Senior large institutional (Bank, B/D-RIA, IM, Insurance, Municipality, Pharma, Health Care) change management and best practices strategic professional with an emphasis on business efficiencies and enterprise risk management, conflicts of interest, ethics, Banking and RIA/BD Compliance. Additional work in large US Government enterprises establishing fraud prevention, ERM frameworks, development of implementation plans, ongoing reporting and monitoring. Comprehensive enterprise GRC and operational risk identification, evaluations, monitoring and reporting. RCSA R&C assessment via data mining, root cause analysis, development of amelioration plans. Development of COI, Risk and Control inventories. ERM Policy and Procedures design and maintenance. Extensive project management skills, KRI metrics design. Big Data analysis and interpretation, reporting and validation. Decisive, intuitive, and focused.Currently holds Series 65. Previously held Series 7, 24, 66 and Life & Health Insurance Agent.AIFA, Accredited Investment Fiduciary Analyst (2008.) CFFS, Certified Foundation Fiduciary Specialist (2015.)