Represent investment companies, investment advisers, fund fiduciaries and broker-dealers in a wide range of regulatory, corporate and transactional matters. Founder of the Philadelphia Young ’40 Act Lawyers Roundtable, an organization of ’40 Act practitioners in the Philadelphia region.Alumni Advisory Board, Widener Institute of Delaware Corporate and Business LawSpecialties: Investment management, securities law, M&A, corporate law, broker-dealer law, finanical services companies, disclosure, boards of directors, governance
Listed skills include Securities Regulation, Investments, Mergers And Acquisitions, Mutual Funds, and 8 others.