Mary St. John, Aif® Email & Phone Number
@sigmafinancial.com
2 phones found area 734
LinkedIn matched
Who is Mary St. John, Aif®? Overview
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Mary St. John, Aif® is listed as Retired at Retired, a with 83 employees, based in Ann Arbor, Michigan, United States. AeroLeads shows a work email signal at sigmafinancial.com, phone signal with area code 734, and a matched LinkedIn profile for Mary St. John, Aif®.
Mary St. John, Aif® previously worked as Regional Compliance Supervisor at Axtella and Sr. Compliance Officer at Axtella. Mary St. John, Aif® holds Bachelor Of Science, Business Administration from Central Michigan University.
Email format at Retired
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AeroLeads found 2 current-domain work email signals for Mary St. John, Aif®. Compare company email patterns before reaching out.
About Mary St. John, Aif®
A dedicated, results-driven leader leveraging my experience to strengthen field practices. I believe a trusted partner invested in field representatives’ practices, facilitates a compliant environment. My approach is to foster knowledge through cooperation and collaboration while building strong working relationships.
Listed skills include Regulatory Compliance, Broker Dealer Compliance, Fiduciary Management, Risk Management, and 14 others.
Mary St. John, Aif®'s current company
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Mary St. John, Aif® work experience
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Regional Compliance Supervisor
(734) 663-1611 As the functional OSJ, I am responsible for the supervisory oversight and risk management of all registered representatives within my region. Also provide supervisory leadership and counsel on regulatory and risk requirements and cross functional education to firm leadership, registered employees, and operational staff.Securities offered through Sigma Financial Corporation, member FINRA (FINRA.org) and SIPC (SIPC.org). Investment Advisory services offered through Sigma Planning Corporation, a Registered Investment Advisor. Content is strictly for general purposes and is not an offer to sell or solicit any security. For regulatory purposes, we cannot respond to e-mails through this site and any individualized follow-up involving either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the registered representative is not registered. Third-party posts found on this profile have not been reviewed for accuracy or completeness by nor do they reflect the views of Sigma Financial Corporation, Sigma Planning Corporation. Furthermore, to ensure compliance with certain SEC and FINRA rules, we do not use client testimonials on social media sites; this includes receiving and/or posting recommendations or endorsements.
Sr. Compliance Officer
(734) 663-1611 Provide expertise, oversight, guidance, and advice on regulatory requirements through risk assessments and compliance reviews to effectively manage and mitigate regulatory risk. Securities offered through Sigma Financial Corporation, member FINRA (FINRA.org) and SIPC (SIPC.org). Investment Advisory services offered through Sigma Planning Corporation, a Registered Investment Advisor. Content is strictly for general purposes and is not an offer to sell or solicit any security. For regulatory purposes, we cannot respond to e-mails through this site and any individualized follow-up involving either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the registered representative is not registered. Third-party posts found on this profile have not been reviewed for accuracy or completeness by nor do they reflect the views of Sigma Financial Corporation, Sigma Planning Corporation. Furthermore, to ensure compliance with certain SEC and FINRA rules, we do not use client testimonials on social media sites; this includes receiving and/or posting recommendations or endorsements.
Field Supervisor
Responsible for the supervisory and regulatory health of assigned OSJs across the Midwest. Provide training, strategic leadership, and results management for more than 350 registered representatives to comply with all SRO, federal/State regulations and laws.
Regional Specialist Licensed
Accountable for review, evaluation, and maintenance of regional correspondence procedures for paper and email submissions
Investment Advisor Assistant
Provided support for all aspects of IAR business including trades, blotter, applications
Colleagues at Retired
Other employees you can reach at azlockbox.com. View company contacts for 83 employees →
Jamiela Kamaldien
Colleague at RetiredMitchells Plain, Western Cape, South Africa
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Leslie Owen
Colleague at RetiredOceanside, California, United States
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Janet Halley
Colleague at RetiredMelbourne, Victoria, Australia
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Gareth Noakes
Colleague at RetiredGreater Cardiff Area, United Kingdom
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Edward Simard
Colleague at RetiredBurnaby, British Columbia, Canada
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DL
Daniel Laibstain
Colleague at RetiredWashington Dc-Baltimore Area, United States
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Malcolm Lowe
Colleague at RetiredJohannesburg Metropolitan Area, South Africa
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Robbie Clarke
Colleague at RetiredBristol, England, United Kingdom
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Norman Bowtie
Colleague at RetiredDarlington, England, United Kingdom
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Joe Braoudakis
Colleague at RetiredGreater Chicago Area, United States
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Mary St. John, Aif® education
Frequently asked questions about Mary St. John, Aif®
Quick answers generated from the profile data available on this page.
What company does Mary St. John, Aif® work for?
Mary St. John, Aif® works for Retired.
What is Mary St. John, Aif®'s role at Retired?
Mary St. John, Aif® is listed as Retired at Retired.
What is Mary St. John, Aif®'s email address?
AeroLeads has found 2 work email signals at @sigmafinancial.com for Mary St. John, Aif® at Retired.
What is Mary St. John, Aif®'s phone number?
AeroLeads has found 2 phone signal(s) with area code 734 for Mary St. John, Aif® at Retired.
Where is Mary St. John, Aif® based?
Mary St. John, Aif® is based in Ann Arbor, Michigan, United States while working with Retired.
What companies has Mary St. John, Aif® worked for?
Mary St. John, Aif® has worked for Retired, Axtella, Thrivent Financial, and Financial Architects, Inc..
Who are Mary St. John, Aif®'s colleagues at Retired?
Mary St. John, Aif®'s colleagues at Retired include Jamiela Kamaldien, Leslie Owen, Janet Halley, Gareth Noakes, and Edward Simard.
How can I contact Mary St. John, Aif®?
You can use AeroLeads to view verified contact signals for Mary St. John, Aif® at Retired, including work email, phone, and LinkedIn data when available.
What schools did Mary St. John, Aif® attend?
Mary St. John, Aif® holds Bachelor Of Science, Business Administration from Central Michigan University.
What skills is Mary St. John, Aif® known for?
Mary St. John, Aif® is listed with skills including Regulatory Compliance, Broker Dealer Compliance, Fiduciary Management, Risk Management, Compliance Management, Finra Series 7, Finra Series 24, and Msrb Series 53.
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