential space for COOs to discuss the issues COOs face in their role, while developing a rich network of peers.

Wayne, Pennsylvania, Us

Coordinated transition of firm to an independent RIA with leadership team

Greenwich, Ct, Us

Partner with Managing Members to formulate and execute business strategy, plans, best practices, policies and procedures. Drive efficiency and create scalability for Trading, Middle Office, Operations and Accounting. Lead Operations team to effectively support investment team, operational controls, technology systems, administrative requirements and reporting procedures. Direct efforts to allocate and confirm trades, review unmatched and failed trades, manage treasury, perform wire processing, handle corporate actions, conduct daily performance calculation, open accounts, process capital activity and private deals and reconcile transactions. Build and maintain key relationships with third parties including Prime Brokers, Custodians and Administrators. Evaluate company performance through metric analysis.* Served on Valuation Committee with C-Suite, Head Trader and Controller. Met monthly to review and verify asset valuation.* Navigated significant change and company growth during tenure. Hired and trained all Operations staff and additional staff to use new systems and processes.* Managed Prime Broker selection process by vetting options and negotiating terms and pricing.* Enabled growth from 11 to 45 funds and managed accounts (without increasing headcount) through identification of efficiency opportunities.* Selected and implemented multiple external systems for order management, trade allocation, compliance, portfolio accounting, unmatched and failing trades as well as a cash, transaction and positions exception processing reconciliation tool.* Collaborated with IR team to complete DDQs. Created and presented Trading, Middle Office and Operations sections of firm pitch book.* Established procedures and processes for annual SOC I Type II Audit certification testing.* Ensured ongoing FX performance by managing cash balances for all funds and managed accounts.* Served as Associate Environmental & Social Governance Officer to ensure full compliance for firm.

Us

Managed Repurchase agreements, repricings, rolls, trade support for Asset and REPO trades, booking and monitoring settlement of all transactions, reconciliation of Principal and Interest payments, cash process and debt vehicles. Monitored holdings to ensure regulatory compliance. Revised procedures to maximize efficiency for trade processing, data collection, cash and trade activity accounting.* Accepted additional responsibility as role quickly expanded into Treasury Management.* Identified asset issues and notified secured creditor. Absorbed critical work to meet company obligations, developed interim cash management plan and managed closing of the firm.

New York, Ny, Us

Managed high-volume trading (40,000 monthly cash trades with net value of $50+ billion) and settlement of all Mortgage Backed Securities for Broker Dealer. Monitored Repo activity and all positions to ensure security of tri-party loans at close of day. Resolved trade related issues in collaboration with Sales Assistants and Customers.* Streamlined numerous workflow procedures, allowing for 40% reduction in headcount and 75% reduction in fail volume.* Moved team and functions from Chicago to Delaware, adding critical talent, optimizing processes and increasing efficiency. Facilitated ability to reduce headcount based on improvements.

Oaks, Pa, Us

Bachelor Of Liberal Arts, Economics

Education record