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@ascendantcompliance.com
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Matt Calabro is listed as Managing Director at Salus GRC | Experienced CCO | I make compliance a strategic asset at Salus GRC, based in United States. AeroLeads shows a work email signal at ascendantcompliance.com, phone signal with area code 813, and a matched LinkedIn profile for Matt Calabro.
Matt Calabro previously worked as Managing Director at Salus Grc and Executive Director, Compliance Services at Confluence. Matt Calabro holds Masters, Accounting from University Of Florida - Warrington College Of Business.
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AeroLeads found 1 current-domain work email signal for Matt Calabro. Compare company email patterns before reaching out.
Proven leader who successfully leverages a unique blend of compliance, operations and consulting experience to deliver risk-appropriate solutions to pressing business needs. Assesses and develops individual talent to drive professional growth, division-wide engagement, and improve overall team performance. Enterprise-wide leadership strengths include architecting programs that ensure operational consistency, managing diverse and complex risk variables, and communicating with all levels of an organization, including boards. FUNCTIONAL EXPERTISE: Develops and implements compliance programs, risk assessments and required reviews, consistent with Rule 38a-1 of the Investment Company Act of 1940 and Rule 206(4)-7 of the Investment Advisers Act of 1940. OPERATIONAL EXPERTISE: Develops and executes strategic initiatives; evaluates and implements new systems and process improvement. TECHNICAL EXPERTISE: Deftly navigates unique industry challenges to include mutual fund intermediary distribution issues, service provider oversight and manager of manager (subadvised) fund structures. INDUSTRY EXPERTISE: Demonstrates expertise as an industry thought leader, speaking at industry events, publishing topical content and serving clients in emerging areas such as digital assets, ESG investing and robo advice.
Listed skills include Mutual Funds, Financial Services, Risk Management, Investments, and 45 others.
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New York, Ny, Us
Salus GRC provides a full suite of tech-enabled governance, risk and compliance (“GRC”) support to registered investment advisers, private fund managers, broker-dealers and other financial services firms, with offerings that include regulatory registration and filing services, compliance program development and ongoing support, regulatory exam assistance, compliance training and education, regulatory due diligence and cybersecurity.
Pittsburgh, Pa, Us
Led a compliance consulting and outsource services practice for a leading investment management service provider. Responsible for setting the strategic direction for the business, leading a team of professionals and overseeing a multi-million dollar revenue stream.Drive business development agenda through marketing programs, prospecting and industry thought leadership; Demonstrated expertise implementing compliance programs across all asset classes and investment sectors, including energy infrastructure, ESG, digital assets and structured products; Deliver impactful, tailored and practical compliance solutions to investment advisers, broker-dealers and registered funds to improve compliance culture and posture; Partner with global technology team in the design and implementation of software solutions; Apply expert knowledge of key securities laws and regulations, including the Investment Advisers Act, the Investment Companies Act, FINRA Rules and Regulation BI to develop policies and procedures and other client deliverables; Advance the firm’s reputation as a thought leader through podcasts, vlogs, speaking.
Dallas, Texas, Us
Chief Compliance Officer for Registered Investment Adviser and Registered Open and Closed-End Funds.
Draper, Ut, Us
Interim Chief Compliance Officer for a HealthEquity Advisors, a registered investment adviser offering algorithmic investment solutions to Health Savings Account plan owners. Directed activities of compliance team, facilitated onboarding of permanent CCO, represented compliance on corporate initiatives and provided reports to adviser's board of directors. Completed annual compliance review.
Sydney, Nsw, Au
Managed the compliance department of an investment advisory firm with approximately $180 billion in assets under management across all asset classes. The firm’s clients include mutual funds, institutions, private funds and UCITS.Compliance Leadership•Led team of compliance professionals responsible for all compliance functions, including portfolio guidelines, distribution, Code of Ethics, regulatory filings and surveillance•Managed the compliance programs for advisers, mutual fund families, UCITS and broker-dealer•Oversaw completion of annual compliance reviews for each entity, including testing methodologies, documentation and reporting•Improved department operations by restructuring workflows•Led implementation of Charles River system•Led revision of Code of Ethics, including new trade review system, training and governance committeeBusiness and Client Support•Organized service provider oversight committee, reviewing onboarding and evaluating cybersecurity controls•Provided guidance to business on enhancing fund intermediary oversight•Improved review of advertising, including adding KPIs•Participated in investment review, derivatives and product committees •Advised all areas of firm on compliance matters•Worked across international corporate enterpriseFund Compliance Oversight•Served as CCO of Optimum Fund Trust and of the adviser and promoter for Macquarie Collective Funds, a UCITS fund group•Maintained relationship with Board of Trustees by preparing reports, presenting at each meeting and initiating interim communications•Led firm’s subadviser oversight program for a manager-of-managers fund platform; conducted initial and ongoing due diligence, developed risk rating tool and reporting structure to Funds’ BoardIndustry Leadership•Demonstrated industry presence through active service on ICI Chief Compliance Officer, Operations, Operations Conference Planning and Transfer Agent Advisory Committees
St. Petersburg, Florida, Us
As funds' Principal Executive Officer and Chief Operating Officer of fund administrator, led operations and administration functions of mutual fund complex.Executive Leadership•Managed P&L for mutual fund operations, consistently outperforming budget•Led preparation of, and certified financial statements preparation and other filings•Merged two affiliated advisers to streamline operations•Conducted high-impact business reviews and implemented action plans•Negotiated contracts and led new service implementation•Oversaw completion of advisor’s annual renewal of advisory and other contractsBusiness Development and Customer Support•Ensured high quality client experience by developing key performance indicators•Collaborated with sales management regarding product line, pricing and sales support•Led mutual fund transfer agency as account base grew from 150,000 to 850,000 accounts. •Implemented service standards resulting in processing accuracy rates above 99.95%•Managed call center successfully answering over 90% of calls within 13 seconds•Organized and registered funds’ broker-dealer distributorCommunications•Served as key executive contact between firm and Board; prepared and delivered presentations; facilitated meeting agenda•Demonstrated industry presence through service on committees and conference panels•Designed and taught mutual fund course in corporate training programBusiness Process Improvement•Reviewed operations for effectiveness, cost savings and outsourcing opportunities•Evaluated and implemented imaging, workflow and other business systems•Developed internal control environment and documented policies and procedures•Improved operational efficiency through development of automated systems and processes •Established second operating site and ensured consistent performance across enterprise
St. Petersburg, Florida, Us
Oversaw financial operations of a family of mutual funds, including expense budgeting and monitoring, financial statement preparation and coordination with independent auditors.
St. Petersburg, Florida, Us
Served as chief compliance officer to family of 10 mutual funds. •Ensured funds’ and adviser’s compliance with securities laws and investment limitations, administration of code of ethics program and regulatory matters•Developed risk and control assessment for investment adviser and funds•Designed and implemented annual compliance review strategy•Reviewed policies and procedures of investment advisers and other service providers•Coordinated successful completion of regulatory exams •Reported directly to Funds' Board of Trustees
St. Petersburg, Florida, Us
Chief Compliance Officer for registered investment adviser and mutual fund sponsor.
St. Petersburg, Florida, Us
Gb
Performed financial statement audits of various public and private entities; reviewed financial and operational systems and adequacy of internal controls; coordinated and reviewed work performed by audit staff and internal auditors; represented firm in United Way's Loaned Executive program, organizing annual fundraising campaign at local companies.
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Matt Calabro works for Salus GRC.
Matt Calabro is listed as Managing Director at Salus GRC | Experienced CCO | I make compliance a strategic asset at Salus GRC.
AeroLeads has found 1 work email signal at @ascendantcompliance.com for Matt Calabro at Salus GRC.
AeroLeads has found 1 phone signal(s) with area code 813 for Matt Calabro at Salus GRC.
Matt Calabro is based in United States while working with Salus GRC.
Matt Calabro has worked for Salus Grc, Confluence, Nxg Investment Management, Healthequity, and Delaware Investments.
You can use AeroLeads to view verified contact signals for Matt Calabro at Salus GRC, including work email, phone, and LinkedIn data when available.
Matt Calabro holds Masters, Accounting from University Of Florida - Warrington College Of Business.
Matt Calabro is listed with skills including Mutual Funds, Financial Services, Risk Management, Investments, Finance, Asset Management, Financial Analysis, and Fund Accounting.
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