Compliance Consultant
Nov 2018 - Mar 2020
AeroLeads people directory · profile
Matt Andre Email & Phone Number
Compliance and Registration
1 work email found
@cox.net
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 86%
Role
Compliance and Registration
Location
San Diego, California, United States
Who is Matt Andre? Overview
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Quick answer
Matt Andre is listed as Compliance and Registration based in San Diego, California, United States. AeroLeads shows a work email signal at cox.net and a matched LinkedIn profile for Matt Andre.
Matt Andre previously worked as Compliance Consultant at Lpl Financial and V.P. Wealth Management at New York Life Insurance Company. Matt Andre holds Economics from State University Of New York Empire State College.
Company email context
Email format at cox.net
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*@cox.net
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AeroLeads found 1 current-domain work email signal for Matt Andre. Compare company email patterns before reaching out.
Profile bio
About Matt Andre
FINRA Registered Representative Series 7FINRA Securities Principal Series 24FINRA State Blue Sky Laws Series 63(FINRA 24 License expired 2015) Life Insurance and Disability Producer (current)Life License State of Rhode Island (expired)Real Estate Licence Rhode Island (expired)
Listed skills include Investments, Wealth Management, Strategic Financial Planning, Series 7, and 15 others.
5 roles
Matt Andre work experience
A career timeline built from the work history available for this profile.
V.P. Wealth Management
Life Insurance and Annuity Sales. Stock and Bond Sales.
Jan 2007 - Jan 2010
Principal Trade Review
Conducted daily trading surveillance Principal review of new applications for online brokerage accounts.Made daily call outs to brokerage clients to inform on day trading rules and regulations.
Feb 2005 - Jan 2007
Senior Compliance Examiner
Ensured compliance of 3500 NASD (FINRA) Registered Representatives nationwide. Conducted annual compliance consultations and audits. Prepared the OSJ offices and their representatives for state audits and updated them on new compliance regulations. Conducted required Annual Compliance Meetings.
Nov 2001 - Nov 2003
Vice President-Floor Broker
Open outcry agency floor broker for institutional trading. Brokered derivative yield curve swaps and yield curve trade executions. Provided liquidity and anonymity for qualified institutional buyers and sellers.
Jan 1996 - Nov 2001
3 education records
Matt Andre education
Economics
State University Of New York Empire State College
Education record
High School
Judson College Prep
FAQ
Frequently asked questions about Matt Andre
Quick answers generated from the profile data available on this page.
What is Matt Andre's role at their current company?
Matt Andre is listed as Compliance and Registration.
What is Matt Andre's email address?
AeroLeads has found 1 work email signal at @cox.net for Matt Andre.
Where is Matt Andre based?
Matt Andre is based in San Diego, California, United States.
What companies has Matt Andre worked for?
Matt Andre has worked for Lpl Financial, New York Life Insurance Company, Bank Of America Merrill Lynch, Royal Alliance Associates, and Icap.
How can I contact Matt Andre?
You can use AeroLeads to view verified contact signals for Matt Andre, including work email, phone, and LinkedIn data when available.
What schools did Matt Andre attend?
Matt Andre holds Economics from State University Of New York Empire State College.
What skills is Matt Andre known for?
Matt Andre is listed with skills including Investments, Wealth Management, Strategic Financial Planning, Series 7, Real Estate, Trading, Insurance, and Bonds.
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