Matthew Roberts Email & Phone Number

New York, New York, United States

Manage a team of examiners responsible for executing the supervisory strategy for ERM, ORM, Audit, and Internal Controls.Oversee the timely completion of supervision deliverables. Provide examiners feedback to ensure regulatory communications align with Agency expectations.Determine resource allocation for the supervisory strategy. Ensure strategy is risk based and aligned with regulatory requirements.Proactively identify and champion regulatory process enhancements to simplify and streamline internal procedures.Provide formal feedback and training to examiners to develop and support OCC staffing and development initiatives.

Lead supervision of Enterprise Risk Management (ERM), Heightened Standards Compliance, strategic risk, reputation risk and climate risk at a large bank. Ensure the risk framework is aligned with regulatory expectations, consistently applied across lines of business, and adequately supported by senior management and the Board of Directors. Lead the development of the supervisory strategy for ERM. Ensure strategy is risk based, aligned with agency objectives, and integrated across risk disciplines. Serve as the team's point of contact for climate risk and Environmental, Social, and Governance (ESG) topics broadly. Ensure ESG topics are adequately integrated into the supervisory strategy, and bank's risk management frameworks.Provide training and development to junior examiners through formal evaluations, on the job training, and informal mentorship.

Led supervision of audit department for Large Bank Team at top 10 Financial Institution. Identified issues related to deficient audit practices, determines root cause, and proposes remediation. Validated that remediation was effective and sustainable.Independently developed supervisory strategy, determines resource needs, and presented the strategy for approval from agency leadership.Led regulatory examinations to determine supervisory audit rating. Set exam objectives, determined scope of exam and examiner assignments, and developed request lists. Prioritized, summarized, and reported exam conclusions in supervisory communications. Presented identified issues and remediation requirements in exit meetings with senior management.

Mclean, Virginia

Worked collaboratively as a member of a large bank team to examine national banks’ compliance with federal banking laws and regulations, identified issues and presented findings and recommendations to ensure a safe and sound financial system.

Served as a member of an exam team. Performed 11 exams at community and large banks to determine bank condition and supervisory rating. Successfully identified and documented deficient banking practices and presented remediation requirements to management in order to strengthen the institution.

Greater Nashville Area, Tn

- Managed client accounts using Advent Portfolio Exchange- Coordinated with the marketing team to provide market materials to prospective clients

Bachelor Of Business Administration (Bba), Finance, General

Associate Of Arts And Sciences (Aas), Liberal Arts And Sciences, General Studies And Humanities