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Conducted multiple AML regulator-driven transaction look-backs encompassing:1) Black Market Peso Exchange (BMPE) activity originating from Mexico and the Caribbean.2) Investigation of a Multi-national financial institution characterized as a Japanese Keiretsu.3) Identifying deficient controls by a Latin American financial institution in addressing the Bank Secrecy Act.• Utilized proprietary software in analyzing the risk assessment of wire transactions and check activity on… Show more Conducted multiple AML regulator-driven transaction look-backs encompassing:1) Black Market Peso Exchange (BMPE) activity originating from Mexico and the Caribbean.2) Investigation of a Multi-national financial institution characterized as a Japanese Keiretsu.3) Identifying deficient controls by a Latin American financial institution in addressing the Bank Secrecy Act.• Utilized proprietary software in analyzing the risk assessment of wire transactions and check activity on transaction look-backs with special focus on MT 103 SWIFT codes and customer identification program (CIP) requirements.• Performed on site Gap analysis of a large Canadian financial institution and their multiple divisions while conducting interviews of managers and senior bank personnel on policies and procedures.• Developed training for bank personnel on Enhanced Due Diligence procedures for a large Canadian financial institution particularly focused on Political Exposed Foreign Persons (PEFPS) and High-risk customers.• Supplied expertise of Options trading on Securities Industry Investigation.• Case analyst on multiple government monitorships and compliance settlements.• Performed forensic analysis of a leading resort hotel’s debits and credits during the course of an investigation of their bookkeeping.• Assisted with the tracing and uncovering of lost or misappropriated assets of a large scale Ponzi scheme.• Performed review and analysis of purchase orders and materials of a large scale international counterfeit operation.• Conducted due diligence research using online information tools such as Google, LexisNexis, Westlaw, World Check and Factiva. Show less

Training of various client advisors, middle office and operations personnel in the account opening and documentation process. Responsible for the administration of the account opening approval processes. Ensured that all documents submitted by the bank met compliance requirements such as USA Patriot Act, Anti-Money Laundering and Know Your Customer (KYC).