As a collaborative and strategic compliance leader, I drive organizational compliance by leveraging a quality-focused approach grounded in my deep experience recognizing and mitigating risk across organizations. I apply my extensive knowledge of internal controls, process evaluations, and procedural reviews to advance policies and procedures across all business areas. I also steer positive change by leading teams with clear communication and transparency, accomplish the company vision and goals, liaise with senior business leaders, implement innovative solutions, and coach, mentor, and empower junior staff. A few notable accomplishments of which I am incredibly proud include:Addressing all regulatory matters by spearheading an effective compliance framework at Citizens Capital Markets for bond and equity underwriting, building out controlled environments.Enhancing the tracking, comparison, and reporting of the securities division against monitoring and testing results by establishing an innovative digital framework at BB&T. Escalating and resolving 30 issues involving underwriting during my tenure at Wells Fargo Securities.I am excited to expand my professional network and see what the future may hold. If you would like to connect, please contact me at matthew.rossi2nc@gmail.com.