Sunil Mathew Email and Phone Number
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I am a Senior Manager, Risk Management at Charles Schwab, with over fifteen years of experience in leading and supporting risk management transformation initiatives across various business units and functions. I hold the Associate Business Continuity Professional (ABCP) and Series 7 certifications with a background in process engineering and banking.My core competencies include designing and implementing process improvement and operational resiliency solutions, challenging and overseeing risk control self-assessments and business change assessments, establishing and maintaining risk policies and standards, and collaborating with internal and external stakeholders to drive change and maturity in risk programs. I have received the Speak-Up! Award for demonstrating curious, courageous, and collaborative leadership, and have successfully led the Corporate Business Mapping Program using a common tool and indexing format. My mission is to leverage my process improvement and risk management expertise to enhance efficiencies and manage the balance of risk and controls for Charles Schwab and its clients.
Charles Schwab
View- Website:
- schwab.com
- Company phone:
- 800-435-4000
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Senior Manager, Professional Practices First Line Risk ManagementCharles Schwab Oct 2021 - PresentWestlake, Texas, UsCollaborating with 1LOD business leaders and partners to support and rollout a centralized Process Optimization program which includes identifying process improvements, development of visual workflows that promote an improved understanding of business processes and the identification of areas of improvement. Implementation of the access and governance of IBM Blueworks Live (Schwab’s Process Mapping Tool). Establishing process modeling standards and supporting effective use of Blueworks Live for Business Process Transformation, Risk & Controls, & Operational Resiliency efforts.
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Senior Manager, First Line Risk Management OfficeCharles Schwab Oct 2018 - Oct 2021Westlake, Texas, UsFramework and Outreach responsibility for the First Line Risk Management Office supporting review of risk policies to achieve a higher level of maturity and consistency among all the first line of defense business units within Schwab. Created consistent guidelines for all Business Units to be in alignment with the new firm wide Conflicts of Interests compliance policy. Driving consistent implementation in the 1LOD for compliance with firm wide standards on Adverse Event Escalation & Retrospective Reviews, Key Risk Metrics and Emerging Risks. Designed an employee peer recognition award for 1RMO employees who are challenging the status quo and showcasing the Curious, Courageous, Collaborative and Challenger leadership behaviors. TD Ameritrade Integration responsibilities for policy exceptions impacting 1LOD and adverse event process integration.
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Enterprise Risk ManagerFifth Third Bank Jun 2017 - Jul 2018Second line of defense partner for Centralized Operations specializing in Operational risk. Challenge and oversee Risk Control self assessments and Business Change assessments initiated by LOB. Led the Central Operations division through restructure of the Risk Control Self Assessment process in the Fifth Third Transformation process resulting in improved 1st Line of Defense accountability. Developed process for Central Operations RCSA heath to be reported appropriately in each of the LOB Operational risk dashboards.
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Enterprise Risk - Business PartnerFifth Third Bank Dec 2011 - Jul 2018Support Central Operations in all facets of ERM while being principal liason for all risk categories through risk experts. Collaborate with Commercial and Consumer Loan Operations, Bankcard Ops, Cash Management Ops, Treasury Management Implementations, Check Services & Call Center to implement ERM programs. Facilitated the consistent review and challenge of new Self-Identified Issues through Enterprise Risk business partners by setting up a team review process for new SIIs before approval by ERM.
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Functional Support - Erm Business PartnerFifth Third Bank May 2013 - May 2017Manage Enterprise Risk Business Partner roles for all support functions in Central Operations. Hired ERM partners for other functional groups including CAO, HR, Finance and IT. Hired ERM Business Partner for Functional group and guided development through certifications and coaching resulting in promotions to AVP and VP within 2 years. Got approval and onboarded two Operational Risk managers for Operations and Functional groups during a period of cost reductions through visibility to the value adds.
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Operational Risk ManagerFifth Third Bank Mar 2008 - Mar 2011Cincinnati, Ohio, UsManage operational risk program for Commercial LOB, Treasury Management, Commercial Operations & FTPS Conversion. Led the Commercial LOB Operational Risk Quarterly dashboard review process. Enriched operational losses for Loss Database reporting with root cause and action plans. Administered reviews of all Outside Service Providers used by the Commercial LOB. Led risk assessments for all new material projects and products. Reduced risk of account control agreements through operational process re-design to eliminate near or actual losses. -
Central Operations Risk ManagerFifth Third Bank Oct 2001 - Mar 2008Cincinnati, Ohio, UsCreated the structure for the overall development and administration of Risk Management Program for Central Operations (excluding Trust Operations) including managing three Operations Risk Specialists• Created targeted Risk Assessment process identifying key risks, controls and monitoring tools for all areas within Central Operations using annually updated Risk Universe • Used the above mentioned risk assessments to coordinate and complete the FDICIA / Sarbanes Oxley documentation and testing for Central Operations• Chair the Central Operations Risk Committee that acts as the division governance forum• Created the Central Operations Risk Guide and monthly Risk Dashboard• Worked with Enterprise Risk Management to implement reporting of Key Risk Indicators / develop Operational Risk System (Fitch) and Authorities Review System.• Division dramatically reversed trend of operational losses and improved audit ratings during this time frame
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Asst Vp - OperationsOld Kent Bank 1995 - 2001
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Assistant SuperintendentIndian Aluminum Company Jun 1989 - Jun 1993
Sunil Mathew Skills
Sunil Mathew Education Details
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University Of Maryland - Robert H. Smith School Of BusinessFinance -
University Of MarylandFinance
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Aba Stonier Graduate School Of BankingAba Stonier School Of Banking
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Loyola School, Trivandrum
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National Institute Of Technology RourkelaChemical Engineering
Frequently Asked Questions about Sunil Mathew
What company does Sunil Mathew work for?
Sunil Mathew works for Charles Schwab
What is Sunil Mathew's role at the current company?
Sunil Mathew's current role is Senior Manager @ Charles Schwab | Risk Management Leader, Business Process Mapping, Operational Risk.
What is Sunil Mathew's email address?
Sunil Mathew's email address is sm****@****ail.com
What is Sunil Mathew's direct phone number?
Sunil Mathew's direct phone number is +151357*****
What schools did Sunil Mathew attend?
Sunil Mathew attended University Of Maryland - Robert H. Smith School Of Business, University Of Maryland, Aba Stonier Graduate School Of Banking, Loyola School, Trivandrum, National Institute Of Technology Rourkela.
What are some of Sunil Mathew's interests?
Sunil Mathew has interest in Social Services, Children, Education.
What skills is Sunil Mathew known for?
Sunil Mathew has skills like Operational Risk Management, Financial Risk, Risk Management, Enterprise Risk Management, Banking, Risk Assessment, Credit, Sarbanes Oxley Act, Operational Risk, Governance, Process Engineering, Internal Controls.
Who are Sunil Mathew's colleagues?
Sunil Mathew's colleagues are Jerrilyn Richards, Nithya Narayanan, Joe Woods, Jen Hesse, Ramanujam L, Sameer V, Jemima Madhu.
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